|
Order |
Date of Order |
Details of the Order |
Section Details |
Entity / Individual Name |
Period |
|
SEBI order against Shri Mukesh Mansukhlal Kothari in the matter of M/s.
Solid Carbide Tools Ltd. |
15-Jun-07 |
SEBI vide its order dated June 15,
2007 in the matter of trading in the scrip of Solid Carbide Tools Limited,
has prohibited and restrained Shri Mukesh Mansukhlal Kothari from buying,
selling or dealing in securities in any manner for a period of two years. |
Under Section 11(4) And Section 11b Of The
Securities And Exchange Board Of India Act, 1992 And Regulations 11 And 12 Of
The Sebi (Prohibition Of Fraudulent And Unfair Trade Practices Relating To
Securities Market) Regulations, 1995 Read With Regulation 13 (2) Of The Sebi
(Prohibition Of Fraudulent And Unfair Trade Practices Relaitng To Securities
Market) Regulations, 2003 |
Shri Mukesh Mansukhlal Kothari |
2 years |
|
SEBI
order in the matter of Investigation into Pyramid
Saimira Theatre Ltd. |
23-Apr-09 |
SEBI
vide its ad-interim ex-parte order no. WTM/KMA/60/04/2009 dated April 23,
2009 has directed 254 entities, to not
to buy, sell or deal in the securities market including in Initial Public
Offerings, in any manner, either directly or indirectly, till further
directions: Further to SEBI
order no. WTM/KMA/60/04/2009 dated April 23, 2009, SEBI now vide its order
no. WTM/KMA/86/06/2009 dated
June 18, 2009 in the matter of M/S.
Pyramid Saimira Theatre Ltd has revoked the directions issued against
Shri Shashikant P. Biyani (PAN no. AAHPB3652Q). This order shall come into
force with immediate effect. |
Under Sections 11, 11b
And 11(4) Of Securities And Exchange Board Of India Act, 1992 |
Shri
Shashikant P. Biyani (PAN -
AAHPB3652Q) |
Till
further directions |
|
KARUNA
CABLES |
29-Nov-05 |
"Promoters
of the company viz, Mahendra C. Shah, Hasu M Shah, Mit Shah, Akshat Shah,
Kirti C. Shah, Jaswant C. Shah, Sanjay B Shah, Ceetee Trading and Leasing
Pvt. Ltd and the non-executive independent directors of the company N. S.
Rangnath, C. V. V. Prasad and Pavankumar Sanwarmal are hereby directed not to
buy, sell or deal in securities of Karuna Cables Ltd, directly or indirectly,
till further directions in this regard and Karuna Cables Ltd is further
directed that it shall not issue any equity shares or any other instruments
convertible into equity shares, in any manner, or shall not alter its capital
structure in any manner, till further directions in this regard. SEBI vide its order no. WTM/KMA/83/IVD/06/2009 dated June 15, 2009
has restrained Karuna Cables Limited ,Mr. Mahendra C. Shah, Ceetee Trading
and Leasing Private Limited and Mr. Sanjay B Shah from accessing the
securities market and further prohibited them from buying, selling or dealing
in securities market, directly or indirectly, for a period of six months with
immediate effect. Further, SEBI vide its order no WTM/KMA/82/IVD/06/2009
dated June 15, 2009 has revoked the
directions issued by SEBI vide orders dated November 29, 2005 and July 25,
2006 for Mrs. Hasu M. Shah, Mr. Mit Shah, Mr. Akshat Shah, Mr. Kirti C. Shah,
Mr. Jaswant C. Shah, Mr. C.V.V. Prasad, Mr. N.S. Ranganath, Mr. Pavankumar
Sanwarmal, N. G. Builders & Developers,
Mr. Narendrapal Gupta and Mrs. Manju Gupta. The proceedings against
Mr. Vijay Bhagwandas Shah become infructuous owing to his demise. |
Under Section 11b And
11(4)(B) Of Securities And Exchange Board Of India Act, 1992 |
1.
Hasu M Shah 2.
Mit Shah 3.
Akshat Shah 4.
Kirti C. Shah 5.
Jaswant C. Shah 6.
N. S. Rangnath 7.
C. V. V. Prasad 8.
Pavankumar Sanwarmal 9.
N. G. Builders & Developers 10. Narendrapal Gupta 11. Manju Gupta 12. Vijay Bhagwandas Shah |
Till
further orders |
|
SEBI order against Pious Overseas
Private Limited, its Director Mr.N K Ajmera and Mr.Giriraj Kothari, |
|
SEBI vide its order dated March
05, 2009 has prohibited Pious Overseas Private Limited, Mr.N K Ajmera
(director of Pious Overseas Private Limited) and Mr.Giriraj Kothari, in the
matter of Dhar Textile Mills Limited, from buying, selling or dealing in
securities in any manner directly or indirectly for a period of fifteen days,
with immediate effect. |
Under Sections 11, 11B and 11(4)
of SEBI Act, 1992 and Regulation 11 of SEBI (Prohibition of Fraudulent and
Unfair Trade Practices relating to Securities Market) Regulations, 2003 |
1.Pious Overseas Private Limited 2.Mr.N K Ajmera 3.Mr.Giriraj Kothari |
15 days |
|
SEBI order against Ms.Priti Dalal
in the matter of Singer ( |
|
SEBI vide its order no
WTM/TCN/150/IVD2/JAN/2009 dated January 14, She is further directed to cease
and desist from dealing in securities in such manner which may amount to
violation of Regulation 3(a), (b) & (c) and 4(2)(a) & (b) of the SEBI
(Prohibition of Fraudulent and Unfair Trade Practices relating to Securities
Market) Regulations, 2003. |
Section 11B and 11D read with
Section 19 of SEBI Act, 1992, further read with Section 11 of the SEBI
(Prohibition of Fraudulent and Unfair Trade Practices relating to Securities
Market) Regulations, 2003. |
Priti Dalal |
1 month |
|
SEBI order against Shri C Krishna
Prasad and Ask Holdings Private Limited in the matter of Granules India
Limited |
|
SEBI vide its orders no
WTM/TCN/152/IVD3/Jan/09 and WTM/TCN/153/IVD3/Jan/2009 dated January 14, |
sections 11(4) and 11 B read with
Section 19 of the SEBI Act, 1992 and Regulation 11 of SEBI (Prohibition of
Fraudulent and Unfair Trade Practices Relating to Securities Market)
Regulations, 1995 further read with relevant provisions of SEBI (Prohibition
of Fraudulent and Unfair Trade Practices Relating to Securities Market)
Regulations, 2003 |
1. Shri C Krishna Prasad (PAN – ACQPC5566P) 2. Ask Holdings Private Limited (PAN – AABCA5572B) |
1 month 3 months |
|
SEBI order against P.L.Choudhary
& Co., Pawankumar Choudhary (HUF), P.P.Choudhary (HUF), Sabitaridevi
Choudhary and Sarita Choudhary |
|
SEBI
vide its order no. WTM/TCN/121/IVD-3/Jan/09 dated 1. M/s.P.L.Choudhary & 2. M/s.Pawankumar Choudhary (HUF) (PAN – AAAHP4710L) 3. M/s.P.P.Choudhary (HUF) (PAN – AAAHP4899N) 4. Mrs.Sabitaridevi Choudhary (PAN – ACTPC7703P) 5. Mrs.Sarita Choudhary (PAN – ACYPC9216A) |
Section 19 read with Section 11B
of the SEBI Act, 1992 and Regulation 11 of SEBI (Prohibition of Fraudulent
and Unfair Trade Practices relating to Securities Market) Regulations 2003. |
1. M/s.P.L.Choudhary & 2. M/s.Pawankumar Choudhary (HUF) (PAN – AAAHP4710L) 3. M/s.P.P.Choudhary (HUF) (PAN – AAAHP4899N) 4. Mrs.Sabitaridevi Choudhary (PAN – ACTPC7703P) 5. Mrs.Sarita Choudhary (PAN – ACYPC9216A) |
3 months |
|
SEBI order against Mr.Prem Chand
Batra in the matter of Welcome Coir Industries Limited |
|
SEBI vide its order dated January
06, 2008 has prohibited Mr. Prem Chand Batra, in the matter of Welcome Coir
Industries Limited, from buying, selling and dealing in securities in any
manner either directly or indirectly for a period of one month with immediate
effect. |
Section 19 read with Section 11B
of the SEBI Act, 1992 and Regulation 11 of SEBI (Prohibition of Fraudulent
and Unfair Trade Practices relating to Securities Market) Regulations, 2003 |
Prem Chand Batra |
1 month |
|
SEBI order against Mr.Debapriya
Ghosh in the matter of Adinath Bio-labs Limited |
|
SEBI vide its order
no.WRM/KMA/IVD-ERO/23/12/2008 dated December 26, |
Sections 11(4), 11, 11B read with
Regulation 11 of SEBI (Prohibition of Fraudulent and Unfair Trade Practices
Relating to Securities Market) Regulations, 2003 |
Mr.Debapriya Ghosh |
1 month |
|
SEBI Consent orders of Ms.Bhawna
Kasera, Mr.Jitendra Kumar Kasera, Mr.Ravindra Kumar Kasera and Ms.Kusum
Kasera |
|
SEBI vide its consent order no.s
CO/ISD/1704/AO/SD/15/2008, CO/ISD/1705/AO/SD/16/2008,
CO/ISD/1709/AO/SD/17/2008 & CO/ISD/1714/AO/SD/14/2008 dated December 16,
2008 has debarred the applicants – 1.
Ms.Bhawna Kasera, Mr.Jitendra Kumar Kasera 2. Mr.Ravindra Kumar Kasera and 3. Ms.Kusum Kasera , in the matter of SBEC Sugar
Limited, from dealing in securities market directly or indirectly for a
period of 3 months. Further, the
applicants have remitted a sum of Rs.35000/-, Rs.50000/-, Rs.165000/- and
Rs.50000/-, respectively, towards the terms of consent in the matter. |
Under Section 15HA of the SEBI
Act, 1992 read with the Regulation 3, 4(1), 4(2)(a),(b),(g) and (n) of the
SEBI (Prohibition of Fraudulent and Unfair Trade Practices) Regulations,
2003. |
1. Ms.Bhawna Kasera (PAN - ARYPK2913R) 2.
Mr.Jitendra Kumar Kasera (PAN - AGKPK5210G) 3.
Mr.Ravindra Kumar Kasera (PAN -
AGEPK2260L) 4.
Ms.Kusum Kasera (PAN -
AGKPK5211H) |
3 months |
|
SEBI order against M/s.Mackertich
Consultancy Services Private Limited |
|
SEBI vide its order no.
WTM/TCN/82/IVD2/DEC/08 dated |
Section 19 of SEBI Act, 1992 read
with Section 11 and 11 B of SEBI Act, 1992 |
M/s.Mackertich Consultancy
Services Private Limited (PAN – AABCM5680Q) |
15 days |
|
SEBI order against Apex
Enterprises ( |
|
SEBI
vide its order no. WTM/TCN/78/IVD4/DEC/08 dated |
Section 19 of SEBI Act, 1992 read
with Section 11 and 11 B of SEBI Act, 1992, read with PFUTP Regulations,
1995/2003. |
Apex
Enterprises ( |
1
month |
|
Sebi Order Against Shri Abhishek Khare (PAN : AGVPK5838R) and
Shri V K Jain In The Matter Of Priyans
Saree Industries Ltd |
|
SEBI vide its order no.
WTM/TCN/ID-3/57/Oct/2008 dated October 14, 2008 has restrained Shri Abhishek
Khare (PAN : AGVPK5838R) and Shri V K Jain, in the matter of Priyans Saree
Industries Ltd., from accessing the securities market and also prohibited
them from buying, selling or otherwise dealing or associating with the
securities market for a period of six months.
|
Section 11 (4) and 11B of the SEBI
Act, 1992 read with Regulation 11 of the SEBI (Prohibition of Fraudulent and
Unfair Trade Practices relating to Securities Market) Regulations, 2003. |
Shri Abhishek Khare (PAN :
AGVPK5838R) Shri V K Jain |
6 months |
|
Sebi Order Against M/S.
Shalibhadra Securities In The Matter Of Electrolux Kelvinator Limited |
|
SEBI vide its order no.
