Disposal of Arbitration Proceedings (where client is a party) initiated since April 01, 2010
Last updated on 31-May-2011
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S.No. Arbitration Reference no Date of Reference Region Name of Client Type of Client (Applicant / Respondent) Name of Member Name of Arbitrator (s) Date of Arbitral Award Award in favour of (Client/ Member) Date of implementation of Award Main reason for non-implementation

 

1 CM/K-0007/2011 24-Feb-11 Kolkata Mr.Pradip Kumar Mandawewala Applicant M/s Aditya Birla Money Limited. Neeloo Biswas 31-May-11 Member - Under Appeal period
2 CM/D-0036/2011 13-Mar-11 Delhi Marudhar Kanwar Applicant Infinity.Com Financial Services Ltd Divakar Dev 30-May-11 Claim dismissed - -
3 F&O/D-0034/2010 12-Jul-10 Delhi Chandrawati Applicant Angel Capital & Debt Market Ltd Sarweshwar Jha 30-May-11 Claim dismissed - -
4 F&O/D-0043/2010 13-Sep-10 Delhi Umesh Bairathi Applicant Master Capital Services Ltd Sarweshwar Jha 30-May-11 Applicant - Under Appeal period
5 F&O/D-0049/2011 17-Mar-11 Delhi Amitabh Chaturvedi Applicant Sharekhan Ltd Sarweshwar Jha 30-May-11 Applicant - Under Appeal period
6 F&O/D-0054/2010 20-Dec-10 Delhi Mohan Singh Applicant Aditya Birla Money Ltd Sarweshwar Jha 30-May-11 Claim dismissed - -
7 F&O/K-0006/2011 18-Feb-11 Kolkata Mr.Sandip Kar Applicant M/s Indiabulls Securities Ltd D K Bhattacharyya 20-May-11 Claim dismissed - -
8 F&O/K-0020/2010 30-Dec-10 Kolkata Ms.Manisha Garg Respondent M/s India Infoline Ltd. B N Som 18-May-11 Member - -
9 CM/D-0002/2011 10-Jan-11 Delhi Vinay Kumar Aggarwal Applicant Pace Financial Services Pvt Ltd Justice V S Aggarwal, Justice M A Khan and Tejinder Singh Laschar 18-May-11 Claim dismissed - -
10 CM/D-0064/2010 10-Aug-10 Delhi Manoj Kumar Yadav Applicant K & A Securities Pvt Ltd Vijai N Mathur 17-May-11 Client - Under Appeal period
11 CM/K-0024/2010 13-Oct-10 Kolkata Mr.Sailendra Khandelwal Applicant M/s KIFS Securities Pvt. Ltd. N P Sengupta, Justice Arunabha Barua, Alok Bhattacharyya 16-May-11 Claim Dismissed - -
12 CM/C-0013 /2011 4-Apr-11 Chennai Jose C Respondent Geojith BNP Paribas Financial Services Ltd and S/B Jose Matheew C P S Prema 12-May-11 Member - -
13 CM/K-0028/2010 30-Dec-10 Kolkata Mr.Bani Kumar Ghosh Applicant M/s Networth Stock Broking Ltd. N P Sengupta 11-May-11 Claim dismissed - -
14 CM/K-0012/2011 1-Mar-11 Kolkata Mr.Shyamal Chakraborty Applicant M/s Systematix Shares & Stocks (India) Ltd. Justice Arunabha Barua 11-May-11 Mutually settled - -
15 F&O/K-0007/2011 2-Mar-11 Kolkata Mr. Kaushik Mondal Respondent M/s Motilal Oswal Securities Limited Justice Arunabha Barua 11-May-11 Member - -
16 F&O/M-0024/2011 9-Feb-11 Mumbai Bhagyesh Pedamkar Respondent BP Equities Pvt. Ltd. G A Nayak 10-May-11 Member - -
17

CM/D-0013/2011

1-Feb-11 Delhi Rohit Kumar Applicant Religare Securities Ltd Lakshmi Swaminathan 10-May-11 Applicant - Under Appeal period
18

CM/M-0095/2010

28-Dec-10 Mumbai Anjali Kulkarni Applicant Prabodh Artha Wardhini Pvt. Ltd. D G Deshpande 09-May-11 Client - Under Appeal period
19 CM/C-0007 /2011 3-Mar-11 Chennai Srinivas Pineni S Applicant M/s BMA Wealth Creators Ltd Jagadeesan 07-May-11 Member - -
20 CM/K-0003/2011 8-Feb-11 Kolkata Mr. Sabir Ali Khan Respondent M/s Aditya Birla Money Limited. Justice Arunabha Barua 06-May-11 Member - -
21 CM/K-0006/2011 18-Feb-11 Kolkata Md. Mahaphuj Alam Respondent M/s Aditya Birla Money Limited. Justice Arunabha Barua 06-May-11 Member - -
22 CM/C-0009 /2011 29-Mar-11 Chennai Noorani Respondent M/s Aditya Birla Money Ltd Jagadeesan 05-May-11 Member - -
23 F&O/C-0018/2011 3-Mar-11 Chennai Ms Dungavath Anitha Bai Respondent M/s Aditya birla Money Ltd Jagadeesan 05-May-11 Member - -
24 CM/M-0005/2011 11-Jan-11 Mumbai Gunjan Bhola Upadhyay Applicant India Infoline Ltd. R V Iyer 04-May-11 Client - Under Appeal period
25 CM/M-0001/2011 28-Dec-10 Mumbai Lalithambigai Arumugasamy Applicant India Infoline Ltd. P Rajendran 02-May-11 Claim dismissed - -
26 F&O/C-0005/2011 22-Feb-11 Chennai Chimnasanahally Kalegowda Arun Respondent India infoline Ltd Jagadeesan 02-May-11 Member - -
27 F&O/C-0008/2011 3-Mar-11 Chennai Mahesh B Shah Respondent Bonanza Portfolio Ltd Jagadeesan 02-May-11 Member - -
28 F&O/C-0010/2011 3-Mar-11 Chennai Feju Ismail Khan Shah Respondent India infoline Ltd Jagadeesan 02-May-11 Member - -
29 F&O/C-0011/2011 3-Mar-11 Chennai Muthiah Respondent India infoline Ltd Jagadeesan 02-May-11 Member - Under Appeal period
30 F&O/K-0015/2010 11-Nov-10 Kolkata Surjit Roy Applicant Motilal Oswal Securities Limited Justice Arunabha Barua 29-Apr-11 Claim Dismissed - -
31 CM/D-0054/2010 2-Jul-10 Delhi Shrinath Lohiya Applicant Religare Securities Ltd Vijai N Mathur 26-Apr-11 Client - Under Appeal period
32 F&O/M-0016/2011 20-Jan-11 Mumbai Jain Lekhraj Jasraj Respondent Networth Stock Broking Ltd. D P Roy 25-Apr-11 Member - -
33 FO/D-0052/2010 20-Dec-10 Delhi Narendra Kumar Sharma Applicant Emkay Global Financial Services ltd Ravi Kant 25-Apr-11 Client - Under Appeal period
34 FO/D-0053/2010 20-Dec-10 Delhi Ram Kumar Sachan Applicant Systematix Shares & Stocks India Ltd S K Mukhopadhyay 25-Apr-11 Claim Dismissed - -
35 FO/D-0056/2010 20-Dec-10 Delhi Tribhuwan Das Gupta Applicant Karvy Stock Broking Ltd Divakar Dev 25-Apr-11 Claim Dismissed - -
36 F&O/C-0006/2011 22-Feb-11 Chennai Bandaru Venkataramesh Respondent India infoline Ltd Jagadeesan 25-Apr-11 Member - -
37 F&O/C-0007/2011 22-Feb-11 Chennai Rathina.R Respondent Bonanza Portfolio Ltd Jagadeesan 25-Apr-11 Member - -
38 F&O/C-0009/2011 22-Feb-11 Chennai V M Ravichandran Respondent India infoline Ltd Jagadeesan 25-Apr-11 Member - -
39 F&O/C-0017/2011 3-Mar-11 Chennai Ganesan K Respondent Bonanza Portfolio Ltd Jagadeesan 40656 Member - -
40 CM/K-0010/2011 25-Feb-11 Kolkata Samarendra Kumar Mohapatra Respondent SMC Global Securities Ltd. Neeloo Biswas 21-Apr-11 Member - -
41 F&0/C-0030/2010 30-Sep-10 Chennai Savithiri Respondent Coimbatore Capital Ltd P S Prema 21-Apr-11 Member - -
42 CM/D-0033/2010 11-Apr-10 Delhi Ashok Sachdeva Applicant Jyoti Jain Investment & Finance Co.pvt Ltd. Dipankar Basu 20-Apr-11 Claim Dismissed - -
43 F&O/K-0017/2010 30-Nov-10 Kolkata Kishan Lal Lakhotia Applicant Karvy Stock Broking Ltd. Alok Bhattacharyya 15-Apr-11 Claim dismissed - -
44 CM/M-0091/2010 15-Nov-10 Mumbai Suneil Bhende Applicant Angel Capital & Debt Market Ltd. G A Nayak 14-Apr-11 Claim Dismissed - -
45 CM/M-0094/2010 16-Dec-10 Mumbai Ramesh Chandra Nayak Applicant Angel Capital & Debt Market Ltd. P Upasani 14-Apr-11 Claim Dismissed - -
46 CM/M-0006/2011 3-Feb-11 Mumbai Girish Agarwal Respondent Kotak Securities Ltd. S K Shah 13-Apr-11 Member - -
47 CM/D-0062/2010 5-Aug-10 Delhi Geeta Lohiya Applicant Religare Securities Ltd Vijai N Mathur, Ravi Kant and Divakar Dev 13-Apr-11 Client - Under Appeal period
48 FO/D-0006/2011 15-Jan-11 Delhi Jagdish Kumar Sikka Applicant Aditya Birla Money Ltd Vijai N Mathur 13-Apr-11 Claim Dismissed - -
