Compliance for Trading Members
Trading members of the Exchange are required to comply with requirements as laid down in Rules, Regulations and Byelaws of the Exchange and the Clearing Corporation (NSCCL). Given below are the various compliances.
- Change in Control
- Upgradation of Membership
- Merger / Amalgamation of Membership
- Change in Name
- Change in Clearing Member Affiliation
- Code of Advertisement
- Multiple Memberships
- SEBI Turnover Fees
- Stamp Duty
- Suspension & Expulsion
- Declaration of Default
- Surrender of Membership
- Using ENIT
- Member Disclosures
Members will also find this quick guide for all compliance requirements handy
Download Compliance Handbook (.pps)
Download Compliance Calendar (.xls)
Download FAQs for NRI- Trading Account (.pdf)
Consolidated Circular :