WTM/TCN/ID7/ 55/Oct/2008 dated October 13, 2008 has directed that direct that
M/s. Shalibhadra Securities Limited, erstwhile member of the National Stock
Exchange, is restrained from accessing the securities market and prohibited
from buying, selling or otherwise dealing in securities in any manner for a
period of six months |
Section 11 and 11B of the SEBI
Act, 1992. |
M/s. Shalibhadra Securities
Limited |
6 months |
|
Sebi
Order In The Matter Of M/S. Subhash Projects & Marketing Ltd. (SPML) |
|
SEBI has vide order no.
WTM/TCN/49/IVD- 1/Sept/08 dated 1. M/s. Raj Investments, 2. Ms. Samita Jain, Proprietor, M/s. Raj Investment, 3. M/s. Blue Chip Capital Markets Pvt. Ltd., 4. Shri Sandeep Jain, Director, M/s. Blue Chip Capital
Markets Pvt. Ltd., 5. M/s. Shri Vardhman Finvest Pvt. Ltd., 6. Shri Raj Kumar Jain, Director, M/s. Shri Vardhman Finvest
P Ltd., 7. M/s. Jain Enclave Pvt. Ltd., 8. Shri Kuldeep Jain, Director, M/s.Jain Enclave Pvt. Ltd., 9. M/s. Sarawgi Developers Pvt. Ltd., 10. Shri Sanjay Kumar Jain, Director, M/s. Sarawgi Developers
and 11. Shri Raj Kumar Jain alias Patni. |
Section 19, read with Section 11 B
of the SEBI Act, 1992 and Regulation 11 of SEBI ( Prohibition of
Fraudulent and Unfair Trade Practices Relating to the Securities Market )
Regulations, 2003, |
1. M/s. Raj Investments, 2. Ms. Samita Jain, Proprietor, M/s. Raj Investment, 3. M/s. Blue Chip Capital Markets Pvt. Ltd., 4. Shri Sandeep Jain, Director, M/s. Blue Chip Capital
Markets Pvt. Ltd., 5. M/s. Shri Vardhman Finvest Pvt. Ltd., 6. Shri Raj Kumar Jain, Director, M/s. Shri Vardhman Finvest
P Ltd., 7. M/s. Jain Enclave Pvt. Ltd., 8. Shri Kuldeep Jain, Director, M/s.Jain Enclave Pvt. Ltd., 9. M/s. Sarawgi Developers Pvt. Ltd., 10. Shri Sanjay Kumar Jain, Director, M/s. Sarawgi Developers
and 11. Shri Raj Kumar Jain alias Patni. |
6 months |
|
Sebi Order In The Scrip Of M/S.
Jagsonpal Harmaceuticals Limited |
|
SEBI vide its order no. |
Section 19, read with Section 11
and Section 11 B of the SEBI Act, 1992 and Regulation 11 of the SEBI
(Prohibition of Fraudulent and Unfair Trade Practices Relating to the
Securities Market) Regulations, 2003 |
Mrs. Ashadevi Beriwala |
1 month |
|
Sebi Order In The Matter Of M/S.
Priyans Saree Industries Limited |
|
SEBI vide its order no. WTM/TCN/ID3/43/Sept/2008
dated |
Section 19 of the SEBI Act, 1992
and Sections 11 (4) and 11B of the SEBI Act, 1992 read with Regulation 11 of
the corresponding provisions of the SEBI (Prohibition of Fraudulent and
Unfair Trade Practices relating to Securities Market) Regulations, 2003 |
Shri Jignesh Kantilal Shah |
1 month |
|
SEBI order against seven clients
in the matter of Shree Yaax Pharma & Cosmetic Ltd. |
|
SEBI has passed order no.
WTM/TCN/33/IVD1/AUG/2008 dated August 20, 2008 against Kajol Impex Ltd., Trans
Fiscal Pvt. Ltd., Gaurang G. Patel, Samir D. Patel, Paresh Champaklal Shah,
Umit Vinodbhai Patel, Sudhirbhai Shah in the matter of Shree Yaax Pharma
& Cosmetic Ltd. and have restrained these 7 clients from accessing the
securities market either directly or indirectly and also prohibited them from
buying, selling or dealing in securities for a period of three months. |
Under Regulation 11 Of Sebi
(Prohibition Of Fraudulent And Unfair Trade
Practices Relating To Securities Markets) Regulations
2003 Read With Section 11, 11b And 11(4) Of Sebi
Act, 1992 |
1. Kajol Impex Ltd., 2. Trans Fiscal Pvt. Ltd., 3. Gaurang G. Patel, 4. Samir D. Patel, 5. Paresh Champaklal Shah, 6. Umit Vinodbhai Patel, 7. Sudhirbhai Shah |
3 months |
|
SEBI Order in the matter of
Vivensari Fin Serv Pvt Ltd, Harsha Pranav Sec Pvt Ltd and Newfin Fin Serv Pvt
Ltd in the scrip Electrolux Kelvinator Ltd. |
|
SEBI has passed order no.
WTM/TCN/ID7/31/AUG/2008 dated August 20, |
Section
19 of SEBI Act, 1992
and Sections 11 and 11B of the SEBI Act, 1992. Regulation
4 (a),
(b), (c) and (d) of SEBI (Prohibition of Fraudulent and Unfair Trade
Practices relating
to Securities Market) Regulations, 1995 |
1. Vivensari Financial Services Private Limited, 2. Harsha Pranav Securities Private Limited 3. Newfin Financial Services Private Limited |
6 months |
|
SEBI CONSENT ORDER ON THE
APPLICATION SUBMITTED BY SMT. HARSHA SHAILESH JHAVERI IN THE MATTER OF
M/S.SHALIBHADRA INFOSEC LTD |
|
SEBI has issued consent order no.
CO/ID6 /1124/20/2008 dated |
Section 11 and Section 11B of SEBI
Act, 1992, Regulations 3 and 6(a) of
the SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to
Securities Market) Regulations, 1995. |
Smt. Harsha Shailesh Jhaveri |
6 months (from date of consent order) |
|
SEBI consent order in the matter of
M/s. Granules India Ltd. |
|
SEBI vide its order CO/ID3/1045/20/2008 dated February 15, |
Under section S.11B and S.11(4) Securities and
Exchange Board of India Act, 1992 |
M/S. Phulchand Sons Investments Pvt. Ltd |
6 months |
|
SEBI order against Charmi Investments,
Shri Parshwa Finance, Rujul Finance Ltd and Shri Ashish P. Shah in the matter
of Shalibhadra Infosec Ltd. |
14- Feb-08 |
SEBI vide its order dated Registration No. INS 011245110) from
buying, selling or otherwise dealing in securities for a period of one year
in the proprietary account. M/s. Rujul Finance Ltd. and Shri Ashish P. Shah
are also restrained from buying, selling or otherwise dealing in securities
for a period of one year. |
Under Section 11(4) read with Section
11 and Section 11B of the SEBI Act, 1992 and Regulation 11 of the SEBI
(Prohibition of Fraudulent and Unfair Trade Practices relating to the Securities
Market) Regulations, 2003 |
M/s. Charmi Investment (Sub-Broker
registered on the NSE, SEBI Registration No. INS 231624813) Shri Parshwa Finance (Sub-Broker
registered on the BSE, SEBI Registration No. INS 011245110) M/s. Rujul Finance Ltd. Shri Ashish P. Shah |
1 year |
|
SEBI order against the company, Prakash Fotran Softech Limited
and its directors. |
|
SEBI vide its order dated January 11, 2008 against
the company, Prakash Fotran Softech Limited and its directors has restrained the Noticees viz. Prakash Fotran
Softech Limited (PAN No AABCT 8027 E) and its directors viz. Shri P.C. Jain,
Shri Rajesh Jain (PAN No ABAPJ 2869 B) and Shri Rakesh Jain from buying,
selling and dealing or accessing the securities market in any manner
for a period of one year. |
Under Section 11B and 11(4) of the Securities and Exchange Board of
India Act, 1992 and Regulation 11 and 12 of the Securities and Exchange Board
of India (Prohibition of Fraudulent and Unfair Trade Practices relating to
the Securities Market) Regulations, 1995 |
Prakash Fotran Softech
Limited (PAN No AABCT8027E) and its directors viz.
Shri P.C. Jain Shri Rajesh Jain (PAN No ABAPJ2869B) Shri Rakesh Jain |
1 Year |
|
SEBI order against 8 entities in the matter of M/s Zigma
Software Ltd |
|
SEBI vide its order WTM/VKC/IVD/ID8/114/07 dated
December 11, |
Under Regulation 11 Of Sebi (Prohibition
Of Fraudulent And Unfair Trade Practices Relating To The
Securities Market) Regulations, 2003 Read With Section
11, 11b And 11(4) Of The Sebi Act, 1992] |
M/s. Net Equity Broking Pvt. Ltd. (PAN AABCN5677N), M/s Enpee Enterprises Pvt. Ltd. (PAN AAACE4930G), Shri Sujal Shah (PAN AAEPS4618Q), Shri Atul Gandhi, Ms. Anju Gandhi, Shri Narendra Mistry, Shri Pratik Shah (PAN AAJPS1909E) Shri Rajkumar Masalia (PAN AKNPM02484H) |
1 year |
|
SEBI order against Harish Kadam in the matter of Home Trade Limited. |
|
SEBI vide its order WTM/GA/44/ISD/12/07 dated December
05, |
Under Section 11b And 19 Of The Securities And Exchange Board Of |
Shri Harish Kadam, director Harish
Kadam Securities Pvt. Ltd |
1 year |
|
SEBI order against M/S Shri Parshwa Finance in the matter of
dealings in the shares of Design Auto Systems Ltd |
08-Nov- 07 |
SEBI vide its order |
Under Sections 11 And 11B Of The SEBI Act, 1992 |
M/S Shri Parshwa
Finance - proprietor Mr. Piyush Jhaveri |
6 months after the
expiry of three weeks from the date of the order. |
|
SEBI order in the matter of irregularities in the trading of the
shares of Todays Writing Products Ltd |
01-Nov- 07 |
SEBI vide its order dated November 01, [ Vide its order
(Appeal No.175 of 2007) dated June 12, 2008, the Securities Appellate
Tribunal (SAT) has dismissed appeal by Chirag Pujara and upheld SEBI’s order
in the matter of Todays Writing Products Limited. Further it is decided that the period of
penalty already undergone shall be taken into account while implementing the
SEBI order. ] |
Under Section 11B and 11(4) of the
Securities and Exchange Board of 1992 and Regulation 11 of the
Securities and Exchange Board of of Fraudulent and Unfair Trade
Practices relating to the Securities Market) Regulations, 2003 |
Shri Chirag Pujara (PAN AASPP3622R) Shri Sunil Purohit (PAN AHSPP9704F) M/s Victory Trading Corporation (PAN AABPB8108M) Shri Tejash Ghelani (PAN AEPPG7381B), Shri Mehul Shah, Shri Chaitanya Raote (PAN AGSPP8131B), Shri Devang Dadia (PAN AEKPD1019A) Shri Rakesh Mithapara (PAN AFWPM1225N) |
4 months |
|
SEBI
order agaisnt Shirish C Shah In The Matter Of Trading Of The Scrip Of Spanco
Telesystems And Solutions Limited |
|
SEBI
vide order MO/ 95 /IVD3/ 02 /2007 dated |
Under
Section 11b Read With Section 11 (4) Of The Securities And Exchange Board Of |
Shri
Shirish C. Shah |
2
years |
|
SEBI
has passed an order against 1)Shri Mahesh Kumar Patel, 2) Smt Jyotiben M
Patel, 3) Shri Gautam Patel, 4) M/S. Aarushi Consultancy, 5) Shri Rajni M
Patel, 6) Smt Heena R Patel, 7) Shri Nilesh Patel, 8) M/S. Radhe Investment,
9) Shri Pravin Raiyani, 10) Shri Hiren Rathod, 11) Shri Parsottam P
Kundanani, Partner Of Erstwhile M/S. Mega Securities, 12) Shri Rajesh Modi,
13) Shri Praful H Patel And 14) M/S. Kishore Corporation In The Matter Of
Sword And Shield Pharma Limited. |
|
SEBI
has directed that : |
Under
Section 11 (4) (B) Read With Section 11 And 11b Of Securities And Exchange
Board Of |
1)Shri
Mahesh Kumar Patel, 2) Smt Jyotiben M Patel, 3) Shri Gautam Patel, 4) M/S.