49 F&O/M-0004/2011 6-Jan-11 Mumbai Dinesh B. Pokhriyal Respondent India Infoline Ltd. A S Aguiar 11-Apr-11 Member - -
50 F&O/M-0010/2011 17-Jan-11 Mumbai Ramilaben Rasiklal Doshi Respondent SSJ Finance & Securities Pvt. Ltd. A S Aguiar 11-Apr-11 Member - -
51 F&O/M-0011/2011 17-Jan-11 Mumbai Rasiklal Dosalal Doshi Respondent SSJ Finance & Securities Pvt. Ltd. A S Aguiar 11-Apr-11 Member - -
52 F&O/M-0012/2011 17-Jan-11 Mumbai Rajesh Gyasiram Sharma Respondent SSJ Finance & Securities Pvt. Ltd. A S Aguiar 11-Apr-11 Member - -
53 F&O/M-0013/2011 17-Jan-11 Mumbai Vishal Rajkumar Salgia Respondent SSJ Finance & Securities Pvt. Ltd. A S Aguiar 11-Apr-11 Member - -
54 CM/C-0005/2011 3-Mar-11 Chennai Boomadevi Respondent India Infoline Ltd Jagadeesan 11-Apr-11 Member - -
55 CM/M-0089/2010 1-Nov-10 Mumbai Sanjay H. Parekh Applicant IFCI Financial Services Ltd. D P Roy 10-Apr-11 Sub-broker - -
56 F&O/M-0008/2011 12-Jan-11 Mumbai Mukesh Sakhiya Respondent India Infoline Ltd. R V Iyer 08-Apr-11 Member - -
57 CM/C-0062/2010 20-Dec-10 Chennai Raghunath Vishwanath Deshpande Applicant HSBC Invest Direct Ltd Justice K.Sampath, A P Sridharan, M.S. Pratap 08-Apr-11 Claim dismissed - -
58 F&O/M-0083/2010 16-Sep-10 Mumbai Vijay Somani Applicant Indo Thai Securities Ltd. S C Gupta 07-Apr-11 Client - Under Appeal period
59 CM/M-0009/2011 18-Feb-11 Mumbai Suresh H. Koli Respondent CD Equisearch Pvt. Ltd. D P Roy 06-Apr-11 Member - -
60 F&O/C-0032/2010 18-Jan-11 Chennai K.Rajamani Applicant Networth Stock Broking Ltd Sridharan K 06-Apr-11 Member - -
61 F&O/C-0033/2010 18-Jan-11 Chennai S. Ramasamy Applicant Networth Stock Broking Ltd Sridharan K 06-Apr-11 Client - Under Appeal period
62 F&O/C-0012/2011 22-Feb-11 Chennai Sudev Kumar Applicant India infoline Ltd Jagadeesan 06-Apr-11 Claim Dismissed - -
63 F&O/K-0018/2010 15-Dec-10 Kolkata Sawitri Devi Jalan Applicant Pranav Securities Pvt. Ltd. Arup Ratan Chattopadhyay 05-Apr-11 Claim dismissed - -
64 F&O/M-0009/2011 17-Jan-11 Mumbai Virat M. Doshi Respondent SSJ Finance & Securities Pvt. Ltd. A S Aguiar 01-Apr-11 Member - -
65 CM/C-0002/2011 31-Jan-11 Chennai Ashok kumar Applicant Aditya Birla Money Ltd Sampath K 01-Apr-11 Claim dismissed - -
66 F&O/M-0031/2011 22-Feb-11 Mumbai Daksha N. Thoriya (Prop. Shivam Investment) Respondent Asit C Mehta Interrmediates Ltd. D P Roy 29-Apr-11 Mutually Settled - -
67 CM/C-0010 /2011 29-Mar-11 Chennai Jayaprasanna R Applicant M/s ITI Financial Services Jagadeesan 28-Apr-11 Member - -
68 F&O/C-0015/2011 3-Mar-11 Chennai  Senthilraja T.K Respondent M/s Bonanza Portfolio Ltd Jagadeesan 28-Apr-11 Member - -
69 F&O/C-0016/2011 3-Mar-11 Chennai Pradeep.S Respondent M/s Bonanza Portfolio Ltd Jagadeesan 27-Apr-11 Member - -
70 CM/C-0012 /2011 16-Mar-11 Chennai Soliayappan Applicant Navia Markets Ltd A.P Sridharan 18-Apr-11 Applicant - -
71 CM/M-0076/2010 3-Sep-10 Mumbai Pratik Dinesh Mehta Applicant Indiabulls Securities Ltd. R M Joshi 13-Apr-11 Client - Release process initiated
72 CM/M-0084/2010 27-Sep-10 Mumbai Kiran B. Choukekar Applicant Shriram Insight Share Brokers Ltd. D P Roy 10-Apr-11 Client - Release process initiated
73 CM/M-0075/2010 31-Aug-10 Mumbai Mohit Mangal Respondent Indira Securities Pvt. Ltd. S Srinivasan 04-Apr-11 Client - Release process initiated
74 CM/D-0069/2010 13-Sep-10 Delhi Rakhi Agarwal Applicant K & A Securities Pvt Ltd Justice V K Gupta (Retd.) 11-Feb-11 Claim dismissed - -
75 CM/D-0051/2010 15-Jun-10 Delhi Rajiv Singla Applicant Globe Capital Market Ltd Dipankar Basu 31-Mar-11 claim dismissed - -
76 CM/D-0084/2010 30-Nov-10 Delhi Joginder Pal Applicant Kantilal Chhaganlal Securities Pvt Ltd Ravi Kant 31-Mar-11 Client - Under appeal period
77 CM/D-0078/2010 16-Nov-10 Delhi Sunil Mohan Gupta Applicant Aditya Birla Money Ltd Justice M A Khan 30-Mar-11 Member - -
78 CM/M-0090/2010 9-Nov-10 Mumbai Tusshar Raut Respondent Angel Capital & Debt Market Ltd. D P Roy 29-Mar-11 Member - -
79 F&O/M-0102/2010 28-Dec-10 Mumbai Narottamdas Goel Respondent Bonanza Portfolio Ltd D P Roy 29-Mar-11 Member - -
80 CM/D-0086/2010 22-Dec-10 Delhi Shibly Zary Applicant Angel Capital & Debt Market Ltd M A Khan 29-Mar-11 Client - Under Implementation
81 FO/D-0051/2010 25-Nov-10 Delhi Dr M L Sharma Applicant Religare Securities Ltd M A Khan 29-Mar-11 claim dismissed - -
82 CM/D-0085/2010 7-Dec-10 Delhi Bhuwan Chandra Trivedi Applicant Seeta Portfolio Management Ltd M A Khan 28-Mar-11 Client 27-May-11 -
83 CM/M-0082/2010 31-Aug-10 Mumbai Lalita Somani Applicant Indo Thai Securities Ltd. S C Gupta 25-Mar-11 client - Appeal filed before Appellate Arbitrators
84 CM/K-0027/2010 11-Nov-10 Kolkata Ms.Dipti Guha Applicant M/s ITI Financial Services Limited N P Sengupta 25-Mar-11 client - Under appeal period
85 CM/D-0070/2010 12-Oct-10 Delhi Sanjay Kumar Applicant Aditya Birla Money Ltd Sarweshwar Jha 25-Mar-11 claim dismissed - -
86 CM/D-0071/2010 12-Oct-10 Delhi Anita Chaurasiya Applicant Aditya Birla Money Ltd Sarweshwar Jha 25-Mar-11 claim dismissed - -
87 F&O/M-0015/2011 18-Jan-11 Mumbai Vashishtha Inani Respondent Anand Rathi Share & Stock Brokers Ltd D P Roy 23-Mar-11 Member - -
88 F&O/M-0096/2010 3-Dec-10 Mumbai Gurjitsingh Bindra Respondent Angel Capital & Debt Market Ltd G A Nayak 23-Mar-11 Member - -
89 FO/D-0314/2008 13-Sep-08 Delhi Veena Gupta Respondent Unicon Securities Pvt. Ltd. Lakshmi Swaminathan 20-Mar-11 Member - -
90 FO/K-0016/2010 11-Nov-10 Kolkata Mr.Swapan Kumar Ghosh Applicant M/s Aditya Birla Money Limited. D K Bhattacharyya 17-Mar-11 claim dismissed - -
91 CM/D-0077/2010 9-Nov-10 Delhi Nirmal Kumari Respondent HDFC Securites Ltd Justice M A Khan 17-Mar-11 Member - -
92 FO/D-0010/2010 10-Mar-10 Delhi Pratap Singh Azad Applicant Sharekhan Ltd Divakar Dev 17-Mar-11 claim dismissed - -
93 FO/D-0020/2010 15-Apr-10 Delhi Om Prakash Respondent Bharat Rasayan Finance Ltd. M A Khan 17-Mar-11 Member - -
94 FO/D-0049/2010 18-Nov-10 Delhi Jasbir Singh Applicant Arcadia shares & Stock Brokers Ltd Ravi Kant 17-Mar-11 Client 23-May-11 -
95 CM/M-0068/2010 15-Jul-10 Mumbai Kirtiwant Patil (Prop. Patil Enterprises) Respondent Asit C Mehta Interrmediates Ltd. S K Shah 16-Mar-11 Member - -
96 FO/D-0058/2010 21-Dec-10 Delhi Mahendra Pratap Bahl Respondent Religare Securites Ltd Vijai N Mathur 15-Mar-11 Member - -
97 FO/D-0002/2011 13-Jan-11 Delhi Ritu Bhargava Respondent Religare Secuities Ltd Vijai N Mathur 15-Mar-11 Member - -
98 CM/K-0025/2010 11-Nov-10 Kolkata Mr.Biman Banerjee Applicant M/s India Infoline Limited N P Sengupta 14-Mar-11 claim dismissed - -
99 F&O/M-0091/2010 12-Nov-10 Mumbai Shailesh Sardessai Applicant Shriram Insight Share Brokers Ltd. S K Shah 11-Mar-11 client 13-May-11 -
100 F&O/M-0092/2010 12-Nov-10 Mumbai Sanjeev Sardessai Applicant Shriram Insight Share Brokers Ltd. S K Shah 11-Mar-11 client 13-May-11 -
101 CM/D-0003/2011 10-Jan-11 Delhi Mathew Mammen Applicant Religare Securities Ltd M A Khan 08-Mar-11 claim dismissed - -
