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  Complaint / Arbitration Status
As per SEBI circular MRD/DoP/SE/Cir- 10/2009 dated September 03, 2009
 

2011-12

Trading Member

Company
  • Report 1A - Complaints received from clients against trading members during the current financial year
    		•
  • Report 2A - Complaints received from investors against listed companies during the current financial year
    		•
  • Report 1C - Redressal of complaints lodged by clients against trading members during the current financial year
    		•
  • Report 2C - Redressal of complaints lodged by investors against listed companies during the current financial year
    		•
  • Report 3B - Disposal of arbitration proceedings (where client is a party) during the current financial year
    		•   
     

    2010-11

    Trading Member

    Company
  • Report 1A - Complaints received from clients against trading members during the current financial year
    		•
  • Report 2A - Complaints received from investors against listed companies during the current financial year
    		•
  • Report 1C - Redressal of complaints lodged by clients against trading members during the current financial year
    		•
  • Report 2C - Redressal of complaints lodged by investors against listed companies during the current financial year
    		•
  • Report 3B - Disposal of arbitration proceedings (where client is a party) during the current financial year
    		•   
  • Report 4B - Penal actions against trading members during the previous financial year
    		•   

     

    2009-10

    Trading Member

    Company
  • Report 1A - Complaints received from clients against trading members during the previous financial year
    		•
  • Report 2A - Complaints received from investors against listed companies during the previous financial year
    		•
  • Report 1C - Redressal of complaints lodged by clients against trading members during the previous financial year
    		•
  • Report 2C - Redressal of complaints lodged by investors against listed companies during the previous financial year
    		•
  • Report 3B - Disposal of arbitration proceedings (where client is a party) during the previous financial year
    		•   
  • Report 4B - Penal actions against trading members during the previous financial year
    		•   


    2008-09

    Trading Member

    Company
  • Report 1B - Redressal of complaints lodged by clients against trading members
    		•
  • Report 2B - Redressal of complaints lodged by investors against listed companies
    		•
  • Report 3A - Disposal of arbitration proceedings (where client is a party)
    		•  
  • Report 4A - Penal actions against trading members
    		•