Aarushi Consultancy, 5) Shri Rajni M Patel, 6) Smt Heena R Patel, 7) Shri
Nilesh Patel, 8) M/S. Radhe Investment, 9) Shri Pravin Raiyani, 10) Shri
Hiren Rathod, 11) Shri Parsottam P Kundanani, Partner Of Erstwhile M/S. Mega
Securities, 12) Shri Rajesh Modi, 13) Shri Praful H Patel And 14) M/S.
Kishore Corporation |
2
years 1 year |
|
SEBI
has passed an order |
|
SEBI
has restrained the company M/s Cyberspace Ltd (Noticee) from buying, selling
and dealing or accessing the securities market in any manner for a period of
two years from the date of this Order. |
Under
Section 11 (4) Read With 11b Of The Securities And Exchange Board Of |
M/S
Cyberspace Ltd |
2
years |
|
"1.
Mr. Suresh Motwani |
|
SEBI
debarred Shri Suresh Motwani, Jaydeep Investments Pvt. Ltd., New Bharat Builders
Pvt. Ltd., Sunearth Ceramics Ltd., Habiscus Investments Pvt. Ltd., Onlooker
Investments Pvt. Ltd., Ms. Meenal Chhabaria, Mr. Suresh Hemwani, Mayfair
Realtor Pvt. Ltd., Shri Madan Relwani, M’Belle International Pvt. Ltd., Alkan
Projects Pvt. Ltd., Mr. Sushil Thakkar, Mr. Gopu Belani, Mr. Kishore Motwani
and Mr. Vinod Motwani from buying, selling or dealing or accessing, in any
manner directly or indirectly, the securities market for a period of three
years. |
"UNDER
SECTION 11(4) (b) AND 11B OF SEBI ACT, 1992 READ WITH REGULATION 11 OF SEBI
(PROHIBITION OF FRAUDULENT AND UNFAIR TRADE PRACTICES RELATING TO SECURITIES
MARKET) REGULATIONS, 2003 AGAINST 1. Mr. Suresh Motwani |
1.
Mr. Suresh Motwani |
3
years |
|
In
the matter of trading in the shares of M/s. Cellulose and Chemicals Pvt. Ltd.
(now Ask Me Info Hubs Ltd.) |
|
SEBI
has prohibited Cellulose and Chemicals Pvt. Ltd. (Now: Ask Me Info Hubs
Ltd.), Navnit N Patel, Shri Balubhai Muljibhai Sardhara, Mrs. Sadhanaben B
Sardhara, Ms. Koonjanben B Sardhara Ms. Sejalben Balubhai Sardhara, B M
Sardhara – HUF, M N Sardhara – HUF, Mrs. Smita Kirti Shah, M/s Shree Sound Pvt.
Ltd., Shri Bipinchandra N Patel, Mrs. Smita B Patel, B N Patel- HUF, Shri
Ravindra Parab & Shri Dasarath Rane from buying, selling, dealing, or
accessing the securities in any manner directly or indirectly, for a period
of three years. |
Under
Section 19, read with Section 11B and 11(4) (b) of SEBI Act, 1992,Regulation
11 of SEBI (Prohibition of Fraudulent and Unfair TradePractices relating to
securities market) Regulations, 1995 read with therelevant provisions of the
Prohibition of Fraudulent and Unfair TradePractices relating to securities
market) Regulations,2003, I hereby prohibitCellulose and Chemicals Pvt. Ltd.
(Now: Ask Me Info Hubs Ltd.), Navnit N Patel, Shri Balubhai Muljibhai
Sardhara, Mrs. Sadhanaben B Sardhara, Ms. Koonjanben B Sardhara Ms. Sejalben
Balubhai Sardhara, B M Sardhara – |
Cellulose
and Chemicals Pvt. Ltd. (Now: Ask Me Info Hubs Ltd.), Navnit
N Patel Shri Balubhai Muljibhai Sardhara, Mrs. Sadhanaben B Sardhara, Ms. Koonjanben B Sardhara Ms. Sejalben Balubhai Sardhara, B M Sardhara – HUF, M
Mrs.
Smita Kirti Shah, M/s
Shree Sound Pvt. Ltd., Shri
Bipinchandra N Patel, Mrs.
Smita B Patel, B N Patel- HUF, Shri Ravindra Parab Shri
Dasarath Rane |
3
years |
|
In
the matter of trading in the shares of M/s. Warner Multimedia |
|
SEBI
has debarred Warner Multimedia Limited, Jagadish Prasad Purohit, Kailash
Prasad Purohit, Vaishno Trade Link Private Limited, Godavari Commerce Private
Limited, M/s Pragati Merchant, Success Merchant Private Limited, Rolex
Merchant Private Limited, Govardhan Jain, Mumbadevi Finance and Investment
company Private Limited, M/s Safal Investments, Gaje Singh Chahl and Arun
Goyal from buying, selling and dealing in securities market for a period of
three years. |
Under
section 19 of the SEBI Act, 1992 read with Section 11B and 11 (4) of the SEBI
Act, 1992 and Regulation 11 of SEBI ( Prohibition of Fraudulent and Unfair
Trade Practices Relating to Securities Market) Regulations, 1995 read with
relevant provisions of SEBI ( Prohibition of Fraudulent and Unfair Trade
Practices Relating to Securities Market) Regulations, 2003, I hereby debar
Warner Multimedia Limited, Jagadish Prasad Purohit, Kailash Prasad Purohit,
Vaishno Trade Link Private Limited, Godavari Commerce Private Limited, M/s
Pragati Merchant, Success Merchant Private Limited, Rolex Merchant Private
Limited, Govardhan Jain, Mumbadevi Finance and Investment company Private
Limited, M/s Safal Investments, Gaje Singh Chahl and Arun Goyal from buying,
selling and dealing in securities market for a period of three years. |
Warner
Multimedia Limited, Jagadish Prasad Purohit, Kailash Prasad Purohit, Vaishno
Trade Link Private Limited, Godavari Commerce Private Limited, M/s Pragati
Merchant, Success Merchant Private Limited, Rolex Merchant Private Limited,
Govardhan Jain, Mumbadevi Finance and Investment company Private Limited, M/s
Safal Investments, Gaje Singh Chahl Arun
Goyal |
3
years |
|
Shri.
Samir Arora – Head – Asian Emerging Markets |
|
Shri
Samir C Arora has been prohibited not to buy, sell or deal in securities, in
any manner, directly or indirectly, for a period of five years. The period of
prohibition already undergone by Shri Samir C Arora by virtue of the interim
order dated |
Under
Section 19 of the SEBI Act, read with section 11(4) and 11B of SEBI Act, 1992,
read with Regulation 11 of SEBI (Prohibition of Fraudulent and Unfair Trade
Practices Relating to Securities Market) Regulation 2003 and Regulation 11 of
SEBI (Prohibition of Insider Trading) Regulation, 1992 |
Shri
Samir C Arora |
5
years |
|
"M/s.
Cauvery Software Engineering Systems Ltd. |
|
M/s.
Cauvery Software Engineering Systems Ltd., Shri R K Kapur, Shri D B Negandhi
and Shri Arup Saxena have been prohibited from accessing the capital market
and from dealing in securities, in any manner, directly or indirectly, for a
period of five years. |
Under
Section 19 of the SEBI Act, 1992 read with Section 11, 11 (4) (b) and 11B of
SEBI Act, 1992 |
M/s.
Cauvery Software Engineering Systems Ltd. |
5
years |
|
SEBI order against Dhanlaxmi Lease Finance Ltd. and its directors |
|
SEBI vide its order dated March 04, 2008 against
Dhanlaxmi Lease Finance Ltd. and its directors, has restrained M/s Dhanlaxmi
and its directors being Shri Rajendra Sharma, Shri Dinesh R Dubey, Shri V L
Patel and Shri Avinash Gupta from accessing the securities market and also
prohibited them from buying, selling or otherwise dealing or associating with
the securities market in any manner whatsoever for a period of two months. |
Under Section 11 (4) read with 11B of the
Securities and Exchange Board of India Act, 1992 for violation of
Regulations 3 and 4 of the SEBI (Prohibition of Fraudulent and Unfair Trade
Practices Relating to the Securities Markets) Regulations, 1995. |
M/s Dhanlaxmi Lease Finance Ltd and its directors Shri Rajendra Sharma Shri Dinesh R Dubey Shri V L Patel Shri Avinash Gupta |
2 months |
|
SEBI order in the matter of Top Telemedia Ltd and Top Media
Entertainment Ltd |
|
SEBI vide its order WTM/VKC/ID-7/150/2008 dated March 03, |
Under Section 11B and 11(4) of the Securities and
Exchange Board of India Act, 1992 and Regulation 11 and 12 of the Securities
and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade
Practices relating to the Securities Market) Regulations, 1995. |
M/s. Coverage and Consultants Ltd. (PAN No.AABCC3952H) Essem Associates Pivotal Stoxare Ltd. Prakash Ceramics Ltd. Prakash Fortran Softech Ltd. Rajesh Jain (PAN ABAPJ2869B) M. M. Securities |
3 months |
|
SEBI order in the matter of Mega Corporation Ltd |
|
SEBI vide its order WTM/TCN/IVD1/2008 dated February 28, (Note : - SAT vide its order (appeal no. 60 of 2008) dated October 15, 2008 has
set aside SEBI order dated February 28, |
UNDER SECTION 11B AND 11(4) (b) OF THE
SECURITIES AND EXCHANGE BOARD OF AND 13 OF SEBI (PROHIBITION OF
FRAUDULENT AND UNFAIR TRADE PRACTICES RELATING TO SECURITIES
MARKET) REGULATIONS, 2003. |
Mega Corporation Limited (PAN - AACCM9506E) (from accessing the capital market in
any manner whatsoever for a period of one year (1 year) Shri Kunal Lalani (PAN - AAGPL0992C) Shri Hemanshu Mehta (PAN - AAKPM5750F) Shri
Surendra Chhalani (PAN - ACIPC2863K) (from buying, selling or otherwise
dealing in securities, in any manner, for a period of one year (1 year). |
1 Year |
|
SEBI order against Libord Infotech Ltd
in the matter of M/s. Mazda Fabrics and Processors Limited |
|
SEBI vide its order WTM/TCN/81/ID6/02/2008 dated February 18, |
Under Sections 11 and 11B of The Securities and Exchange Board Of |
M/s. Libord Finance
Limited, now known as M/s. Libord Infotech Ltd. (PAN – AAACL2515N) |
1 month |
|
SEBI order against Libord Securities
Ltd in the matter of Mazda Fabrics & Processors Ltd. |
|
SEBI vide its order dated February 05, (Libord Securities had appealed
against the SEBI Order. The Securities Appellate Tribunal (SAT) has set aside
the above-mentioned SEBI order and allowed the appeal vide its order (Appeal
no.24 of 2008) dated |
Under Section 11 and 11B of the
Securities and Exchange Board of India Act, 1992 and Regulation 11 of the
Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair
Trade Practices relating to the Securities Market) Regulations, 1995 |
Libord Securities Ltd. (PAN No. AAACL0782D) |
1 Year |
|
|
SEBI order against
Shri D.S. Pendse, M/S. Nalini Properties Pvt. Ltd. and M/S. Khuda Gawah
Investments Pvt. Ltd. in the matter of investigation into dealings in the
scrip Global Telesystems Ltd |
|
SEBI vide its order No: AAACN9514F), M/s Khuda Gawah Investments Pvt. Ltd. and its
Director Shri D.S. Pendse (PAN No: AALPP9719M), from accessing the securities
market and also prohibit them from buying, selling or otherwise dealing or
associating with the securities market, for a period of two years. [Note : - The Securities
Appellate Tribunal (SAT) has, vide its order dated November 20, 2008 (Appeal
no.22, 29 and 30 of 2008), set aside SEBI’s order no.WTM/VKC/ID5/116/07 dated
December 28, 2007 against Shri Dilip S Pendse, M/s Nalini Properties Pvt.
Ltd. and M/s Khuda Gawah Investments Pvt. Ltd. in the matter of Global
Telesystems Ltd. vide which the appellants were restrained from accessing
securities market and prohibited from buying, selling or otherwise dealing or
associating with the securities market in any way for a period of 2 years.] |
Section 11 and 11B read with Section
19 of the SEBI Act read with corresponding provisions of
the SEBI (Prohibition of Fraudulent and Unfair Trade Practices
relating to Securities Market) |
M/s Nalini Properties Pvt. Ltd. (PAN AAACN9514F) M/s Khuda Gawah
Investments Pvt. Ltd. and its Director Shri D.S.