102 FO/D-0037/2010 5-Aug-10 Delhi Rita Rastogi Applicant SMC Global Securities Ltd M A Khan 08-Mar-11 claim dismissed - -
103 F&O/M-0080/2010 25-Aug-10 Mumbai Vedant B. Shitole Applicant Religare Securities Ltd. S C Gupta 07-Mar-11 claim dismissed - -
104 F&O/M-0097/2010 14-Dec-10 Mumbai Arbind K. Choudhary Applicant Bonanza Portfolio Ltd. A S Aguiar 07-Mar-11 claim dismissed - -
105 CM/M-0079/2010 2-Sep-10 Mumbai Lalitaben U. Thakkar Respondent Marwadi Shares and Finance Ltd. G A Nayak 04-Mar-11 claim dismissed - -
106 CM/D-0059/2010 5-Aug-10 Delhi Mentor India Ltd Applicant MG Capital Services Ltd Justice V S Aggarwal, Tejinder Singh Laschar and Divakar Dev 03-Mar-11 Client - Under appeal period
107 F&O/M-0043/2010 4-May-10 Mumbai Sharmila D. Mohite Respondent Religare Securities Ltd. G A Nayak, R M Joshi, P Rajendran 01-Mar-11 client 23-May-11 -
108 CM/K-0026/2010 11-Nov-10 Kolkata Mr.Bijay Chajjer Respondent M/s Anand Rathi Share & Stock Brokers Ltd. Arup Ratan Chattopadhyay 01-Mar-11 Member - -
109 CM/D-0061/2010 5-Aug-10 Delhi Shobhna Sarbhai Applicant Nirmal Bang Securites Pvt Ltd K S Dhingra 01-Mar-11 Client - Appeal filed before Appellate Arbitrators
110 CM/D-0076/2010 26-Oct-10 Delhi Hem Gupta Applicant Angel Capital & Debt Market Ltd Vijai N Mathur 01-Mar-11 claim dismissed - -
111 F&O/M-0044/2010 4-May-10 Mumbai Dilip R. Mohite Respondent Religare Securities Ltd. G A Nayak, R M Joshi, P Rajendran 28-Feb-11 client - Under Implementation
112 FO/D-0027/2010 4-Jun-10 Delhi Hukum Chand Jain Applicant India Infoline Ltd Divakar Dev 28-Feb-11 Client - Under Implementation
113 FO/D-0035/2010 12-Jul-10 Delhi Surya Prakash Singh Respondent Asit C Mehta Investment Intermediates Ltd M A Khan 28-Feb-11 Member - -
114 CD/D-0002/2010 30-Nov-10 Delhi Kamal Singh Applicant Indiabulls Securities Ltd M A Khan 28-Feb-11 claim dismissed - -
115 F&O/C-0029/2010 18-Nov-10 Chennai Wilfred L B Sequeria Respondent Capstocks & Securities (I) Pvt Ltd V Paul Das 24-Feb-11 Member - -
116 CM/C-0061/2010 23-Nov-10 Chennai P Balakrishnan Respondent IndiaInfoline Ltd V Paul Das 22-Feb-11 Member - -
117 F&O/C-0001/2011 14-Feb-11 Chennai D Punithavathy Respondent India Infoline Ltd Jagadeesan 09-Feb-11 Dismissed - -
118 CM/C-0072/2008 28-Jan-11 Chennai Rahul Damodarlal Rathi Respondent Exclusive Securities Ltd R.Subramanian 19-Feb-11 Member - -
119 CM/C-0064/2010 18-Jan-11 Chennai Sreekanth Reddy Respondent India Infoline Ltd V Sekar 11-Feb-11 Dismissed - -
120 F&O/C-0031/2010 12-Jan-11 Chennai Hanumanth Rao Annepalli Applicant IndiaInfoline Ltd V Paul Das 14-Feb-11 Member - -
121 CM/C-0060/2010 6-Jan-11 Chennai Joseph Febin Respondent Geojit BNP Paribas Financial Services Ltd Sampath K 18-Jan-11 Member - -
122 CM/C-0063/2010 4-Jan-11 Chennai M.Parameswara Applicant Kotak Securities Ltd A P Sridharan 12-Jan-11 Member - -
123 CM/M-0231/2009 28-Dec-10 Mumbai Anand Trivedi Respondent Tracom Stock Brokers Pvt. Ltd. G K Sharma 22-Apr-10 Member - -
124 CM/M-0227/2009 23-Dec-10 Mumbai Madanlal Bumb Respondent Joindre Capital Services Ltd. D P Roy 23-Apr-10 Claim Dismissed - -
125 F&O/M-0098/2010 21-Dec-10 Mumbai Tulsiram Nimaday Applicant India Infoline Ltd. A S Aguiar 14-Feb-11 Client 14-Feb-11 -
126 CM/C-0058/2010 20-Dec-10 Chennai Basappa Parwatha Reddy Applicant SMC Global Securities Ltd Jagadeesan 23-Dec-10 Member - -
127 CM/C-0059/2010 16-Dec-10 Chennai Manju Agarwal Respondent Anagram Capital Limited V Paul Das 06-Jan-11 Member - -
128 CM/C-0056/2010 6-Dec-10 Chennai S Saroja Applicant India bulls Securities Ltd Sampath K 21-Jan-11 Member - -
129 CM/C-0052/2010 6-Dec-10 Chennai K Parameshwar Reddy Applicant IndiaInfoline Ltd Sampath K 21-Jan-11 Client - Under Implementation
130 CM/C-0053/2010 30-Nov-10 Chennai T K Rajamani Applicant Aditya Birla Money Ltd A P Sridharan 10-Dec-10 Member - -
131 CM/C-0054/2010 30-Nov-10 Chennai Thirunellai Govindan Ramachandran Applicant Aditya Birla Money Ltd A P Sridharan 10-Dec-10 Member - -
132 CM/C-0057/2010 29-Nov-10 Chennai Girija Kailasam Applicant IndiaInfoline Ltd A P Sridharan 24-Dec-10 Member - -
133 CM/D-0082/2010 25-Nov-10 Delhi Rajiv Kumar Sharma Applicant Unicon Securities P Ltd Shri K S Dhingra 24-Feb-11 Client 27-May-2011 -
134 CM/C-0055/2010 24-Nov-10 Chennai Dasar Nagabhushanam Applicant B N Rathi Securities Ltd P S Prema 03-Jan-11 Client - Appeal filed before Appellate Arbitrators
135 F&O/M-0093/2010 19-Nov-10 Mumbai Hitesh Khiraiya Respondent J M Financial Services Pvt Ltd P Upasani 07-Feb-11 Member - -
136 F&O/M-0094/2010 19-Nov-10 Mumbai Aratiben Malaviya Respondent J M Financial Services Pvt Ltd P Upasani 07-Feb-11 Member - -
137 CM/D-0081/2010 18-Nov-10 Delhi Sachin Singh Applicant R K Stock Holding P Ltd Shri K S Dhingra 31-Jan-11 Dismissed - -
138 CM/C-0051/2010 10-Nov-10 Chennai Annie Jancy K J Respondent Mangal Keshav Securities Ltd A P Sridharan 29-Nov-10 Member - -
139 CM/C-0047/2010 4-Nov-10 Chennai Padmavati Stocks N Shares Applicant Asit C Mehta Intermediates Ltd. A P Sridharan 24-Dec-10 Member - -
140 F&O/M-0090/2010 3-Nov-10 Mumbai Parimal Damani Respondent BP Equities Pvt Ltd G A Nayak 28-Dec-10 Member - -
141 CM/C-0050/2010 3-Nov-10 Chennai Mahendran R Applicant Kotak Securities Ltd P S Prema 10-Jan-11 Member - -
142 F&O/M-0089/2010 29-Oct-10 Mumbai Ramakant Poddar Respondent Angel Capital & Debt Market Ltd. D P Roy 17-Jan-11 Member - -
143 F&O/D-0046/2010 25-Oct-10 Delhi Rajesh Kumar Jain Applicant Indiabulls Securities Ltd Justice V S Aggarwal (Retd.) 14-Dec-10 Claim Dismissed - -
144 F&O/D-0047/2010 25-Oct-10 Delhi Neearj Saini Applicant Kassa Finvest Pvt Ltd Justice V S Aggarwal (Retd.) 17-Feb-11 Client - Under appeal period
145 F&O/M-0088/2010 22-Oct-10 Mumbai Pradeep Amrute Applicant Indiabulls Securities Ltd G A Nayak 30-Dec-10 Dismissed - -
146 F&O/D-0044/2010 22-Oct-10 Delhi Amrendra Kumar Srivastava Respondent Angel Capital & Debt Market Ltd Shri Divakar Dev 17-Jan-11 Member - -
147 CM/D-0072/2010 14-Oct-10 Delhi Mohammad Shahid Applicant Angel Capital & Debt Market Ltd Justice V S Aggarwal (Retd.) 13-Jan-11 Dismissed - -
148 CM/M-0087/2010 14-Oct-10 Mumbai Jiten Savla Respondent India Infoline Ltd G K Sharma 20-Jan-11 Member - -
149 CM/K-0021/2010 13-Oct-10 Kolkata Md. Khalid Hassan Applicant M/s Mansukh Securities & Finance Limited N P Sengupta 14-Feb-11 Client - Under appeal period
150 CM/C-0048/2010 12-Oct-10 Chennai Jyothi Pogula Applicant Northeast broking Services Ltd V Paul Das 11-Jan-11 Client - Appeal filed before Appellate Arbitrators
151 F&O/M-0087/2010 11-Oct-10 Mumbai Mansi Rajan Oza Respondent Axiom Share Broking Pvt. Ltd S K Shah, R M Joshi, G A Nayak  29-Nov-10 Member - -
152 F&O/C-0028/2010 11-Oct-10 Chennai M Rahman Beevi Applicant IndiaInfoline Ltd Sampath K 30-Nov-10 Client 23-Feb-2011 -
153 CM/M-0086/2010 8-Oct-10 Mumbai Altaf Hussain Saiyed Applicant Karvy Stock Broking Ltd R V Iyer 7-Dec-10 Claim Dismissed - -
154 CM/C-0044/2010 4-Oct-10 Chennai R Sribrindha Applicant Karvy Stock Broking Ltd N S Srinivasan 03-Jan-11 Member - -
