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Formats
FORMATS FOR ADDITIONAL SEGMENT:
Corporate
Partnership/Firm
Individual
Banks
WDM Segment
Checklist
Change in Membership Type
Downgrade of membership
Documents for SEBI registration in CM Segment
Documents for SEBI registration in F&O Segment
Documents for enablement on CM Segment
|
Checklist for CM Segment
Documents for enablement on F&O Segment
|
Checklist for F&O Segment
Documents for change in clearing member affiliation
Connectivity:
Application for new scenario
Application for shifting of scenario
Application for cancellation of non-commissioned scenario
Application for surrender of scenario
Format of VSAT Undertaking
Format of NOC from the owner of premises for VSAT
Sub-brokers:
Change in member affiliation of Sub-broker
Withdrawal of sub-broker registration application
Cancellation of sub-broker registration
Authorised Persons:
Appointment of Authorised Person:
Corporate
|
Partnership Firm/LLP
|
Individual
Checklist for appointment of Authorised Person:
Corporate
|
Partnership Firm/LLP
|
Individual
Checklist for Cancellation of Authorised Person Application
Application for cancellation of Authorised Person
Change in Status and constitution of Authorised Person
Agreement format between the Trading Member and Authorised Person
Format of Trading Membership Undertaking :
CM Segment :
Corporate
|
Firm
F&O Segment :
Individual
|
Corporate
|
Firm
Currency Derivatives Segment :
Individual
|
Corporate
|
Firm
WDM
CM and F&O : Corporate
CM and WDM : Corporate
Regional Stock Exchange
Format of Clearing Member Undertaking :
F&O Segment :
Individual
|
Corporate
|
Firm
Currency Derivatives Segment :
Individual
|
Corporate
|
Firm
Draft Clearing Member - Trading Member agreement
Draft Clearing Member - Trading Member agreement for Currency Derivatives
Draft Clearing Member - Trading Member Agreement for Interest Rate Futures on Currency Derivatives Segment
Formats for submitting collaterals - NSEIL - Currency Derivatives Segment
SEBI Broker Database :
Soft Copy - TM.exe
|
Hard Copy
Application for approval as user
Method of computation of networth
Networth certificate - Annexure C-1
Details of Directors - Annexure C-3
Details of shareholding - Annexure C-6
Details of dominant promoter group - Annexure C-7
Application for change in directors
Application for change in shareholding pattern
Transfer of membership
Change in Constitution
Change in name of the Trading Member
Trading Member Registered Office Change
Request for turnover certificate
Surrender of membership (Total & segmental surrender)
Application for merger
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