Pendse (PAN:AALPP9719M) |
2 Years |
|
|
SEBI order in the matter of Vijay Textiles Ltd |
|
SEBI vide its order WTM/VKC/IVD/ID8/115/07 dated |
Under Regulation 11 Of Sebi
(Prohibition Of Fraudulent And Unfair Trade Practices Relating To
Securities Market) Regulations, 2003 Read With Section
11, 11b And 11(4) Of The Sebi Act, 1992 |
Nimesh Chitalia (Pan No. ADGPC5953K), Ajodhyabhai Kabra (Pan No. AAFPK5081L), Sanjay Soni (Pan No. AAFPS3332L), Anita Soni (Pan No. AAKPS8088C), Jayesh C. Shah (Pan No. AMWPS6919C) Durga Drug Agency (Proprietor: Krupaben Soni) (Pan No. ANOPS6843C |
6 months |
|
|
SEBI order in the scrip
of Alang Industries Gases Ltd. |
|
SEBI vide its order
dated December 10, Caplon Securities
& Investments Pvt. Ltd., Mitesh V. Shah (PAN No. AGDPS0860K), Dharmen
J. Sheth (PAN No. AABPS6828F) from accessing the securities market and
prohibited them from buying, selling or dealing in securities in any manner
whatsoever for a period of six months. |
Under Section 11B of the Securities
and Exchange Board of India Act, 1992 r/w Regulation 11 of the Securities and
Exchange Board of Fraudulent And Unfair Trade Practices
Relating To Securities Market) Regulations, 1995. |
Shri Rajesh Shah (PAN No. ABEPS2049D), Falgun C Shah (PAN No. AMZPS8436P) Yatin B Shah (PAN No. AQSPS3457R) M/s Shyam Investments,
M/s Uttam Investments
(PAN No. ACOPS2923D), Rupani
Enterprises (PAN No. AAAFR8149R) Loko Securities, Jatin J. Shah (PAN No. AAGPS0683K) M/s Comet Investments
Pvt. Ltd. (PAN No. AAACC2051O), Addvalue Financial
Services Pvt. Ltd. (PAN No. AACCA6709R), Rohit Gandhi (PAN No. AABPG2420K) Meeta A. Gala (PAN No. AALPG1053A), M/s Caplon Securities
& Investments Pvt. Ltd. Mitesh V. Shah (PAN No. AGDPS0860K) Dharmen J. Sheth (PAN No. AABPS6828F) |
6 months |
|
|
SEBI order in the matter of trading in the scrip of Prabhu Steel
Industries Ltd. |
|
SEBI vide its order
dated November 19, SEBI has passed
Consent Order no.CO/ID8/DRA-III/81/2008 dated October 31, 2008 and disposed
of proceedings arising out of Order dated February 22, 2008 of the Hon’ble
SAT remanding the matter to SEBI for fresh decision. |
Under Section 11B of the Securities
and Exchange Board of Regulation 11 and 12 of the Securities
and Exchange Board of Fraudulent and Unfair Trade Practices
relating to the Securities Market) Regulations, 1995 and the
corresponding Regulations under Securities and Exchange Board of India
(Prohibition of Fraudulent and Unfair Trade Practices relating to the Securities Market)
Regulations, 2003. |
Smt Sarita Chowdhuri Shri Rajesh Shah (PAN no.ABEPS2049C) M/s Hariyana Metals Ltd M/s Shri Gopal Finance Ltd. |
3 months |
|
SEBI order in the matter of Abhinav Investments Ltd |
|
SEBI vide its order WTM/TCN/65/IVD2/10/07 dated
October 24, 2007, has restrained M/s. Abhinav Investments from accessing the
securities market either directly or indirectly and also prohibited it from
buying, selling or otherwise dealing in securities, in any manner whatsoever,
for a period of six months. |
Under Section 11 and 11B of SEBI Act
1992 read with SEBI (Prohibition of Fraudulent and Unfair Trade Practices
Relating to Securities Market) |
Abhinav Investments Ltd |
6 months |
|
|
SEBI ORDER UNDER SECTION 11B, 11(4) (b) AND 11 D
OF SECURITIES |
|
SEBI vide its order
dated October 01, SEBI vide consent order CO/ISD/1221/2/2008 dated Raajeev Kasat)
has disposed of the said proceedings
under Sec. 11B, 11(4)(b) and 11(D) of the SEBI Act, 1992 pending before SEBI
against the applicant Rajeev Kasat (PAN AABPK6251C) in the matter of M/s.
Ballarpur Industries Ltd. SEBI has passed a
consent order dated |
under section 19 of the Securities and Exchange Board of India
Act 1992 read with Section 11B, 11(4)(b) and 11D |
Shri Rajeev Shroff – (PAN AAGPS7880Q) Shri Rajeev Kasat (PAN
AABPK6251C) |
Till further
directions |
|
|
SEBI order against D- Link ( |
|
SEBI vide its order WTM/TCN/48
/IVD /08/07 dated August 21, 2007, has directed D-Link India Ltd. not to buy, sell or deal in
securities, in any manner, directly or indirectly, for a period of one month. |
Under
Section 11b & 11(4)(B) Of Securities And Exchange Board Of Of
Fraudulent And Unfair Trade Practices Relating To Securities
Market) Regulations, 1995 |
D-Link India Ltd |
1 month |
|
|
SEBI order in the matter of M/s Tactfull
Investment Ltd. |
|
SEBI
vide its order WTM/TCN/49/ID/08/07
dated August 21, 2007, has
directed Tactfull Investments Ltd., not to buy, sell or deal in securities,
in any manner, directly or indirectly, for a period of six months. |
Under Regulation 11 of
SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to
Securities Markets) Regulations 2003 read with Section 11, 11B and
11(4) of SEBI Act, 1992 |
Tactfull Investments Ltd. |
6 months |
|
SEBI order against Shri Pankaj Gupta in the scrip
of Videocon Industries Ltd |
|
SEBI
vide its order MO/TCN/IVD1/42/07/2007 dated July 25, |
Under Regulation 11 of
SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to
Securities Markets) Regulations 2003 read with Section 11, 11B and 11(4) (b)
of SEBI Act, 1992) |
Shri Pankaj Gupta (Pan No. ACIPG4205G) |
6 months |
|
SEBI order against Shri Heerachand Salecha in the dealings in
the scrip of Gujarat Fiscon Ltd. |
|
SEBI vide its order |
Under Section 11 And 11b Of Sebi Act,
1992 |
Shri
Heerachand Salecha |
Six months |
|
SEBI order against M/s Agarwal Shares & Finance
Pvt Ltd in the dealings in the scrip of Gujarat Fiscon Ltd. |
|
SEBI vide its order |
Under Section 11 And 11b Of Sebi Act,
1992 |
M/s Agarwal
Shares & Finance Pvt Ltd |
Three months |
|
SEBI order against Shri Jatin R. Shah in the dealings in the scrip of
Gujarat Fiscon Ltd. |
|
SEBI vide its order |
Under Section 11 And 11b Of Sebi Act,
1992 |
Shri Jatin
R. Shah |
Three months |
|
SEBI
order in the matter of Promoter entities of Adani Exports Ltd |
|
SEBI
vide its order |
Under
Section 11 and 11B of SEBI Act 1992 read with SEBI (Prohibition of Fraudulent
and Unfair Trade Practices Relating to Securities Market) Regulations, 2003 |
1.
Adani Agro Pvt. Ltd. |
2
years [Pls
refer Order (Appeal No.79 of 2007) dated |
|
SEBI
order against Jalco group and its associate entities in the matter of GHCL
Limited |
|
SEBI vide its order dated April 25
, 1. Antarctica Investment Private Ltd 2. Carissa Investment Pvt. Limited 3. Comosum Investment Pvt. Ltd. 4. Darpan Garden Exports Private Ltd 5. Jalco Financial Service Pvt. Ltd 6. Pathik Merchandise Pvt. Ltd. 7. Wilful Finance And Investment Co Pvt. Ltd 8. Grotto Pharmaceuticals Pvt. Ltd. 9. Rajshree Tobacco Co. Pvt. Ltd. 10. Altar Investment Private Limited 11. ILAC Investment Private Limited 12. Dalmia Housing Finance Limited 13. Shape N Style 14. Sofed Retailer Pvt. Ltd
1. Alok Kumar Srivastva 2. Bhairav Dutt Naliwal 3. Sanjay Jalan 4. Pradeep Kumar 5. Balbeer Singh 6. Manohar Ram 7. Vinay Kumar Mehta 8. Rajesh Kumar 9. Suruj Gurung shall not buy, sell or deal in
shares of GHCL., directly or indirectly; For
following entities above mentioned ex-parte interim order had been lifted
vide SEBI order dated 1. Antarctica Investment Private Ltd 2. Carissa Investment Pvt. Limited 3. Comosum Investment Pvt. Ltd. 4. Altar Investment Private Limited 5. ILAC Investment Private Limited 6. Dalmia Housing Finance Limited SEBI
vide its order no. WTM/TCN/62/ISD/NOV/08 dated November 04, 2008 has revoked
directions passed against entities (except entities against whom interim
order had been lifted vide Order dated August 21, 2007) mentioned in ex-parte
interim order dated April 25, 1. Darpan Garden Exports Private Ltd 2. Jalco Financial Service Pvt. Ltd 3. Pathik Merchandise Pvt. Ltd. 4. Wilful Finance And Investment Co Pvt. Ltd 5. Grotto Pharmaceuticals Pvt. Ltd. 6. Rajshree Tobacco Co. Pvt. Ltd. 7. Shape N Style 8. Sofed Retailer Pvt. Ltd. 9. Alok Kumar Srivastva 10. Bhairav Dutt Naliwal 11. Sanjay Jalan 12. Pradeep Kumar 13. Balbeer Singh 14. Manohar Ram 15. Vinay Kumar Mehta 16. Rajesh Kumar 17. Suruj Gurung |
Under
Section 19 read with Section 11(1), Section 11(4)(b) and Section 11B of SEBI
Act, 1992 |
1. Antarctica Investment Private Ltd 2. Carissa Investment Pvt. Limited 3. Comosum Investment Pvt. Ltd. 4. Darpan Garden Exports Private Ltd 5. Jalco Financial Service Pvt. Ltd 6. Pathik Merchandise Pvt. Ltd. 7. Wilful Finance And Investment Co Pvt. Ltd 8. Grotto Pharmaceuticals Pvt. Ltd. 9. Rajshree Tobacco Co. Pvt. Ltd. 10. Altar Investment Private Limited 11. ILAC Investment Private Limited 12. Dalmia Housing Finance Limited 13. Shape N Style 14. Sofed Retailer Pvt. Ltd 15. Alok Kumar Srivastva 16. Bhairav Dutt Naliwal 17. Sanjay Jalan 18. Pradeep Kumar 19. Balbeer Singh 20. Manohar Ram 21. Vinay Kumar Mehta 22. Rajesh Kumar 23. Suruj Gurung |
Till
further orders |
|
SEBI
order against Shri Harvinder Kumar Bagai In The Matter Of M/S. Media Video
Limited. |
|
SEBI
vide order WTM/TCN/IVD/ID3/97/02/2007
dated February 23, 2007, against Shri
Harvinder Kumar Bagai In The Matter Of M/S. Media Video Limited has directed
that Shri Harvinder Kumar Bagai be debarred from accessing the capital
markets and dealing in securities directly or indirectly for a period of one
year. |
Under
Section 11(4) Read With Section 11b Of Sebi Act, 1992 And Regulation 11 Of
Sebi (Prohibition Of Fraudelent And Unfair Trade Practices Relating To
Securiteis Market) Regulations, 2003 |
Shri
Harvinder Kumar Bagai |
1
year |
|
SEBI
has passed an order against Vidyut Investments Limited in the matter of
dealings in the shares of Aftek Infosys Limited, Global Trust Bank Ltd. and
Ranbaxy Laboratories Limited. |
|
SEBI vide its order The Securities Appellate Tribunal
(SAT) has set aside SEBI order against Vidyut Investments Limited (Appeal No.