155 F&O/M-0084/2010 1-Oct-10 Mumbai Sethu Iyer Respondent Angel Capital & Debt Market Ltd R V Iyer 27-Dec-10 Member - -
156 F&O/M-0085/2010 1-Oct-10 Mumbai Seethalakshmi Iyer Respondent Angel Capital & Debt Market Ltd R V Iyer 27-Dec-10 Member - -
157 F&O/M-0086/2010 30-Sep-10 Mumbai Prabhakar Pawar Applicant CPR Capital Services Ltd A S Aguiar 12-Nov-10 Client 12-Nov-10 -
158 CM/M-0203/2009 29-Sep-10 Mumbai Rambabu Mangu Applicant NorthEast Broking Sevices Ltd. P Upasani 21-Apr-10 Claim Dismissed - -
159 CM/M-0085/2010 29-Sep-10 Mumbai Bherulal Choudhary Applicant Motilal Oswal Securities Ltd. D P Roy 17-Jan-11 Client 25-Apr-11 -
160 CM/M-0083/2010 21-Sep-10 Mumbai Sushilkumar Hazarimal HUF Applicant Angel Capital & Debt Market Ltd G A Nayak 30-Nov-10 Claim Dismissed - -
161 F&O/M-0213/2009 17-Sep-10 Mumbai Rajendra Dalal Respondent Aditya Birla Money Limited P B Nimbalkar 23-Apr-10 Member - -
162 CM/M-0080/2010 16-Sep-10 Mumbai Nanavati Sons Pvt Ltd Applicant Alka Securities Ltd R V Iyer 24-Jan-11 Client - Appeal filed before Appellate Arbitrators
163 F&O/M-0082/2010 15-Sep-10 Mumbai Dilipkumar Ladani Respondent Angel Capital & Debt Market Ltd. T R Bhowmik 10-Jan-11 Member - -
164 F&O/M-0208/2009 11-Sep-10 Mumbai Jaydev Dolui Applicant India Infoline Limited R M Joshi 13-Apr-10 Claim Dismissed - -
165 CM/D-0068/2010 7-Sep-10 Delhi Surinder Kumar Applicant HDFC Securites Ltd Shri Sarveshwar Jha 29-Dec-10 Member - -
166 CM/M-0077/2010 7-Sep-10 Mumbai Sushilkumar Bachhawat Applicant Angel Capital & Debt Market Ltd. P Rajendran 14-Jan-11 Dismissed - -
167 CM/M-0078/2010 7-Sep-10 Mumbai Atul Bachhawat Applicant Angel Capital & Debt Market Ltd. P Rajendran 14-Jan-11 Dismissed - -
168 F&O/M-0081/2010 6-Sep-10 Mumbai Hetal Vadiwala Applicant India Infoline Ltd S K Shah 15-Nov-10 Claim dismissed - -
169 CM/D-0067/2010 3-Sep-10 Delhi Surinder Mohan Handa Applicant Geojit BNP Paribas Financial Sevices Ltd Justice V S Aggarwal(Retd.) 13-Jan-11 Dismissed - -
170 CM/K-0020/2010 30-Aug-10 Kolkata Mr. Lakshmi Kanta Misra Applicant M/s Religare Securities Ltd. Arup Ratan Chattopadhyay 24-Jan-11 Dismissed - -
171 CM/M-0073/2010 27-Aug-10 Mumbai Shirish Vasant Warke Applicant Alka Securities Ltd P Upasani 3-Dec-10 Client 03-Mar-2011 -
172 F&O/M-0190/2009 25-Aug-10 Mumbai Rajen Ajmera Respondent Deal Depot Equities T R Bhowmik 26-Apr-10 Member - -
173 F&O/D-0042/2010 24-Aug-10 Delhi Bhushan Goel Applicant Sharekhan Ltd Shri K S Dhingra 30-Nov-10 Claim Dismissed - -
174 F&O/K-0014/2010 24-Aug-10 Kolkata Mr. Nathmal Sultania Applicant M/s Guiness Securities Ltd. Neeloo Biswas 30-Dec-10 Claim dismissed - -
175 F&O/D-0041/2010 24-Aug-10 Delhi Ashok Bairathi Applicant Master Capital Services Ltd Shri Ravi Kant 11-Jan-11 Dismissed - -
176 CM/C-0037/2010 23-Aug-10 Chennai Vijayakumar HG & Vishwas Securities Respondent Geojit BNP Paribas Financial Services Ltd V Sekar 8-Dec-10 Member - -
177 F&O/C-0025/2010 20-Aug-10 Chennai Tarkeshwari Maudgil Applicant Religare Securities Ltd Sampath K 25-Nov-10 Client - Appeal filed before Appellate Arbitrators
178 F&O/C-0024/2010 20-Aug-10 Chennai J A Kathija Nachiya Applicant IndiaInfoline Ltd N S Srinivasan 30-Nov-10 Client 08-Mar-2011 -
179 F&O/M-0079/2010 19-Aug-10 Mumbai Premdevi C. Bardia Applicant Angel Capital & Debt Market Ltd. S K Shah 7-Dec-10 Claim Dismissed - -
180 CM/C-0046/2010 13-Aug-10 Chennai EVGN Deepthi Applicant Kanthilal Chhaganlal Securities Pvt Ltd Pratap MS 21-Dec-10 Member - -
181 CM/C-0039/2010 13-Aug-10 Chennai R Chandra Bhuvaneswari Applicant Karvy Stock Broking Ltd N S Srinivasan 07-Jan-11 Member - -
182 CM/C-0040/2010 13-Aug-10 Chennai P Ravichandra Gupta Applicant Karvy Stock Broking Ltd N S Srinivasan 07-Jan-11 Member - -
183 CM/C-0038/2010 12-Aug-10 Chennai M P Philip Applicant Bhas Securities Pvt Ltd V Paul Das 3-Dec-10 Client 03-May-11 -
184 CM/D-0066/2010 11-Aug-10 Delhi Manmohan Singh Respondent Angel Capital & Debt Market Ltd & SubBroker-Green Financials Shri Ravi Kant 24-Dec-10 Claim Dismissed - -
185 CM/D-0065/2010 11-Aug-10 Delhi Sandeep Kumar Applicant Angel Capital & Debt Market Ltd Shri Vijai N Mathur 31-Jan-10 Dismissed - -
186 CM/M-0072/2010 10-Aug-10 Mumbai Murarilal Dhandharia Applicant Basant Securities Ltd S Srinivasan 15-Dec-10 Claim Dismissed - -
187 F&O/M-0069/2010 9-Aug-10 Mumbai Viratra Investment Consultants & Trading Pvt Ltd Applicant Sharekhan Ltd. P Upasani, S S Parkar, A S Aguiar 11-Jan-11 Dismissed - -
188 CM/M-0174/2009 07-Aug-10 Mumbai Rajendra Kanade Applicant Bonanza Portfolio Limited R M Joshi 30-Apr-10 Claim Dismissed - -
189 F&O/M-0068/2010 6-Aug-10 Mumbai Monika Mohite Applicant Religare Securities Ltd P Upasani 08-Jan-11 Dismissed - -
190 F&O/M-0067/2010 6-Aug-10 Mumbai Shivaji Mohite Applicant Religare Securities Ltd P Upasani, S K Shah, D P Roy 10-Jan-11 Dismissed - -
191 F&O/D-0039/2010 5-Aug-10 Delhi Nathu Ram Yadav Applicant Religare Securities Ltd Justice M A Khan(Retd.) 25-Oct-10 Claim Dismissed - -
192 F&O/D-0040/2010 5-Aug-10 Delhi Manoj Manocha Applicant Merits Capital Markets Services P Ltd Shri Ravi Kant 3-Nov-10 Claim dismissed - -
193 CM/D-0063/2010 5-Aug-10 Delhi Anil Kumar Gupta Applicant India Infoline Ltd Shri Ravi Kant 15-Nov-10 Claim dismissed - -
194 CM/D-0060/2010 5-Aug-10 Delhi Ravish Kumar Applicant Karvy Stock Broking Ltd Shri Vijai N Mathur 31-Jan-11 Dismissed - -
195 F&O/D-0038/2010 5-Aug-10 Delhi Ram Raj Rai Applicant Systematix Shares &Stock (India) Ltd Shri Divakar Dev 24-Feb-11 Dismissed - -
196 F&O/M-0066/2010 4-Aug-10 Mumbai MR STOCKS (Prop. Deepa B. Rawat) Respondent Angel Capital & Debt Market Ltd. G K Sharma 10-Feb-11 Member - -
197 F&O/M-0065/2010 30-Jul-10 Mumbai Nimeet Parekh Applicant Religare Securities Ltd D P Roy 24-Sep-10 Claim Dismissed - -
198 F&O/K-0013/2010 29-Jul-10 Kolkata Mr.Jai Prakash Gupta Applicant M/s Indiabulls Securities Ltd D K Bhattacharyya 8-Nov-10 Claim dismissed - -
199 CM/K-0019/2010 29-Jul-10 Kolkata Mr. Imran Khan Applicant M/s India Infoline Limited B N Som 18-Nov-10 Claim dismissed - -
200 F&O/M-0064/2010 28-Jul-10 Mumbai Ashokkumar Jivanlal Patel Applicant Sharekhan Ltd. A S Aguiar 14-Feb-11 Dismissed - -
201 F&O/C-0022/2010 26-Jul-10 Chennai A S Salamath Begum Applicant IndiaInfoline Ltd Sampath K 30-Nov-10 Client 11-May-11 -
202 F&O/C-0023/2010 26-Jul-10 Chennai S K Nazeer Ahamed Applicant IndiaInfoline Ltd Sampath K 30-Nov-10 Client 08-Mar-2011 -
203 F&O/C-0019/2010 26-Jul-10 Chennai Subhash Krishnappa Choureddi Applicant IndiaInfoline Ltd Sampath K 9-Dec-10 Client 27-May-11 -
204 CM/M-0070/2010 23-Jul-10 Mumbai Kamlesh Banker Respondent Meghvarsha Securities Pvt Ltd G K Sharma 10-Nov-10 Member - -
205 CM/M-0071/2010 23-Jul-10 Mumbai Dhara Banker Respondent Meghvarsha Securities Pvt Ltd G K Sharma 10-Nov-10 Member - -
206 F&O/D-0036/2010 21-Jul-10 Delhi Maya Devi Respondent Angel Capital & Debt Market Ltd Justice V S Aggarwal(Retd.) 11-Nov-10 Member - -
