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Inspection & Compliance - 2008


Download No. Date Particulars
NSE/INSP/11611 November 07, 2008 Electronic contract notes (ECNs) in equity derivatives segment
NSE/INSP/11537 October 23, 2008 Internal Audit
NSE/INSP/11532 October 23, 2008 Compliance Hand book
NSE/COMP/11504 October 17, 2008 Suspension of Trading Membership
NSE/COMP/11382 September 29, 2008 Submission of Half Yearly Networth Certificate
NSE/COMP/11381 September 29, 2008 Extension of time for Submission of Annual Returns for the financial Year 2007-08
NSE/INSP/11324 September 18, 2008 Consolidated Circular Inspection Department
NSE/COMP/11300 September 15, 2008 Reminder for Submission Of Annual Return
NSE/INSP/11172 August 22, 2008 Internal Audit for stock brokers/clearing members
NSE/COMP/10964 July 10, 2008 Annual Compliance Reort for the Financial Year 2007-08
NSE/INSP/10938 July 04, 2008 In-person verification of Clients by Stock Brokers
NSE/COMP/10913 June 30, 2008 Submission of Annual Return
NSE/COMP/10911 June 30, 2008 Annual Compliance Report for the Financial Year 2007-2008
NSE/INSP/10872 June 23, 2008 Uniform Documentary Requirements for trading
NSE/COMP/10774 May 30, 2008 Annual Compliance Report
NSE/COMP/10701 May 15, 2008 Annual Compliance Report for the period 2007-2008
NSE/COMP/10700 May 15, 2008 Mandatory Insurance cover for the period 2008-09.
NSE/INSP/10605 April 21, 2008 Collateral deposited by clients with members
NSE/INSP/10367 February 28, 2008 Margin collection from constituents
NSE/INSP/10239 February 11, 2008 client margin information
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