164 of 2007) on July 29, 2008 (in the matter of dealings in shares of
different companies including DSQ Software Limited, Global Telesystems
Limited, Zee Telefilms Limited, Himachal Futuristic Communications Limited,
Ranbaxy Laboratories Limited, Aftek Infosys Limited and Global Trust Bank). |
Under
Sections 11 And 11 B of Securities and Exchange Board of |
Vidyut
Investments Limited |
2
years |
|
SEBI has passed an order |
|
SEBI has restrained the following Noticees from buying, selling
and dealing or accessing the securities market in any manner for a period of
six months from the date of this order. |
Under Section 11 (4) read with 11B of the Securities and
Exchange Board of India Act, 1992 and Regulation 11 of the Securities and
Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices
relating to the Securities Market) Regulations, 1995 |
1. M/s Akira Investments Pvt. Ltd. |
6 months |
|
SEBI has passed an order against M/s Scimitar Investment &
Trading Company Pvt. Ltd and Shri Sharad Rathi in the Matter of Dagger Forst
Tools Limited. |
|
SEBI has restrained M/s Scimitar Investment and Trading Company
Pvt. Ltd. (since amalgamated with Godavari Corporation Ltd.) and Shri Sharad
Rathi from buying, selling and dealing or accessing the securities market in
any manner for a period of 6 months from the date of this Order. |
Under Section 11 (4) read with Section 11B of the Securities and
Exchange Board of India Act, 1992, Regulation 11 of the Securities and
Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices
relating to the Securities Market) Regulations, 1995 and Regulations 44 of
SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997. |
M/s Scimitar Investment & Trading Company Pvt. Ltd Shri Sharad Rathi |
6 months |
|
SEBI has passed an order WTM/VKC/1D-7/17/06 against Ms. Aditi
Dalal In The Matter Of Irregularities In The Trading Of The Shares Of M/S.
Roofit Industries Ltd. |
|
SEBI has restrained Ms Aditi Dalal from buying, selling and
dealing or accessing the securities market in any manner for a period of six
months from the date of this order. |
Under Section 11 (4) Read With 11b Of The Securities And
Exchange Board Of |
Ms. Aditi Dalal |
6 months |
|
In the matter against Consortex Karl Doelitzsch( |
|
SEBI has prohibited Corsortex Karl Doelitszsch (India) Ltd., and
its directors viz., Shri M.Sudhakar Rao, Shri V.Manohar, Shri K.Satyanarayan,
Shri S.Surya Prakasa Rao and Shri G.Krishna Mohan from accessing capital
market or dealing in securities, in any manner, directly or indirectly, till
further orders and restrained Shri.V.P.Rao from buying, selling or dealing in
securities in any manner for a period of one year. |
Under Section 11 And 11b Of Sebi Act, 1992 Read WithRegulation
11 And 13 Of Sebi (Prohibition Of Fraudulent And Unfair Trade Practices
Relating To Securities Market) Regulations, 2003 Against Consortex Karl
Doelitzsch( |
Corsortex Karl Doelitszsch (India) Ltd., and its directors viz.,
Shri M.Sudhakar Rao, Shri V.Manohar, Shri K.Satyanarayan, Shri S.Surya
Prakasa Rao and Shri G.Krishna Mohan |
1 year |
|
M/S HI-ELEC ENGINEERS AND CONSULTANTS (P) LTD. IN THE MATTER OF
VATSA WORLD LIMITED. |
|
SEBI prohibited Hi-Elec Engineers and Consultants (P) Ltd. from
buying, selling or dealing in securities, in any manner, directly or
indirectly for a period of one year. |
UNDER SECTION 11 AND 11B OF THE SEBI ACT, 1992 READ WITH
REGULATION 11 OF SEBI (PROHIBITION OF FRAUDULENT AND UNFAIR TRADE PRACTICES
RELATING TO SECURITIES MARKET) REGULATIONS, 2003 AGAINST M/S HI-ELEC
ENGINEERS AND CONSULTANTS (P) LTD. IN THE MATTER OF VATSA WORLD LIMITED. |
Hi-Elec Engineers and Consultants (P) Ltd. |
1 year |
|
HOTLINE SECURITIES PVT LTD IN THE MATTER OF TACTFUL INVESTMENTS
LIMITED |
|
SEBI prohibited Hotline Securities Ltd from buying, selling or
dealing in securities in any manner, for a period of one year. |
UNDER SECTION 11B READ WITH SECTION 11 (4) OF THE SECURITIES AND
EXCHANGE BOARD OF INDIA ACT, 1992 AND SECURITIES AND EXCHANGE BOARD OF INDIA
(PROHIBITION OF FRAUDULENT AND UNFAIR TRADE PRACTICES RELAITNG TO SECURITIES
MARKET) REGULATIONS, 2003 AGAINST HOTLINE SECURITIES PVT LTD IN THE MATTER OF
TACTFUL INVESTMENTS LIMITED |
Hotline Securities Ltd |
1 year |
|
SHRI V.K. GUPTA IN THE MATTER OF VATSA WORLD LIMITED. |
|
SEBI prohibited Shri V.K. Gupta from buying, selling or dealing
in securities, in any manner, directly or indirectly for a period of one
year. |
UNDER SECTION 11 AND 11B OF THE SEBI ACT, 1992 READ WITH
REGULATION 11 OF SEBI (PROHIBITION OF FRAUDULENT AND UNFAIR TRADE PRACTICES
RELATING TO SECURITIES MARKET) REGULATIONS, 2003 AGAINST SHRI V.K. GUPTA IN
THE MATTER OF VATSA WORLD LIMITED. |
Shri V.K. Gupta |
1 year |
|
M/S ABHIJAT TRADING |
|
SEBI restrained Abhijat Trading Company Pvt. Ltd. from accessing
the securities market and also prohibit it from buying, selling and dealing
in securities for a period of one year. |
"UNDER SECTION 11 AND 11B OF THE SEBI ACT, 1992 READ WITH
REGULATION 11 of SEBI (PROHIBITION OF FRAUDULENT AND UNFAIR TRADE PRACTICES
RELATING TO SECURITIES MARKET) REGULATIONS, 2003 AGAINST M/S ABHIJAT TRADING |
Abhijat Trading Company Pvt. Ltd. |
1 year |
|
SHRI B JAYAPRAKASH IN THE MATTER OF DEALING IN SHARES OF MOSCHIP
SEMICONDUCTORS LTD. |
|
SEBI debars Shri B. Jayaprakash from buying, selling and dealing
or accessing the securities market for a period of one year. |
ORDER UNDER SECTION 11 AND 11B OF THE SEBI ACT, 1992 READ WITH
REGULATION 11 OF SEBI (PROHIBITION OF FRAUDULENT AND UNFAIR TRADE PRACTICES
RELATING TO THE SECURITIES MARKET) REGULATIONS, 2003 AGAINST SHRI B
JAYAPRAKASH IN THE MATTER OF DEALING IN SHARES OF MOSCHIP SEMICONDUCTORS LTD. |
Shri B. Jayaprakash |
1 year |
|
SHRI RAMESH PARIKH, Ms. VARSHA PARIKH AND SHRI M.K.PARIKH IN THE
MATTER OF M/s MANNA GLASS TECH INDUSTRIES LTD. |
|
SEBI prohibited Shri Ramesh K. Parikh, Shri M. K. Parikh and Ms.
Varsha R. Parikh from buying, selling or dealing in securities, in any manner
whatsoever, for a period of one year. |
"UNDER SECTION 11(4)(b) AND 11B OF SEBI ACT, 1992 READ WITH
REGULATION 11 OF SEBI (PROHIBITION OF FRAUDULENT AND UNFAIR TRADE PRACTICES
RELATING TO SECURITIES MARKET) REGULATIONS, 2003 AGAINST SHRI RAMESH PARIKH,
Ms. VARSHA PARIKH AND SHRI M.K.PARIKH IN THE MATTER OF M/s MANNA GLASS TECH
INDUSTRIES LTD." |
Shri Ramesh K. Parikh, Shri M. K. Parikh and Ms. Varsha R.
Parikh |
1 year |
|
In the matter against Mr. Pankaj A. Desai, Director, Mayekar
Investment Pvt. Ltd., M/S. Shagufta Investments Pvt. Ltd., Mr. Praful
Anantrai Desai,Mr. Darshan Desai in the matter of trading in the scrip of
Avinash Information Technologies Ltd. |
|
SEBI has restrained Mr.Pankaj A. Desai, Director, M/s. Mayekar
Investments Pvt. Ltd., Shagufta Investments Pvt. Ltd., Mr. Praful A Desai and
Mr. Darshan Desai from associating with any corporate body in accessing the
securities market and prohibiting them from buying, selling or dealing in
securities, directly or indirectly for a period of one year. |
Under Sections 11, 11b And 11(4) Of The Securities And Exchange
Board Of India Act, 1992 Read With Regulations 11 And 13 Of Sebi (Prohibition
Of Fraudulent And Unfair Trade Practices Relating To The Securities Market)
Regulations, 2003 Against Mr. Pankaj A. Desai, Director, Mayekar Investment
Pvt. Ltd., M/S. Shagufta Investments Pvt. Ltd., Mr. Praful Anantrai Desai,
Mr. Darshan Desai In The Matter Of Trading In The Scrip Of Avinash
Information Technologies Ltd. |
Mr.Pankaj A. Desai, Director, M/s. Mayekar Investments Pvt.
Ltd., Shagufta Investments Pvt. Ltd., Mr. Praful A Desai and Mr. Darshan
Desai |
1 year |
|
SHRI ASHISH SURESH SHAH AND M/S RUSHIL |
|
SEBI restrained Shri. Ashish Suresh Shah and his firm viz., M/s
Rushil Enterprises from buying, selling or dealing in securities in any
manner and also restrain them from associating with any corporate body in
accessing the securities market for a period of one year. |
UNDER SECTION AND 11 AND 11B OF THE SECURITIES AND EXCHANGE
BOARD OF |
Shri. Ashish Suresh Shah and his firm viz., M/s Rushil
Enterprises |
1 year |
|
SHRI.NIMESH MANHARLAL SHAH |
|
SEBI restrained Shri. Nimesh Manharlal Shah from buying, selling
or dealing in securities in any manner and also restrain him from associating
with any corporate body in accessing the securities market for a period of
one year. |
UNDER SECTION AND 11 AND 11B OF THE SECURITIES AND EXCHANGE
BOARD OF |
Shri. Nimesh Manharlal Shah |
1 year |
|
MR. RAJNI M. PATEL, Ms. HEENA R PATEL, M/s. PARAGON INVESTMENTS
PVT. LTD. AND MR. NILESH J PATEL IN THE MATTER OF AVINASH INFORMATION
TECHNOLOGIES LTD. |
|
SEBI restraining of Mr. Rajni M Patel, Ms. Heena R Patel, M/s.
Paragon Investments Pvt. Ltd. and Mr. Nilesh J Patel from accessing the
securities market and prohibiting them from buying, selling or dealing in
securities, directly or indirectly for a period of one year. |
UNDER SECTIONS 11, 11B AND 11(4) OF THE SECURITIES AND EXCHANGE
BOARD OF |
Mr. Rajni M Patel, Ms. Heena R Patel, M/s. Paragon Investments
Pvt. Ltd. and Mr. Nilesh J Patel |
1 year |
|
M/s. ASK HOLDINGS PRIVATE LIMITED AND SHRI ASHOK KUMAR JAIN,
DIRECTOR, M/s. ASK HOLDINGS PRIVATE LIMITED, IN THE MATTER OF M/S RASHEL
AGROTECH LTD. |
|
SEBI restrains M/s Ask Holdings Private Ltd. and Shri. Ashok
Kumar Jain, Director, ASK Holdings Pvt. Ltd. from associating with any
corporate body in accessing the capital market and prohibit them from buying,
selling or dealing in the securities in any manner whatsoever for a period of
one year. |
UNDER SECTIONS 11(4) AND 11B OF THE SECURITIES AND EXCHANGE
BOARD OF INDIA ACT, 1992 AND REGULATION 11 OF THE SEBI(PROHIBTION OF
FRAUDULENT AND UNFAIR TRADE PRACTICES RELATING TO THE SECURITIES MARKET)
REGULATIONS, 2003 AGAINST M/s. ASK HOLDINGS PRIVATE LIMITED AND SHRI ASHOK
KUMAR JAIN, DIRECTOR, M/s. ASK HOLDINGS PRIVATE LIMITED, IN THE MATTER OF M/S
RASHEL AGROTECH LTD. |
M/s Ask Holdings Private Ltd. and Shri. Ashok Kumar Jain,
Director, ASK Holdings Pvt. Ltd. |
1 year |
|
SHRI SUSHIL VERMA, DIRECTOR, M/S. FOCUS PORTFOLIO LTD in the
matter of M/S. HAVELLS INDIA LIMITED. |
|
SEBI directs that Shri Sushil Verma, Director of M/s. Focus
Portfolio Ltd. be prohibited from buying, selling or dealing in securities,
directly or indirectly, for a period of six months. |
AGAINST SHRI SUSHIL VERMA, DIRECTOR, M/S. FOCUS PORTFOLIO LTD.