207 CM/M-0069/2010 21-Jul-10 Mumbai Isabello Saldanha Applicant Alka Securities Ltd A S Aguiar 20-Dec-10 Client - Appeal filed before Appellate Arbitrators
208 CM/K-0018/2010 20-Jul-10 Kolkata Mr.Swapan Kumar Mukherjee Applicant M/s Indiabulls Securities Ltd D K Bhattacharyya 8-Nov-10 Claim dismissed - -
209 F&O/K-0012/2010 20-Jul-10 Kolkata Ms.Debi Paul Applicant M/s Emkay Global Financial Services Limited Saubir Bhattacharyya 15-Nov-10 Claim dismissed - -
210 F&O/K-0011/2010 20-Jul-10 Kolkata M/s Eastern Financiers Ltd. Applicant Mr. Rishav Bhojnagarwala Alok Bhattacharyya 1-Dec-10 Member - -
211 F&O/M-0063/2010 15-Jul-10 Mumbai Babulal Parmar Applicant Way2wealth Brokers Pvt Ltd P Upasani 05-Jan-11 Dismissed - -
212 F&O/M-0062/2010 14-Jul-10 Mumbai Alka Dhere Applicant Angel Capital & Debt Market Limited S C Gupta 19-Aug-10 Claim Dismissed - -
213 CM/D-0058/2010 12-Jul-10 Delhi Manju Goel Applicant Bharat Rasayan Finance Ltd. Shri K S Dhingra 22-Sep-10 Claim Dismissed - -
214 CM/D-0057/2010 12-Jul-10 Delhi Sultan Singh Goel Applicant Bharat Rasayan Finance Ltd. Shri Divakar Dev 16-Nov-10 Claim dismissed - -
215 CM/M-0067/2010 12-Jul-10 Mumbai V4U Solutions. Respondent Asit C Mehta Investment Intermediates Ltd S K Shah 26-Nov-10 Member - -
216 CM/K-0017/2010 07-Jul-10 Kolkata Mr. Rajesh Agarwal Applicant M/s Religare Securities Limited Neeloo Biswas 06-Oct-10 Client 5-Jan-11 -
217 F&O/M-0061/2010 07-Jul-10 Mumbai Ghanshyam Patel Respondent Jhaveri Securities Limited P Rajendran 08-Oct-10 Member - -
218 CM/K-0016/2010 07-Jul-10 Kolkata Mr. Samarendra Das Applicant M/s Microsec Capital Limited D K Bhattacharyya 20-Oct-10 Claim Dismissed - -
219 CM/C-0045/2010 7-Jul-10 Chennai S Vijayakumar Applicant JRG Securities Ltd V Paul das 29-Oct-10 Member - -
220 CM/M-0066/2010 7-Jul-10 Mumbai Sarojben V Patel Applicant Karvy Stock Broking Ltd R M Joshi 29-Nov-10 Client - -
221 F&O/M-0059/2010 06-Jul-10 Mumbai Mishal De Souza Applicant Religare Securities Ltd D P Roy 20-Aug-10 Claim Dismissed - -
222 CM/D-0055/2010 02-Jul-10 Delhi Chander Kumar Respondent RSG Share & Stock Brokers Ltd Shri K S Dhingra 06-Sep-10 Member - -
223 F&O/M-0058/2010 02-Jul-10 Mumbai Rajgopal Sarda Respondent JM Financial Services Pvt. Ltd. D P Roy 24-Sep-10 Member - -
224 F&O/D-0032/2010 2-Jul-10 Delhi Radhey Shyam Gupta Applicant K & A Securities Pvt Ltd Justice M A Khan(Retd.) 25-Oct-10 Claim Dismissed - -
225 F&O/D-0033/2010 2-Jul-10 Delhi Asha Saxena Respondent Escorts Securities Ltd. Justice M A Khan (Retd.) 25-Oct-10 Member - -
226 F&O/M-0057/2010 1-Jul-10 Mumbai Vinod Kothari Applicant Indiabulls Securities Ltd D G Deshpande 20-Dec-10 Claim Dismissed - -
227 CM/M-0065/2010 30-Jun-10 Mumbai D K Gharpure Applicant Angel Capital & Debt Market Limited G A Nayak 31-Aug-10 Client 31-Aug-10 -
228 CM/K-0015/2010 30-Jun-10 Kolkata Mr. Dilip Kumar Verma Applicant M/s Anand Rathi Share & Stock Brokers Ltd Neeloo Biswas 23-Nov-10 Client 30-Nov-10 -
229 CM/K-0013/2010 30-Jun-10 Kolkata Reba Sutradhar Applicant M/s India Infoline Limited B N Som 23-Dec-10 Client 23-Jan-11 -
230 CM/K-0012/2010 30-Jun-10 Kolkata M/s Escorts Securities Ltd. Applicant Mr. Somen Majumdar B N Som 24-Dec-10 Member - -
231 CM/K-0014/2010 30-Jun-10 Kolkata Mr. Malay Kumar Mishra Applicant M/s Karvy Stock Broking Ltd. B N Som 18-Feb-11 Client - Under Implementation
232 F&O/M-0056/2010 29-Jun-10 Mumbai Vasant Soni Applicant Angel Capital & Debt Market Ltd. R V Iyer 11-Nov-10 Claim dismissed - -
233 F&O/M-0060/2010 29-Jun-10 Mumbai Ghanshyam Patel Respondent Marwadi Shares & Finance Ltd R M Joshi 12-Nov-10 Member - -
234 CM/C-0042/2010 28-Jun-10 Chennai Chandre Gowda Applicant Networth Stock Broking Limited Sampath K 02-Sep-10 Claim Dismissed - -
235 F&O/C-0025/2008 28-Jun-10 Chennai Venugopal Respondent Geojit BNP Paribas Financial Services Ltd S Subrananian, V Natarajan, Sridharan Krishnamurthy 12-Jan-11 Member - -
236 F&O/C-0027/2010 25-Jun-10 Chennai Aditya Birla Money Ltd Applicant V Kalyani Jagadeesan 21-Oct-10 Claim dismissed - -
237 CM/D-0053/2010 23-Jun-10 Delhi Ashok kumar Goel Applicant Bharat Rasayan Finance Ltd. Shri K S Dhingra 22-Sep-10 Claim Dismissed - -
238 CM/D-0052/2010 23-Jun-10 Delhi Ashok kumar Goel(HUF) Applicant Bharat Rasayan Finance Ltd. Shri K S Dhingra 22-Sep-10 Claim Dismissed - -
239 CM/M-0064/2010 21-Jun-10 Mumbai Asha Nayak Applicant Arihant Capital Markets Limited D P Roy 20-Aug-10 Claim Dismissed - -
240 CM/M-0063/2010 18-Jun-10 Mumbai Anita Tauro Respondent Manubhai Mangaldas Securities Pvt. Ltd. D P Roy 30-Aug-10 Member - -
241 CM/M-0062/2010 17-Jun-10 Mumbai Sunil Mistry Applicant India Infoline Ltd G A Nayak 2-Nov-10 Claim dismissed - -
242 CM/M-0061/2010 16-Jun-10 Mumbai Kalpesh Solanky Applicant India Infoline Ltd A S Aguiar 07-Feb-11 Dismissed - -
243 F&O/K-0010/2010 10-Jun-10 Kolkata Mr. Paritosh Kumar Chanda Respondent M/s Sunidhi Securities and Finance Ltd. N P Sengupta 19-Oct-10 Claim Dismissed - -
244 CM/K-0009/2010 10-Jun-10 Kolkata Mr.Amiya Samanta Applicant M/s K&A Securities Pvt. Ltd. Justice Arunabha Barua 2-Nov-10 Claim dismissed - -
245 CM/K-0011/2010 10-Jun-10 Kolkata Mr. Kirtibas Biswas Applicant M/s Angel Capital & Debt Market Ltd. B N Som 25-Nov-10 Claim dismissed - -
246 CM/M-0058/2010 10-Jun-10 Mumbai Dilipkumar Shah Applicant Fairwealth Securities Pvt Ltd P Upasani 10-Dec-10 Claim Dismissed - -
247 CM/M-0059/2010 10-Jun-10 Mumbai Ashok Bachar Applicant JRG Securities Ltd P Upasani 29-Dec-10 Dismissed - -
248 F&O/K-0009/2010 10-Jun-10 Kolkata Ms. Kavita Mehra Applicant M/s Indiabulls Securities Ltd. N P Sengupta, Neeloo Biswas, D K Bhattacharyya 06-Jan-11 Dismissed - -
249 F&O/D-0024/2010 9-Jun-10 Delhi Pramod Aneja Applicant Narayan Sec. P. Ltd. Shri K S Dhingra 7-Sep-10 Client - Appeal filed before Appellate Arbitrators
250 CM/C-0023/2010 9-Jun-10 Chennai A Dharani Applicant IndiaInfoline Ltd Sampath K 8-Dec-10 Client 27-Feb-11 -
251 F&O/D-0029/2010 9-Jun-10 Delhi Chander Kanta Budhiraja Applicant Religare Securities Ltd Shri Dipankar Basu 20-Jan-11 Client 04-May-11 -
252 F&O/D-0028/2010 8-Jun-10 Delhi Satinder Singh Randhava Applicant Indiabulls Securities Ltd Shri Dipankar Basu 30-Nov-10 Claim dismissed - -
253 F&O/D-0030/2010 8-Jun-10 Delhi Saranjit Singh Applicant Religare Securities Ltd Shri Dipankar Basu 09-Feb-11 Dismissed - -
254 CM/D-0050/2010 04-Jun-10 Delhi Parveen Juneja Applicant Abhipra Capital Ltd. Shri K S Dhingra 19-Jul-10 Client 17-Jun-10 -
255 CM/D-0049/2010 4-Jun-10 Delhi Tanveer Applicant J M Financial Services Pvt. Ltd. Shri Sarveshwar Jha 15-Oct-10 Claim Dismissed - -
256 CM/C-0041/2010 4-Jun-10 Chennai Nazeema Siraj Applicant IndiaInfoline Ltd P S prema 8-Nov-10 Member - -
257 CM/C-0035/2010 03-Jun-10 Chennai Pavithra Stephen Applicant Aditya Birla Money Limited V Paul Das 05-Aug-10 Claim Dismissed - -
258 CM/C-0036/2010 03-Jun-10 Chennai Dandu Srinivasa Raju Respondent Karvy Stock Broking Ltd P S Prema 11-Aug-10 Claim Dismissed - -
259 F&O/M-0055/2010 3-Jun-10 Mumbai Dinesh Pokhriyal Applicant Networth Stock Broking Ltd A S Aguiar 1-Nov-10 Claim dismissed - -
260 F&O/M-0053/2010 31-May-10 Mumbai Harish Sampat Applicant JM Financial Services Pvt. Ltd. P Upasani 06-Sep-10 Claim Dismissed - -
261 F&O/D-0025/2010 28-May-10 Delhi Daya Chand Sharma Applicant Kotak Securities Ltd Shri K S Dhingra 20-Aug-10 Claim Dismissed - -
262 CM/D-0048/2010 28-May-10 Delhi Sunil Mohan gupta Applicant Aditya Birla Money Ltd Justice V S Aggarwal(Retd.) 15-Oct-10 Claim Dismissed - -
263 F&O/D-0026/2010 28-May-10 Delhi Mamta Sood Applicant Mangal Keshwav Securities Ltd Justice M A Khan(Retd.) 19-Oct-10 Claim Dismissed - -
264 CM/M-0053/2010 27-May-10 Mumbai Swati Amrish Shah Respondent Jhaveri Securities Limited S C Gupta 29-Sep-10 Member - -
265 F&O/M-0052/2010 26-May-10 Mumbai Aejaz Chand Respondent IDBI Capital Market Services Ltd. G A Nayak 20-Aug-10 Member - -
266 F&O/M-0051/2010 24-May-10 Mumbai Sanjay Kamdar Respondent Ventura Securities Ltd S C Gupta 12-Nov-10 Claim dismissed - -
267 F&O/D-0023/2010 24-May-10 Delhi Tarun Gupta Applicant First Global Stock Broking P Ltd Justice V S Aggarwal (Retd.), Justice M A Khan (Retd.) and Shri Tejinder Singh Laschar 31-Jan-11 Dismissed - -
268 F&O/K-0008/2010 21-May-10 Kolkata Mr. Tej Narayan Sharma Applicant India Infoline Limited Arup Ratan Chattopadhyay 14-Sep-10 Claim Dismissed - -
269 CM/K-0008/2010 21-May-10 Kolkata Ms. Saswati Bera Applicant M/s India Securities Broking Pvt. Ltd. N P Sengupta 29-Dec-10 Client 29-Jan-11 -
270 CM/C-0034/2010 20-May-10 Chennai V Ravichandran Applicant ASL Capital Holdings Pvt ltd Sridharan K 20-Aug-10 Client 31-Aug-10 -
271 CM/C-0032/2010 20-May-10 Chennai N Ahamed Mohideen Applicant Karvy Stock Broking Ltd Jagadeesan 25-Aug-10 Client 25-Aug-10 -
272 CM/C-0033/2010 20-May-10 Chennai Vijayakumari C R Respondent Capstocks & Securities (I) Pvt Ltd Pratap MS 06-Sep-10 Member - -
273 CM/M-0052/2010 19-May-10 Mumbai Tulshiram Bhowate Applicant ICICI Securities Ltd A S Aguiar 1-Nov-10 Claim dismissed - -
274 F&O/M-0049/2010 18-May-10 Mumbai Padmakar Nandekar Applicant PUG Securities Ltd P Upasani, G A Nayak, R V Iyer 03-Jan-11 Client - Appeal filed before Appellate Arbitrators
275 CM/M-0051/2010 14-May-10 Mumbai Jitesh Shah (Sub-broker) Applicant India Advantage Securities Ltd. D P Roy 24-Sep-10 Claim Dismissed - -
276 F&O/D-0022/2010 11-May-10 Delhi Geeta Batra Applicant Globe Capital Market Ltd Justice V S Aggarwal (Retd.), Shri Ravi Kant, Shri Tejinder Singh Laschar 11-Nov-10 Claim Dismissed - -
277 F&O/M-0048/2010 07-May-10 Mumbai Rakeyshh Gujar Applicant Way2wealth Brokers Private Limited G A Nayak 30-Aug-10 Claim Dismissed - -
278 F&O/M-0047/2010 06-May-10 Mumbai Neelima L Sanghvi Applicant Sanchay Finvest Ltd. D G Deshpande, S Srinivasan, S C Gupta 15-Sep-10 Claim Dismissed - -
279 CM/D-0046/2010 05-May-10 Delhi Prerna Applicant Angel Capital & Debt Market Limited Shri K S Dhingra 04-Aug-10 Claim Dismissed - -
280 F&O/D-0021/2010 5-May-10 Delhi Dr Manu Shrimali Applicant Angel Capital & Debt Market Ltd Shri Dipankar Basu 29-Oct-10 Claim Dismissed - -
281 CM/D-0044/2010 04-May-10 Delhi Narendra Kumar Goel & Sons (Huf) Respondent Adroit Financial Services P.Ltd. Shri Sarveshwar Jha 08-Sep-10 Claim Dismissed - -
282 F&O/K-0007/2010 03-May-10 Kolkata Dayal Singh Rathore HUF Applicant Prabhudas Lilladher Pvt. Ltd. N P Sengupta 16-Sep-10 Claim Dismissed - -
283 F&O/K-0006/2010 03-May-10 Kolkata Mr. Dibyendu Nandy Respondent SMC Global Securities Ltd. N P Sengupta 16-Sep-10 Claim Dismissed - -
284 CM/D-0043/2010 3-May-10 Delhi Sujat Ali Respondent DB (International) Stock Brokers Ltd Shri Dipankar Basu 21-Jan-11 Member - -
285 F&O/M-0050/2010 1-May-10 Mumbai Mahabir Thirani Applicant Suresh Rathi Securities Pvt Ltd P Upasani 9-Dec-10 Claim Dismissed - -
286 F&O/M-0045/2010 28-Apr-10 Mumbai Patel & Patel Co. Respondent Market Creators Ltd. R M Joshi 29-Oct-10 Client 17-Nov-10 -
287 F&O/M-0042/2010 27-Apr-10 Mumbai Manish Chandak Respondent Shilpa Stock Broker Private Limited G A Nayak 21-Sep-10 Member - -
288 F&O/K-0005/2010 26-Apr-10 Kolkata Mr. Sanat Kumar Maity Applicant India Infoline Limited N P Sengupta 19-Aug-10 Claim Dismissed - -
289 CM/K-0007/2010 26-Apr-10 Kolkata Mr. Tapan Kumar De Applicant Motilal Oswal Securities Limited Arup Ratan Chattopadhyay 20-Sep-10 Claim Dismissed - -
290 CM/D-0042/2010 26-Apr-10 Delhi Vinay Kumar Goel & Sons (HUF) Applicant Bharat Rasayan Finance Ltd. Shri Tejinder singh Laschar 27-Jan-11 Dismissed - -
291 CM/C-0028/2010 23-Apr-10 Chennai G Rangarajan Applicant DBS Cholamandalam Securities Ltd A P Sridharan 23-Jun-10 Claim Dismissed - -
292 CM/C-0031/2010 23-Apr-10 Chennai Thomas Varkey Paruvikkal Respondent SMC Global Securities Ltd Pratap MS 14-Jul-10 Member - -
293 F&O/C-0020/2010 23-Apr-10 Chennai Sharat Kumar V Respondent Capstocks & Securities (I) Pvt Ltd Sridharan K 16-Aug-10 Member - -
294 CM/C-0029/2010 23-Apr-10 Chennai Cherian Joseph Applicant Religare Securities Ltd Jagadeesan 23-Aug-10 Claim Dismissed - -
295 F&O/M-0041/2010 20-Apr-10 Mumbai Badrinath Bodhai Applicant Reliance Securities Limited S S Parkar 18-Aug-10 Client - Challenged U/s 34
296 CM/M-0047/2010 20-Apr-10 Mumbai Anita Joan Tauro Respondent Ventura Securities Ltd D G Deshpande 15-Feb-11 Member - -
297 CM/C-0027/2010 19-Apr-10 Chennai Potnuru Ravi Kumar Applicant Karvy Stock Broking Ltd Jagadeesan 02-Jul-10 Claim Dismissed - -
298 CM/C-0025/2010 19-Apr-10 Chennai K Jagannadham Applicant Karvy Stock Broking Ltd Jagadeesan 05-Jul-10 Claim Dismissed - -
299 CM/C-0026/2010 19-Apr-10 Chennai Pothina Tata Rao Applicant Karvy Stock Broking Ltd Jagadeesan 21-Jul-10 Claim Dismissed - -
300 CM/C-0024/2010 19-Apr-10 Chennai Jayanthi Respondent Geojit BNP Paribas Financial Services Ltd Pratap MS 29-Jul-10 Member - -
301 CM/C-0022/2010 19-Apr-10 Chennai KR S Subramaniam Applicant Motilal Oswal Securities Limited MV Badrinath 03-Aug-10 Client 23-Aug-10 -
302 CM/M-0046/2010 19-Apr-10 Mumbai Yogesh Kela Respondent Hindustan Tradecom Private Limited D G Deshpande, G A Nayak, S Srinivasan 26-Aug-10 Member - -
303 F&O/C-0021/2010 19-Apr-10 Chennai P Pradeep Applicant IndiaInfoline Ltd M S Pratap 15-Sep-10 Client - -
304 F&O/M-0040/2010 16-Apr-10 Mumbai K U Advani Pvt Ltd Applicant Centrum Broking Pvt Ltd A S Aguiar, R V Iyer, G A Nayak 24-Jan-11 Dismissed - -
305 CM/D-0041/2010 15-Apr-10 Delhi Tirath Lashqar Singh Applicant Anand Rathi Shares &Stock Brokers Ltd Justice V S Aggarwal(Retd.) 18-Aug-10 Client 22-Dec-10 -
306 F&O/M-0039/2010 15-Apr-10 Mumbai Reliance Securities Ltd Applicant KIFS Securities Private Limited S C Gupta 18-Aug-10 Claim Dismissed - -
307 CM/D-0040/2010 15-Apr-10 Delhi Suneha Bhatia Applicant Anagram Capital Ltd Shri Sarveshwar Jha 15-Oct-10 Claim Dismissed - -
308 F&O/D-0019/2010 15-Apr-10 Delhi Jatinder Kaur Applicant Unicon Securities Pvt Ltd Shri Sarveshwar Jha 15-Oct-10 Claim Dismissed - -