UNDER SECTION 11B READ WITH SECTION 11 (4) (b) OF THE SECURITIES AND EXCHANGE
BOARD OF INDIA ACT, 1992, READ WITH REGULATION 11 AND 13 OF THE SECURITIES
AND EXCHANGE BOARD OF INDIA (PROHIBITION OF FRAUDULENT AND UNFAIR TRADE
PRACTICES RELATING TO THE SECURITIES MARKET) REGULATIONS, |
Shri Sushil Verma, Director of M/s. Focus Portfolio Ltd. |
6 months |
|
SHRI TUSHAR JHAVERI |
|
SEBI restrains Shri. Tushar Jhaveri from buying, selling or
dealing in securities in any manner and also restrain him from associating
with any corporate body in accessing the securities market for a period of
one year. |
UNDER SECTION 11B OF SEBI ACT, 1992 READ WITH REGULATION 11 OF
SEBI (PROHIBITION OF FRAUDULENT AND UNFAIR TRADE PRACTICES RELATING TO
SECURITIES MARKET) REGULATIONS, 2003 AGAINST SHRI TUSHAR JHAVERI |
Shri. Tushar Jhaveri |
1 year |
|
SHRI URVISH R. VORA AND SMT. PALLAVI VORA IN THE MATTER OF
MOBILE TELECOMMUNICATIONS LTD. |
|
SEBI restrains Shri Urvish R Vora and Mrs. Pallvi Vora the
noticees herein, from accessing the securities market and prohibit them from
buying, selling and otherwise dealing in the securities for a period of three
months from the date of the order. |
DIRECTIONS UNDER SECTION 11 AND 11(4) (B) OF SEBI ACT, 1992 READ
WITH REGULATIONS 11 AND 13 OF SEBI (PROHIBITION OF FRAUDULENT AND UNFAIR
TRADE PRACTICES RELATING TO THE SECURITIES MARKET) REGULATIONS, 2003 AGAINST
SHRI URVISH R. VORA AND SMT. PALLAVI VORA IN THE MATTER OF MOBILE
TELECOMMUNICATIONS LTD. |
Shri Urvish R Vora and Mrs. Pallvi Vora |
3 months |
|
ABHISHEK KHARE IN THE MATTER OF KWALITY DAIRY ( |
|
"SEBI has restrained Mr. Abhishek Khare from accessing the
securities market and prohibiting him from buying, selling or dealing in
securities, directly or indirectly for a period of six months. |
UNDER SECTIONS 11, 11B and 11(4) OF THE SECURITIES AND EXCHANGE
BOARD OF |
Abhishek Khare |
6 months |
|
LAXMANBHAI PATEL, CHIRAG PUJARA AND SAYYED MUSTAFA IN THE MATTER
OF KWALITY DAIRY ( |
|
SEBI has restrained Mr. Laxmanbhai Patel, Mr.Chirag Pujara and
Mr.Sayyed Mustafa from accessing the securities market and prohibiting them
from buying, selling or dealing in securities, directly or indirectly for a
period of six months. |
UNDER SECTIONS 11, 11B and 11(4) OF THE SECURITIES AND EXCHANGE
BOARD OF INDIA ACT, 1992 READ WITH REGULATIONS 11 AND 13 OF THE SEBI (
PROHIBITION OF FRAUDULENT AND UNFAIR TRADE PRACTICES RELATING TO SECURITIES
MARKET ) REGULATIONS, 2003 AGAINST LAXMANBHAI PATEL, CHIRAG PUJARA AND SAYYED
MUSTAFA IN THE MATTER OF KWALITY DAIRY (INDIA) LIMITED. |
Mr. Laxmanbhai Patel, Mr.Chirag Pujara and Mr.Sayyed Mustafa |
6 months |
|
DINILS ADHESIVES PVT LTD, IN THE MATTER OF TRADING IN THE SCRIP
OF ASTRASENECA PHARMA INDIA LTD |
|
SEBI restrained DAPL, from accessing the securities market and
prohibit it from buying, selling or dealing in securities for a period of six
months. |
UNDER SECTIONS 11 AND 11B OF THE SECURITIES AND EXCHANGE BOARD
OF |
DINILS ADHESIVES PVT LTD |
6 months |
|
IVORY SECURITIES LTD, IN THE MATTER OF TRADING IN THE SCRIP OF
ASTRASENECA PHARMA INDIA LTD. |
|
SEBI restrained ISL, from accessing the securities market and
prohibit it from buying, selling or dealing in securities for a period of six
months. |
UNDER SECTIONS 11 AND 11B OF THE SECURITIES AND EXCHANGE BOARD
OF |
IVORY SECURITIES LTD |
6 months |
|
NAGESHWAR
INVESTMENT |
|
"The share prices of a five similar companies listed
and traded on the CSE, following five companies, as the whose shares of these
companies witnessed a sharp price variation ranging from 69% to 323% within
within a short period between April 2005 to November 2005. on the Calcutta
Stock Exchange (CSE): These companies are: [Vide
its order no. WTM/TCN/ERO/30/AUG/2008 dated 1. Shivam Stock Broking Pvt. Ltd., 2. Shyam Lal Sultania, 3. Ahilya Commercial Pvt. Ltd., 4. A V Shares & Stock Broking Pvt. Ltd., 5.
Rajendra Prasad Shah, 6.
Badri Prasad & Sons, 7. S Jhunjhunwala & Co, 8. Ram Mohan Sarda, 9. M Bhiwaniwala & Co, 10. Basant Periwal & Co, 11. Binoy Poddar, 12. P K Agarwal & Co, 13. Pramod K Kothari, 14. Puroshattam Lal Kejdiwal, 15. Santosh Kumar Kejriwal Securities (P) Ltd., 16. Dinesh Kumar Lodha, 17. Sunil Kedia, 18. Ashish Stock Broking Pvt. Ltd., and 19. Murari Lal Goenka.] |
UNDER
SECTIONS 11B AND 11(4) OF SECURITIES AND EXCHANGE BOARD OF |
|
Till
further orders |
|
M/s Digital Stocks & its Proprietor, Shri Dheeraj Kumar
Madaan, (2) Ganpati Finsec Pvt Ltd and its directors Shri Devender Mittal,
Smt. Ritu Mittal and Dr. K.C Mittal SEBI order In The Matter Of (1) M/S Digital Stocks And Its Proprietor,
Shri Dheeraj Kumar Madaan, (2) Ganpati Finsec Pvt Ltd And
Its Directors Viz Shri Devender Mittal, Smt. Ritu Mittal And
Dr. K.C Mittal And (3) M/S Ansh Bharati And Its Proprietor Shri
Amit Mittal. |
|
a. Shri Dheeraj Kumar Madaan, Proprietor of M/s Digital Stocks,
having its office at 3, Circular Road, Mawa Market, Abohar, District
Ferozepur (Punjab) is prohibited, with immediate effect, from buying, selling
or dealing in securities or being associated with the securities market in
any manner. b. GFPL and its directors namely Shri Devender Mittal, Smt. Ritu
Mittal and Dr. K.C Mittal are prohibited, with immediate effect, from buying,
selling or dealing in securities or being associated with the securities
market in any manner whatsoever. SEBI vide its order dated M/s Ganpati Finsec
Pvt. Ltd. and its directors viz. Shri Devender Mittal, Smt. Ritu Mittal and
Dr. K.C Mittal, M/s Digital Stocks and its proprietor, Shri Dheeraj Kumar
Madaan and M/s Ansh Bharati and its proprietor, Shri Amit Mittal are
restrained from accessing the securities market and they are also prohibited
from associating with the securities market to buy, sell or deal in
securities either directly or indirectly for a period of three years. The period of
prohibition already undergone by M/s Ganpati Finsec Pvt. Ltd. and its
directors viz. Shri Devender Mittal, Smt. Ritu Mittal and Dr. K.C Mittal, M/s
Digital Stocks and its proprietor, Shri Dheeraj Kumar Madaan vide Securities
and Exchange Board of India order dated October 05, 2005 would be reduced
from the said period of three years. |
Order under Section 11(1) and Section 11(4)(d), read with
Section 11B and Section 19 of the SEBI Act, 1992 Under Sections 11(1), 11(4), And 11b
Of Securities And Exchange Board Of 11 Of Securities And Exchange Board Of
Fraudulent And Unfair Trade Practices
Relating To Securities Market)
Regulations, 2003 |
M/s Digital Stocks & its Proprietor, Shri Dheeraj Kumar Madaan Ganpati Finsec Pvt Ltd and its directors Shri Devender Mittal, Smt. Ritu Mittal Dr. K.C Mittal M/s Ansh Bharati and its proprietor, Shri Amit Mittal |
3 years |
|
Prime
Capital Market Ltd,Subh Laxmi Projects Ltd,Global Capital Markets Ltd,Bankam
Investments Ltd,ST Services Ltd,Amluckie Investment Co Ltd |
|
"A)
the following eleven stock brokers of CSE shall not buy, sell or deal in
securities, in any manner, either directly or indirectly, till further
directions in this regard: [ Vide its order no.
WTM/TCN/ERO/09/June/08 dated [ Vide its order no.
WTM/TCN/ERO/17/July/2008 dated July 02, 2008, SEBI has directed that the
certificate of registration granted by the SEBI to M/s.Sanju Kabra be suspended
for a period of 4 months after setting-off period of debarment already
undergone. ] [Vide
its order no. WTM/TCN/ERO/30/AUG/2008 dated 1. Shivam Stock Broking Pvt. Ltd., 2. Shyam Lal Sultania, 3. Ahilya Commercial Pvt. Ltd., 4. A V Shares & Stock Broking Pvt. Ltd., 5.
Rajendra Prasad Shah, 6.
Badri Prasad & Sons, 7.
S Jhunjhunwala & Co, 8.
Ram Mohan Sarda, 9.
M Bhiwaniwala & Co, 10. Basant Periwal & Co, 11. Binoy Poddar, 12. P K Agarwal & Co, 13. Pramod K Kothari, 14. Puroshattam Lal Kejdiwal, 15. Santosh Kumar Kejriwal Securities (P)
Ltd., 16. Dinesh Kumar Lodha, 17. Sunil Kedia, 18. Ashish Stock Broking Pvt. Ltd., and 19. Murari
Lal Goenka.] |
Order
under Sec 11 B and Sec 11(4) of the SEBI Act |
The trading in the following companies shall remain
suspended till further directions in this regard. |
Till
further orders |
|
Aastha Broadcasting Network Ltd. and 39 other entities |
|
"1. Aastha Broadcasting Network Limited, 2. Cheneena Impex
Pvt. Ltd, 3. CMM Ltd., 4. Neena Mehta, 5. Ceean Impex Pvt. Ltd., 6. Smitasha
Impex Pvt. Ltd., 7. Prarekha Exim Pvt. Ltd., 8. Bratiti Finlease Pvt. Ltd.,
9. Bicharsil Traders Pvt. Ltd., 10. Bhairav Tradelink Pvt. Ltd., 11. Deepmala
Dealers Pvt. Ltd., 12. Divya Dealers Pvt. Ltd., 13. Gurupath Merchandise Pvt.
Ltd., 14. Jeet Vanijya Pvt. Ltd., 15. Navltex Marketing Pvt. Ltd., 16.
Saltlake Merchants Pvt. Ltd., 17. Savera Traders Pvt. Ltd., 18. Alkon Trading,
19. Arihant Ltd., 20. ATN Telefilms, 21. Celeste Merchandise Pvt. Ltd., 22.
CMS Infotech, 23. Modern power Pvt Ltd., 24. Network Power Pvt. Ltd., 25.