309 F&O/D-0018/2010 13-Apr-10 Delhi Nagesh Singh Applicant Indiabulls Securities Ltd Shri Ravi Kant 26-Jul-10 Claim Dismissed - -
310 CM/D-0039/2010 13-Apr-10 Delhi Mithlesh Kumari Gupta Applicant Karvy Stock Broking Ltd Shri Dipankar Basu 23-Dec-10 Claim Dismissed - -
311 CM/D-0035/2010 08-Apr-10 Delhi Manoj Kumar Garg Respondent Bharat Rasayan Finance Ltd. Justice V S Aggarwal(Retd.) 15-Jul-10 Member - -
312 CM/D-0034/2010 08-Apr-10 Delhi Savita Garg Respondent Bharat Rasayan Finance Ltd. Justice V S Aggarwal(Retd.) 15-Jul-10 Member - -
313 CM/D-0037/2010 8-Apr-10 Delhi Nasa Krishan Chand Applicant Vertex Securities Ltd Shri Sarveshwar Jha 21-Sep-10 Client 27-Apr-11 -
314 CM/D-0038/2010 08-Apr-10 Delhi Maha Singh Parashar Applicant R K Stockholding Pvt. Ltd Shri Sarveshwar Jha 22-Sep-10 Claim Dismissed - -
315 CM/D-0036/2010 8-Apr-10 Delhi Naveen Prakash Applicant Veni Madhav Securities Pvt Ltd Shri Dipankar Basu 29-Oct-10 Member - -
316 F&O/M-0037/2010 8-Apr-10 Mumbai Hasina Mukadam Applicant India Infoline Ltd R V Iyer 27-Dec-10 Claim Dismissed - -
317 F&O/M-0038/2010 8-Apr-10 Mumbai Kiran Kumar Vaid Applicant India Infoline Ltd R V Iyer 27-Dec-10 Claim Dismissed - -
318 CM/D-0032/2010 8-Apr-10 Delhi Mukesh Garg Applicant O J Financial Services Ltd. Justice V S Aggarwal (Retd.) 17-Feb-11 Client - Under appeal period
319 CM/C-0021/2010 07-Apr-10 Chennai P C V Chary Respondent Geojit BNP Paribas Financial Services Ltd A P Sridharan 10-Jun-10 Member - -
320 F&O/C-0015/2010 07-Apr-10 Chennai K M Mohanasundaram Respondent Coimbatore Capital Ltd V Sekar 24-Jun-10 Member - -
321 F&O/C-0016/2010 07-Apr-10 Chennai N K Srinivasagan Respondent Coimbatore Capital Ltd V Sekar 24-Jun-10 Member - -
322 F&O/C-0018/2010 07-Apr-10 Chennai P Chinnasamy Applicant Religare Securities Ltd Jagadeesan 05-Jul-10 Claim Dismissed - -
323 F&O/D-0017/2010 07-Apr-10 Delhi Manoj Kumar Garg (HUF) Respondent Bharat Rasayan Finance Ltd. Justice V S Aggarwal(Retd.) 15-Jul-10 Claim Dismissed - -
324 F&O/C-0017/2010 07-Apr-10 Chennai Uma Rao Applicant Kotak Securities Ltd Jagadeesan 19-Jul-10 Claim Dismissed - -
325 F&O/C-0014/2010 07-Apr-10 Chennai A Jaya Prasad Applicant Kotak Securities Ltd Jagadeesan 27-Jul-10 Claim Dismissed - -
326 CM/C-0019/2010 07-Apr-10 Chennai N S Palanisamy Applicant Kotak Securities Ltd Jagadeesan 27-Jul-10 Claim Dismissed - -
327 CM/C-0020/2010 07-Apr-10 Chennai Subbulakshmi Applicant Bhas Securities Pvt Ltd A P Sridharan 02-Aug-10 Claim Dismissed - -
328 F&O/M-0036/2010 07-Apr-10 Mumbai Rohit Shinde Applicant Edelweiss Securities Limited P Upasani 04-Aug-10 Client 04-Aug-10 -
329 F&O/M-0035/2010 07-Apr-10 Mumbai Trushar Shah Applicant Motilal Oswal Securities Limited A S Aguiar 23-Aug-10 Member - -
330 CM/K-0006/2010 07-Apr-10 Kolkata Mr. Bhikari Charan Praharaj Applicant Bonanza Portfolio Limited D K Bhattacharyya 25-Aug-10 Client - Appeal filed before Appellate Arbitrators
331 F&O/K-0004/2010 07-Apr-10 Kolkata Mr. Subhasis Panda Respondent Networth Stock Broking Limited Saubir Bhattacharyya 20-Sep-10 Member 29-Oct-10 -
332 F&O/D-0015/2010 06-Apr-10 Delhi Dinesh Kumar Asija Applicant Unicon Securities Private Limited Justice M A Khan(Retd.) 28-Jun-10 Claim Dismissed - -
333 F&O/D-0014/2010 06-Apr-10 Delhi Manish Satija Applicant Unicon Securities Private Limited Justice M A Khan(Retd.) 28-Jun-10 Claim Dismissed - -
334 F&O/D-0016/2010 06-Apr-10 Delhi Ravinder Kumar Applicant Religare Securities Ltd Justice V S Aggarwal(Retd.) 14-Sep-10 Claim Dismissed - -
335 CM/D-0031/2010 31-Mar-10 Delhi Charanjit Singh Applicant Aadya Trading & Investment P Ltd Shri Sarveshwar Jha 01-Sep-10 Client 19-Oct-10 -
336 F&O/M-0034/2010 30-Mar-10 Mumbai Ameya Enterprises Respondent Exclusive Securities Ltd. D G Deshpande, S S Parkar, G K Sharma 30-Aug-10 Member - -
337 CM/M-0045/2010 29-Mar-10 Mumbai Paresh Shah Respondent Kunvarji Finstock Pvt. Ltd. D G Deshpande 15-Jun-10 Member - -
338 F&O/M-0032/2010 29-Mar-10 Mumbai Bhushan Shravan Choudhari Applicant Kantilal Chhaganlal Securities Private Limited P Upasani 10-Aug-10 Claim Dismissed - -
339 F&O/M-0033/2010 29-Mar-10 Mumbai Asha Shah Applicant Fairwealth Securities Pvt Ltd D P Roy 12-Aug-10 Client 12-Aug-10 -
340 CM/D-0030/2010 25-Mar-10 Delhi Sarita Sagar Applicant Religare Securities Ltd Shri Vijai N Mathur 14-May-10 Client 20-May-10 -
341 F&O/D-0013/2010 25-Mar-10 Delhi Pradyot Mahata Applicant ICICI Securities Ltd Justice V S Aggarwal(Retd.) 28-May-10 Claim Dismissed - -
342 F&O/M-0030/2010 23-Mar-10 Mumbai Mujaffar Desai Applicant India Infoline Ltd R V Iyer 4-Dec-10 Claim Dismissed - -
343 F&O/M-0031/2010 23-Mar-10 Mumbai Latif Parkar Applicant India Infoline Ltd R V Iyer 27-Dec-10 Claim Dismissed - -
344 CM/M-0043/2010 22-Mar-10 Mumbai Vinaya Pachpute Applicant HSBC Investdirect Securities (India) Limited P Upasani 06-May-10 Client 06-May-10 -
345 CM/D-0029/2010 22-Mar-10 Delhi Ram Singh Yadav Applicant K & A Securities Pvt Ltd Justice V S Aggarwal(Retd.) 09-Jun-10 Claim Dismissed - -
346 CM/M-0044/2010 22-Mar-10 Mumbai Bashir Abbas Khedekar Applicant India Infoline Ltd R V Iyer 7-Dec-10 Claim Dismissed - -
347 CM/M-0039/2010 19-Mar-10 Mumbai Dilipbhai Shah (HUF) Applicant Interface Brokerage & Research Ltd. D P Roy 08-Jul-10 Client - Challenged U/s 34
348 CM/M-0041/2010 19-Mar-10 Mumbai Dipika D Shah Applicant Interface Brokerage & Research Ltd. G K Sharma 22-Jul-10 Client - Challenged U/s 34
349 CM/M-0037/2010 19-Mar-10 Mumbai Puja Hardik Shah Applicant Interface Brokerage & Research Ltd. G K Sharma 22-Jul-10 Client - Challenged U/s 34
350 CM/M-0040/2010 19-Mar-10 Mumbai Dilipbhai L Shah Applicant Interface Brokerage & Research Ltd. S Srinivasan 27-Jul-10 Client - Challenged U/s 34
351 CM/M-0038/2010 19-Mar-10 Mumbai Nikita Shah Applicant Interface Brokerage & Research Ltd. S C Gupta 13-Aug-10 Client - Challenged U/s 34
352 F&O/M-0029/2010 19-Mar-10 Mumbai Nilima Kalantri Applicant India Infoline Ltd R M Joshi 20-Dec-10 Client - Appeal filed before Appellate Arbitrators
353 CM/M-0042/2010 18-Mar-10 Mumbai Antonio Perreira Applicant Shriram Insight Share Brokers Ltd S Srinivasan 8-Nov-10 Client - Appeal filed before Appellate Arbitrators
354 CM/C-0017/2010 17-Mar-10 Chennai N Yash Paul Applicant Aditya Birla Money Limited V Paul Das 22-Jun-10 Claim Dismissed - -
355 CM/C-0016/2010 17-Mar-10 Chennai K Kannan Applicant JRG Securities Ltd Jagadeesan 22-Jun-10 Claim Dismissed - -
356 CM/C-0018/2010 17-Mar-10 Chennai A P Bhanumathi Respondent Sharekhan Ltd MV Badrinath 23-Jun-10 Client - Challenged U/s 34
357 F&O/C-0011/2010 17-Mar-10 Chennai Mohammed Idris Respondent Ventura Securities Ltd V Sekar 26-Jun-10 Member - -
358 F&O/C-0012/2010 17-Mar-10 Chennai Subbalakshmi Srinivasan Respondent Kotak Securities Ltd N S Srinivasan 15-Jul-10 Member - -
359 F&O/C-0013/2010 17-Mar-10 Chennai R Nageshwari Respondent Bajaj Capital Investor Services Ltd N S Srinivasan 07-Aug-10 Member - -