Noble Power Pvt. Ltd., 26. Rangbarshi Projects Pvt. Ltd., 27. Ricon Tie Up
Pvt. Ltd., 28. Sheetal Farms Ltd., 29. Weldorf Trade links, 30. Whiteline
Barter, 31. Sunny Dealers, 32. Vikas Power Pvt. Ltd., 33. Herald commerce
Ltd., 34. |
DIRECTION UNDER SECTION 11(4) (b) READ WITH SECTION 11 AND 11B
OF SECURITIES AND EXCHANGE BOARD OF |
"1. Aastha Broadcasting Network Limited, 2. Cheneena Impex
Pvt. Ltd, 3. CMM Ltd., 4. Neena Mehta, 5. Ceean Impex Pvt. Ltd., 6. Smitasha
Impex Pvt. Ltd., 7. Prarekha Exim Pvt. Ltd., 8. Bratiti Finlease Pvt. Ltd.,
9. Bicharsil Traders Pvt. Ltd., 10. Bhairav Tradelink Pvt. Ltd., 11. Deepmala
Dealers Pvt. Ltd., 12. Divya Dealers Pvt. Ltd., 13. Gurupath Merchandise Pvt.
Ltd., 14. Jeet Vanijya Pvt. Ltd., 15. Navltex Marketing Pvt. Ltd., 16.
Saltlake Merchants Pvt. Ltd., 17. Savera Traders Pvt. Ltd., 18. Alkon
Trading, 19. Arihant Ltd., 20. ATN Telefilms, 21. Celeste Merchandise Pvt.
Ltd., 22. CMS Infotech, 23. Modern power Pvt Ltd., 24. Network Power Pvt. Ltd.,
25. Noble Power Pvt. Ltd., 26. Rangbarshi Projects Pvt. Ltd., 27. Ricon Tie
Up Pvt. Ltd., 28. Sheetal Farms Ltd., 29. Weldorf Trade links, 30. Whiteline
Barter, 31. Sunny Dealers, 32. Vikas Power Pvt. Ltd., 33. Herald commerce
Ltd., 34. |
Upto |
|
SHRI DINESH KUMAR SIGHANIA IN RESPECT OF ACQUISITION OF SHARES
OF |
|
Shri Dinesh Kumar Singhania has been instructed to dissociate
himself from the capital market and that he shall not deal in securities in
any manner whatsoever for a period of One year. Adjudication proceedings has
also been initiated against Shri Singhania under Section 15A read with
Section 15-1 of the SEBI Act, 1992 for violation of Regulation 7 of SEBI
(Substantial Acquisition of Shares and Takeovers) Regulations, 1997. This
order shall come into effect from |
ORDER UNDER SECTION 11 AND 11B OF THE SEBI ACT, 1992 |
Shri Dinesh Kumar Singhania |
1 year |
|
M/S. BUSINESS POINT SERVICES IN THE MATTER OF M/S. RITESH
POLYESTER LTD. |
|
M/s Business Point Services has been restrained from accessing
the securities market and also be prohibited from buying, selling or dealing
in securities for a period of one year. |
UNDER SECTION 11B OF SEBI ACT, 1992 READ WITH REGULATION 11 OF
SEBI (PROHIBITION OF FRAUDULENT AND UNFAIR TRADE PRACTICES RELATING TO
SECURITIES MARKET) REGULATIONS, 1995 |
M/s Business Point Services |
1 year |
|
M/S. VISHAL ENTERPRISES IN THE MATTER OF M/S. RITESH POLYSTER
LTD. |
|
M/s Vishal Enterprises has been restrained from accessing the
securities market and also be prohibited from buying, selling or dealing in
securities for a period of one year. |
UNDER SECTION 11B OF SEBI ACT, 1992 READ WITH REGULATION 11 OF
SEBI (PROHIBITION OF FRAUDULENT AND UNFAIR TRADE PRACTICES RELATING TO
SECURITIES MARKET) REGULATIONS, 1995 |
M/s Vishal Enterprises |
1 year |
|
Shri Bhavesh Dhadia and Shri Ramesh Dhadia (in the case of
Synthiko Foils limited) |
|
Shree Ramesh Dadhia and Shri Bhavesh Dadhia has been debarred
from buying, selling or dealing in securities, in any manner, directly or
indirectly for a period of eighteen months. This order shall come into force
with immediate effect. |
Under regulation 11 of the (Prohibition of Fraudulent and Unfair
Trade Practices relating to securities market) regulations, 2003 read with
section 11B of the SEBI act, 1992. |
Shree Ramesh Dadhia and Shri Bhavesh Dadhia |
18 months |
|
Farookh Pavri,. Sangeeta Shah, Darshna Shah, Tejas Shah, Sanjay
Balkiwal,Nazneen Ravji, Delnaz Ravji and Shirin Pavri (in the matter of
Infoquest Software Exports Ltd.) |
|
Farookh Pavri, Sangeeta Shah, Darshana Shah, Tejas Shah, Sanjay
Balkiwal, Nazneen Ravji, Delnaz Ravji and Shirin Ravji have been prohibited
from buying, selling or dealing in securities for a period of eighteen
months. This order shall come into force with immediate effect. |
Under Regulation 11 of SEBI (Prohibition of Fraudulent and
Unfair trade practices relating to Securities Markets) Regulations, 2003 and
Section 11 And 11B of The SEBI Act, 1992. |
Farookh Pavri, Sangeeta Shah, Darshana Shah, Tejas Shah, Sanjay
Balkiwal, Nazneen Ravji, Delnaz Ravji and Shirin Ravji |
18 months |
|
Shri D.K. Shah (in The matter of Infoquest Software Exports
Ltd.) |
|
Shri. D K Shah has been prohibited from buying, selling or
dealing in securities for a period of two years. This order shall come into
force with immediate effect. |
Under Regulation 11 of SEBI (Prohibition of Fraudulent and
Unfair Trade Practices Relating to Securities Markets) Regulations, 2003 and
Section 11 And 11B of The SEBI Act, 1992. |
Shri D.K. Shah |
2 years |
|
M/s.
Krishna Filaments Ltd. and its Promoters / Directors and associate concerns /
Entities |
|
Directors
of KFL such as Shri K K Agarwal, Shri S.K. Agarwal, R.K. Agarwal and O.P.
Agarwal and the associate concerns / entities of KFL such as 1) Shri Jiten
Mehta, 2) M/s.Dharamshi Capital Services, 3) M/s. Krishna Vinyls Ltd., 4)
Smt. M.B.Joshi, 5) M/s. Marvellous Trading Pvt.Ltd. And Its Directors such as
Ratnesh Chand Jain, Reena Jain, Nitin Deshpande, Sunil Radhakrishnan Nair,
Murugan Pillai, Murari Poddar, Lunkaran Kayal, Vijayalakshmi Poddar, Siji
Nair, Sundeep Kabra and Meenakshi Kabra; 6) M/s. Precise Exports Ltd. and Its
Directors such as Ratnesh Chand Jain, Reena Jain, Renuka Motwani, Murugan
Pillai, Sunil Nair, Murari Poddar, Lunkaran Kayal, Vijayalaxmi Poddar and
Draupadi Kayal; 7) M/s. Competent Trading Pvt.Ltd. and its Directors such as
Ratnesh Chand Jain, Reena Jain, Renuka Motwani, Bhavna Mehta, Sunil Nair,
Murugan Pillai, Murari Poddar, Lunkaran Kayal and Vijayalaxmi Poddar 8) M/s. Gainful
Exports Pvt.Ltd. and its Directors such as R.C. Jain, Reena Jain, Sunil Nair,
Jiten Mehta, Murugal Pillai, Murari Poddar, Lunkaran Kayal, Vijayalaxmi
Poddar, Rajashree Mehta, Pramila Mehta; 9) M/s. Responsive Plastics Pvt.Ltd.
and its Directors such as Ratnesh Chand Jain, Reena Jain, Jiten Mehta, Nitin
Deshpande, Sunil Nair, Murugan Pillai, Murari Poddar, Lunkaran Kayal,
Vijayalaxmi Poddar, Sushilkumar Agarwal And Babita Agarwal; 10 ) M/s.
Dominance Trade And Investments Ltd. and its Directors such as Kavita Jain,
Bharti Jain, Bhavna Mehta, Murugan Pillai, Sunil Nair, Murari Poddar,
Lunkaran Kayal, Vijayalaxmi Poddar, Subhalaxmi Pillai And Vishwanathan
Pillai; 11) M/s. Lyric Investment And Trading Pvt.Ltd. and its Directors such
as Ratnesh Chand Jain, Mahendra Patole, Sanjay Kabra, Murugan Pillai,
Lunkaran Kayal, Vijayalaxmi Poddar, Malalaxmi Pillai 12) Shri Sunil Nair and
13) Shri Lunkaran Kayal are prohibited from accessing the capital market and
dealing in securities for a period of 5 (five) years |
Section
11B of The SEBI Act, 1992 read with regulation 11 And 13 of the SEBI
(Prohibition of Fraudulent and Unfair trade practices relating to Securities
Market) Regulations, 1995 read with regulation 13 of The SEBI (Prohibition of
Fraudulent and Unfair Trade Practices Relating to Securities Market)
Regulations, 2003 read with Regulation 44 of The SEBI (Substantial
Acquisition of Shares And Takeovers) Regulations,1997. |
M/s.
Krishna Filaments Ltd. Directors
of KFL such as Shri K K Agarwal, Shri S.K. Agarwal, R.K. Agarwal and O.P.
Agarwal and the associate concerns / entities of KFL such as 1) Shri Jiten
Mehta, 2) M/s.Dharamshi Capital Services, 3) M/s. Krishna Vinyls Ltd., 4)
Smt. M.B.Joshi, 5) M/s. Marvellous Trading Pvt.Ltd. And Its Directors such as
Ratnesh Chand Jain, Reena Jain, Nitin Deshpande, Sunil Radhakrishnan Nair,
Murugan Pillai, Murari Poddar, Lunkaran Kayal, Vijayalakshmi Poddar, Siji
Nair, Sundeep Kabra and Meenakshi Kabra; 6) M/s. Precise Exports Ltd. and Its
Directors such as Ratnesh Chand Jain, Reena Jain, Renuka Motwani, Murugan
Pillai, Sunil Nair, Murari Poddar, Lunkaran Kayal, Vijayalaxmi Poddar and
Draupadi Kayal; 7) M/s. Competent Trading Pvt.Ltd. and its Directors such as
Ratnesh Chand Jain, Reena Jain, Renuka Motwani, Bhavna Mehta, Sunil Nair,
Murugan Pillai, Murari Poddar, Lunkaran Kayal and Vijayalaxmi Poddar 8) M/s.
Gainful Exports Pvt.Ltd. and its Directors such as R.C. Jain, Reena Jain,
Sunil Nair, Jiten Mehta, Murugal Pillai, Murari Poddar, Lunkaran Kayal,
Vijayalaxmi Poddar, Rajashree Mehta, Pramila Mehta; 9) M/s. Responsive
Plastics Pvt.Ltd. and its Directors such as Ratnesh Chand Jain, Reena Jain,
Jiten Mehta, Nitin Deshpande, Sunil Nair, Murugan Pillai, Murari Poddar,
Lunkaran Kayal, Vijayalaxmi Poddar, Sushilkumar Agarwal And Babita Agarwal;
10 ) M/s. Dominance Trade And Investments Ltd. and its Directors such as
Kavita Jain, Bharti Jain, Bhavna Mehta, Murugan Pillai, Sunil Nair, Murari
Poddar, Lunkaran Kayal, Vijayalaxmi Poddar, Subhalaxmi Pillai And
Vishwanathan Pillai; 11) M/s. Lyric Investment And Trading Pvt.Ltd. and its
Directors such as Ratnesh Chand Jain, Mahendra Patole, Sanjay Kabra, Murugan
Pillai, Lunkaran Kayal, Vijayalaxmi Poddar, Malalaxmi Pillai 12) Shri Sunil
Nair and 13) Shri Lunkaran Kayal |
5
years [Pls
refer Order (Appeal No.121 of 2005) dated |
|
Shree Rama Polysynth Private Ltd. and its directors Mr. Manish
Patel and Mr. Asit Patel (in the matter of Shree Rama Multi Tech Ltd.) |
|
Shree Rama Polysynth Private Ltd. and its directors Mr. Manish
Patel and Mr. Asit Patel has been restrained from accessing the securities
market and prohibited from buying, selling and dealing in securities,
directly or indirectly, for a period of three years. This order shall come
into force with immediate effect. |
Under Section 11B read with section 11(4) of SEBI act, 1992 read
with Regulation 11 of SEBI (Prohibition of Fraudulent and Unfair Trade
Practices relating to the Securities Market) Regulations, 2003 |
Shree Rama Polysynth Private Ltd. and its directors Mr. Manish
Patel and Mr. Asit Patel |
3 years |
|
Shree Developers Private Ltd. and its directors Nathubhai Patel
and Asit Patel (in the matter of Shree Rama Multi Tech Ltd.) |
|
Shree Developers Private Ltd. and its directors Nathubhai Patel
and Asit Patel has been restrained from accessing the securities market and
prohibited from buying, selling and dealing in securities, directly or
indirectly, for a period of three years. This order shall come into force with
immediate effect. |
Under Section 11B read with section 11(4) of SEBI act, 1992 read
with Regulation 11 of SEBI (Prohibition Of Fraudulent and Unfair Trade
Practices relating to the Securities Market) Regulations, 2003 |
Shree Developers Private Ltd. and its directors Nathubhai Patel
and Asit Patel |
3 years |
|
Satellite
Management Services Private Ltd. and its directors Mr. Mahesh Patel and Mr.
Chandrakant Patel (in the matter of Shree Rama Multi Tech Ltd.) |
|
Satellite
Management Services Private Ltd. and its directors Mr. Mahesh Patel and Mr.
Chandrakant Patel has been restrained from accessing the securities market
and prohibited from buying, selling and dealing in securities, directly or
indirectly, for a period of three years. This order shall come into force
with immediate effect. |
Under
Section 11B read with section 11(4) of SEBI act, 1992 read with Regulation 11
of SEBI (Prohibition Of Fraudulent and Unfair Trade Practices relating to the
Securities Market) Regulations, 2003 |
Satellite
Management Services Private Ltd. and its directors Mr. Mahesh Patel and Mr.
Chandrakant Patel |
3
years |
|
Ms.
Asha Patel (in the matter of Shree Rama Multi Tech Ltd.) |
|
Ms.
Asha Patel has been restrained from accessing the securities market and
prohibited from buying, selling and dealing in securities, directly or
indirectly, for a period of three years. This order shall come into force
with immediate effect. |
Under
Section 11B read with section 11(4) of SEBI act, 1992 read with Regulation 11
of SEBI (Prohibition Of Fraudulent and Unfair Trade Practices relating to the
Securities Market) Regulations, 2003 |
Ms.
Asha Patel |
3
years |
|
Ideal
Petro Products Ltd. and its director Mr. Mahesh Patel, Mr. Chandrakant Patel
and Mr. Praful Shah (in the matter of Shree Rama Multi Tech Ltd.) |
|
Ideal
Petro Products Ltd. and its directors Mr. Mahesh Patel, Mr. Chandrakant Patel
and Mr. Praful Shah has been restrained from accessing the securities market
and prohibited from buying, selling and dealing in securities, directly or indirectly,
for a period of three years. This order shall come into force with immediate
effect. |
Under
Section 11B read with section 11(4) of SEBI act, 1992 read with Regulation 11
of SEBI (Prohibition Of Fraudulent and Unfair Trade Practices relating to the
Securities Market) Regulations, 2003 |
Ideal
Petro Products Ltd. and its director Mr. Mahesh Patel, Mr. Chandrakant Patel
and Mr. Praful Shah |
3
years |
|
M/s. East West Polyart Limited and its directors Mr. Mahesh
Patel and Mr. Chandrakant Patel (in the matter of Shree Rama Multi-Tech Ltd.) |
|
M/s. East West Polyart Limited and its directors Mr. Mahesh
Patel and Mr. Chandrakant Patel has been restrained from accessing the
securities market and prohibited from buying, selling or dealing in
securities, directly or indirectly for a period of three (3) years. This
direction shall come into force with immediate effect. |
Under Section 11B read with section 11(4) of SEBI act, 1992 read
with Regulation 11 of SEBI (Prohibition Of Fraudulent and Unfair Trade Practices
relating to the Securities Market) Regulations, 2003 |
M/s. East West Polyart Limited and its directors Mr. Mahesh
Patel and Mr. Chandrakant Patel |
3 years |
|
Shree
Rama Multi Tech Ltd and its directors Mr. Vikram Patel, Mr. Sharad Patel, Mr.
Prakash Patel, Mr. Rambhai Patel, Mr. Hansraj Kanji and Dr. Prakash Trivedi |
|
Shree
Rama Multi Tech Ltd. and its directors Mr. Vikram Patel, Mr. Sharad Patel,
Mr. Prakash Patel, Mr. Rambhai Patel, Mr. Hansraj Kanji and Dr. Prakash
Trivedi has been restrained from accessing the securities market and
prohibited from buying, selling and dealing in securities, directly or
indirectly, for a period of five years. This order shall come into force with
immediate effect. |
Under
Section 11B read with section 11(4) of SEBI act, 1992 read with Regulation 11
of SEBI (Prohibition Of Fraudulent and Unfair Trade Practices relating to the
Securities Market) Regulations, 2003 |
Shree
Rama Multi Tech Ltd and its directors Mr. Vikram Patel, Mr. Sharad Patel, Mr.
Prakash Patel, Mr. Rambhai Patel, Mr. Hansraj Kanji and Dr. Prakash Trivedi |
5
years |
|
Shri Murli Lekhraj, Sanwa Finance Pvt. Ltd., M/s. Sanwa
Development Pvt. Ltd., Shri Janak Vaswani and M/s. Jayem Exports Pvt. Ltd.
(in the matter of M/s. United Western Bank Limited ) |
|
Shri Murli Lekhraj along with Sanwa Finance P. Ltd., Sanwa
Developments P. Ltd. and Jayem Exports P. Ltd. has been debarred from
accessing the securities market and from buying, selling or dealing in
securities for a period of 2 years. This order shall come into force with
immediate effect. |
Under Regulation 11 of the SEBI (Prohibition Of Fraudulent and
Unfair Trade Practices Relating to Securities Market) Regulations, 2003 Read
With Section 11b of The SEBI Act, 1992. |
Shri Murli Lekhraj, Sanwa Finance Pvt. Ltd., M/s. Sanwa
Development Pvt. Ltd., Shri Janak Vaswani and M/s. Jayem Exports Pvt. Ltd. |
2 years |
|
Subhash Capital City Limited (in the matter of Subhash Projects
& Marketing Ltd.) |
|
Subhash Capital City Ltd. has been prohibited from accessing the
securities market and dealing in securities for a period of two years. This
order has come into force with immediate effect. |
Under Regulation 11 of Securities And Exchange Board Of India
(Prohibition of Fraudulent and Unfair trade practices relating to securities
market) Regulation 2003, read with Section 11 B of the SEBI Act, 1992. |
Subhash Capital City Ltd. |
2 years |
|
Ms.
Harbinger Trading Co. Pvt. Ltd. (in The Matter of Shrenuj & Co. Ltd.) |
|
M/s.
Harbinger Trading Co. Pvt. Ltd. has been directed to disassociate itself from
the securities market and not to deal in securities for a period of six
months. This Order came into effect immediately. |
Under
Section 11 And 11 B of The Securities And Exchange Board Of |
M/s.
Harbinger Trading Co. Pvt. Ltd |
6
months |
|
Aditi
Dalal (in the matter of Shrenuj & Co. Ltd.) |
|
Ms.
Aditi Dalal has been directed to disassociate herself from the securities
market and no to deal in securities for a period of six months. This Order
shall come into effect immediately |
Under
Section 11 And 11 B of The Securities And Exchange Board Of |
Aditi
Dalal |
6
months |
|
M/s. Bishwanath Murlidhar, Member BSE |
|
The proprietor of M/s. Bishwanath Murlidhar – Mr. Bishwanath
Murlidhar has been prohibited from buying, selling or dealing in securities
in his individual capacity for a period of two years with immediate effect. |
Under Sections 19, 11 and 11B of the SEBI Act, 1992, read with
Regulation 11 of the SEBI (Prohibition of fraudulent and Unfair Trade
Practices Relating to Securities Market) Regulations, 2003. |
Bishwanath Murlidhar |
2 years |
|
Promoters
of Aftek Infosys Limited , Shri Ranjit Mohan Dhuru, Shri Pramod Broota, Shri
Nitin Kashinath Shukla, Shri Sandip Save, Shri Ashutosh Humnabadkar, Shri
Ravindranath Umakant Malekar, Shri Mukul Suryakant Dalal and Shri Charuhas
Vasant Khopkar |
|
The
promoters of Aftek Infosys Limited viz Shri Ranjit Mohan Dhuru, Shri Pramod
Broota, Shri Nitin Kashinath Shukla, Shri Sandip Save, Shri Ashutosh
Humnabadkar, Shri Ravindranath Umakant Malekar, Shri Mukul Suryakant Dalal
and Shri Charuhas Vasant Khopkar have been prohibited from buying, selling or
dealing in securities for a period of one year from March 08, 2004. |
Under
Section 4(3) read with section 11B of SEBI Act and regulation 11 of SEBI
(Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities
Market) Regulations, 1995 |
The
promoters of Aftek Infosys Limited viz Shri Ranjit Mohan Dhuru, Shri Pramod
Broota, Shri Nitin Kashinath Shukla, Shri Sandip Save, Shri Ashutosh
Humnabadkar, Shri Ravindranath Umakant Malekar, Shri Mukul Suryakant Dalal
and Shri Charuhas Vasant Khopkar |
1
year |
|
Shashikant
G. Badani (‘related parties’ acting in concert with the promoters of
Cyberspace Ltd.) |
|
Shri.
Shashikant G Badani has been directed to restrained from associating with any
corporate body in accessing the securities market and prohibited from buying,
selling or dealing in securities, directly or indirectly, for a period of one
year. This direction shall come into force with immediate effect. |
Under
Section 19 read with Section 11 and 11B of the SEBI Act, 1992 read with
Regulations 11 and 13 of SEBI (Prohibition of Fraudulent and Unfair Trade
Practices Relating to Securities Market) |
Shri.
Shashikant G Badani |
1
year |
|
M/s
Ace Finance and its proprietor Shri Suketu Kapadia. |
|
M/s
Ace Finance and its proprietor Shri Suketu Kapadia has been prohibited from
dealing in securities for a period of one year. |
Under
Section 19 read with Section 11 and 11B of the SEBI Act, 1992 |
M/s
Ace Finance and its proprietor Shri Suketu Kapadia. |
1
year |
|
"Shri
Kamlesh J. Shroff |
|
Shri
Kamlesh J. Shroff has been prohibited from dealing in securities for a period
of three years. Shri Pradip R. Shroff, Marine Drive Investment, Matunga
Investment, Mahim Investment, Cumulative Investment, Desai Investment and
Maxworth have been prohibited from dealing in securities for a period of one
year. |
Under
Section 19 of SEBI Act, 1992 read with Regulation 11 of SEBI (Prohibition Of
Fraudulent And Unfair Trade Practices Relating To Securities Markets) Regulations,
2003 and Section 11 and 11B of the SEBI Act |
Shri
Kamlesh J. Shroff |
1
year |
|
"Park
Light Investment Pvt. Ltd., all its associate broking entities including Park
Light Securities Ltd. and H Nyalchand Financial Services Ltd. |
|
Park
Light Investment Pvt. Ltd., all its associate broking entities including Park
Light Securities Ltd. and H Nyalchand Financial Services Ltd. have been
prohibited from undertaking any fresh business as a stock broker or merchant
banker till further orders. Further, Park Light Investment Pvt. Ltd. all its
associate broking entities including Park Light Securities Ltd. and H
Nyalchand Financial Services Ltd., Shri Uday Vora, Shri Dhiren Vora and Shri
Hashmukh Vora, the directors of the above entities and other directors of all
the above mentioned entities have been prohibited from buying, selling or
dealing in securities in any manner until further orders. |
Under
Section 19 with Section 11(4) (b) and Section 11 and 11B of SEBI Act, |
Park
Light Investment Pvt. Ltd Park Light Securities Ltd. H
Nyalchand Financial Services Ltd. |
Till
further orders |
|
Shri
A L Shilotri |
|
Shri
Shilotri has been directed to dissociate himself from the securities market
and not to deal in securities henceforth for a period of 6 months. |
Under
section 11 read with section 11B of the SEBI Act, 1992 and SEBI (Prohibition
of Insider Trading) Regulations, 1992 |
Shri
A L Shilotri |
6
months |