360 F&O/D-0012/2010 15-Mar-10 Delhi Anurag Sinsinwar Respondent India Infoline Ltd Justice V S Aggarwal(Retd.), Shri Divakar Dev, Shri Vijai N Mathur 13-Jan-11 Member - -
361 F&O/M-0028/2010 11-Mar-10 Mumbai Geeta Sahu Applicant Religare Securities Ltd D P Roy 19-Apr-10 Claim Dismissed - -
362 F&O/D-0011/2010 11-Mar-10 Delhi Amit Chhabra Applicant Destimoney Securities Pvt Ltd (Formerly Know As Dawnay Day AV Securities Pvt Ltd) Justice V S Aggarwal(Retd.) 19-May-10 Client 19-May-10 -
363 CM/D-0024/2010 11-Mar-10 Delhi Komal Ahuja Respondent Escorts Securities Ltd. Justice V S Aggarwal(Retd.) 04-Aug-10 Member - -
364 CM/M-0036/2010 10-Mar-10 Mumbai Sudhir Desai Applicant Sharekhan Ltd S S Parkar 21-Apr-10 Client 21-Apr-10 -
365 CM/D-0025/2010 10-Mar-10 Delhi Saurabh Garg Respondent Mansukh Securities & Finance Ltd Shri Sarveshwar Jha 28-May-10 Claim Dismissed - -
366 CM/D-0028/2010 10-Mar-10 Delhi Mohd Shoeb Applicant Sharewise Equity Brokers Pvt Ltd Shri Sarveshwar Jha 07-Jul-10 Client - Challenged U/s 34
367 CM/D-0027/2010 10-Mar-10 Delhi Rajender Kumar Applicant Shri Parasram Holdings Pvt Ltd Shri Divakar Dev 08-Jul-10 Client 01-Jun-10 -
368 F&O/D-0009/2010 10-Mar-10 Delhi Sudhir Bhatia Applicant Anagram Capital Ltd Shri Ravi Kant 16-Jul-10 Claim Dismissed - -
369 CM/D-0026/2010 10-Mar-10 Delhi Mohit Singh Shekhawat Applicant Religare Securities Ltd Shri Ravi Kant 16-Jul-10 Claim Dismissed - -
370 F&O/D-0008/2010 10-Mar-10 Delhi Harbhajan kaur Bhatia Applicant Aadya Trading & Investment P Ltd Shri Sarveshwar Jha 01-Sep-10 Client - Appeal filed before Appellate Arbitrators
371 CM/M-0035/2010 10-Mar-10 Mumbai Nanalal Dhariya Applicant India Infoline Limited R V Iyer 07-Oct-10 Claim Dismissed - -
372 CM/M-0034/2010 10-Mar-10 Mumbai Abdul Mahadik Applicant India Infoline Ltd R V Iyer 31-Dec-10 Claim Dismissed - -
373 CM/M-0033/2010 09-Mar-10 Mumbai Supriya Desai Applicant Sharekhan Ltd S S Parkar 21-Apr-10 Client 21-Apr-10 -
374 F&O/K-0003/2010 09-Mar-10 Kolkata Mr. Badri Prasad Agarwal Applicant Religare Securities Ltd Neeloo Biswas 16-Jun-10 Claim Dismissed - -
375 F&O/M-0027/2010 09-Mar-10 Mumbai Mahesh Deelip Jagtap Respondent India Infoline Limited G K Sharma 22-Jul-10 Member - -
376 CM/K-0004/2010 09-Mar-10 Kolkata Ms.Shipra Choudhury Applicant India Infoline Limited Arup Ratan Chattopadhyay 03-Aug-10 Client - Challenged U/s 34
377 CM/K-0005/2010 09-Mar-10 Kolkata Mr. Bidhan Choudhury Applicant India Infoline Limited Arup Ratan Chattopadhyay 11-Aug-10 Client - Challenged U/s 34
378 CM/M-0032/2010 08-Mar-10 Mumbai Rajesh Patil Respondent Aditya Birla Money Limited S C Gupta 17-May-10 Member - -
379 CM/C-0015/2010 05-Mar-10 Chennai V Renganathan Applicant JRG Securities Ltd Jagadeesan 12-May-10 Claim Dismissed - -
380 CM/C-0013/2010 05-Mar-10 Chennai Shanmuganathan R Respondent Geojit BNP Paribas Financial Services Ltd A P Sridharan 10-Jun-10 Member - -
381 CM/C-0011/2010 05-Mar-10 Chennai Robbert D'Souza Applicant Acumen Capital Market (I) Ltd MV Badrinath, V Paul Das, NS Srinivasan 24-Jun-10 Claim Dismissed - -
382 F&O/C-0009/2010 05-Mar-10 Chennai Bandaru Seeta Ramaiah Respondent IndiaInfoline Ltd V Paul Das 28-Jul-10 Member - -
383 CM/C-0014/2010 05-Mar-10 Chennai Vanitha K R Applicant Almondz Global Securities Ltd Sampath K 30-Jul-10 Claim Dismissed - -
384 F&O/C-0008/2010 05-Mar-10 Chennai Athinarayanan Applicant JRG Securities Ltd MV Badrinath 04-Aug-10 Client - Challenged U/s 34
385 F&O/C-0010/2010 05-Mar-10 Chennai Jella Venu Madhav Respondent Inani Securities Ltd Sridharan K 16-Aug-10 Claim Dismissed - -
386 CM/C-0012/2010 05-Mar-10 Chennai Bhagyamma B Applicant Networth Stock Broking Limited Sampath K 02-Sep-10 Claim Dismissed - -
387 CM/M-0030/2010 03-Mar-10 Mumbai Coronation capital markets Ltd Applicant India Infoline Limited A S Aguiar, R V Iyer, R M Joshi 06-Aug-10 Claim Dismissed - -
388 CM/M-0031/2010 03-Mar-10 Mumbai Navdeep Vyas Applicant Bonanza Portfolio Limited G A Nayak 20-Aug-10 Claim Dismissed - -
389 F&O/K-0002/2010 02-Mar-10 Kolkata Ms.Diptisri Ghosh Applicant Kotak Securities Limited B N Som 02-Aug-10 Client - Challenged U/s 34
390 F&O/M-0025/2010 02-Mar-10 Mumbai Sunil N. Dhariya Applicant India Infoline Limited R V Iyer 18-Oct-10 Claim Dismissed - -
391 F&O/M-0022/2010 2-Mar-10 Mumbai Smita Sheth Applicant India Infoline Ltd R V Iyer 7-Dec-10 Claim Dismissed - -
392 F&O/M-0023/2010 2-Mar-10 Mumbai Sampada Ghaisas Applicant India Infoline Ltd R V Iyer 7-Dec-10 Claim Dismissed - -
393 F&O/M-0024/2010 26-Feb-10 Mumbai Ramesh Kedkar Applicant India Infoline Ltd R V Iyer 11-Nov-10 Claim dismissed - -
394 CM/M-0025/2010 25-Feb-10 Mumbai Midas Consultants Respondent Sunidhi Securities & Finance Limited A S Aguiar 14-Jul-10 Member - -
395 F&O/M-0020/2010 25-Feb-10 Mumbai Muslim Kapadia Applicant SMC Global Securities Ltd. T R Bhowmik 17-Sep-10 Claim Dismissed - -
396 F&O/M-0021/2010 25-Feb-10 Mumbai Neema Kapadia Applicant SMC Global Securities Ltd. T R Bhowmik 24-Sep-10 Claim Dismissed - -
397 F&O/M-0019/2010 25-Feb-10 Mumbai Asgar G Kapadia Applicant SMC Global Securities Ltd. T R Bhowmik 29-Sep-10 Claim Dismissed - -
398 F&O/D-0007/2010 24-Feb-10 Delhi Harihar Nath Mathur Applicant Religare Securities Ltd Justice M A Khan(Retd.) 04-May-10 Claim Dismissed - -
399 CM/D-0020/2010 24-Feb-10 Delhi Kunti Saxena Applicant Religare Securities Ltd Justice M A Khan(Retd.) 28-Jun-10 Client 19-Jul-10 -
400 CM/D-0021/2010 24-Feb-10 Delhi Ashok Kumar Yadav Applicant Apollo Sindhoori Capital Investments Ltd. Shri Ravi Kant 16-Jul-10 Claim Dismissed - -
401 CM/D-0022/2010 24-Feb-10 Delhi Shailesh Prasad Applicant K & A Securities Pvt Ltd Shri Divakar Dev 16-Jul-10 Claim Dismissed - -
402 CM/D-0023/2010 24-Feb-10 Delhi Shyam Sunder Bajaj Applicant K & A Securities Pvt Ltd Shri Sarveshwar Jha 22-Sep-10 Claim Dismissed - -
403 CM/M-0026/2010 23-Feb-10 Mumbai Kamini Sangekar Applicant India Infoline Ltd R V Iyer 31-Dec-10 Claim Dismissed - -
404 F&O/M-0018/2010 19-Feb-10 Mumbai Kaiyum M Shaikh Respondent JHP Securities Private Limited T R Bhowmik 27-Apr-10 Member - -
405 F&O/M-0017/2010 18-Feb-10 Mumbai Ridhi Investments Applicant Motilal Oswal Securities Limited S S Parkar, A S Aguiar, R V Iyer 31-Aug-10 Client 31-Aug-10 -
406 CM/C-0043/2010 18-Feb-10 Chennai Bhanumathi Thammaiah Applicant IndiaInfoline Ltd Jagadeesan 29-Oct-10 Member - -
407 CM/M-0024/2010 17-Feb-10 Mumbai Latesh Bhatia Applicant Reliance Securities Limited S S Parkar, R V Iyer, P Rajendran 31-Aug-10 Claim Dismissed - -
408 CM/M-0023/2010 16-Feb-10 Mumbai Prakash Tatkari Applicant India Infoline Ltd R V Iyer 12-Nov-10 Claim dismissed - -
409 CM/M-0020/2010 15-Feb-10 Mumbai Profit Investments Applicant Jhaveri Securities Limited P Upasani, G A Nayak, T R Bhowmik 27-Aug-10 Sub-broker - -
410 CM/M-0022/2010 15-Feb-10 Mumbai Gandhi Consultancy Applicant Jhaveri Securities Limited P Upasani, G A Nayak, T R Bhowmik 28-Aug-10 Sub-broker - -
411 CM/M-0021/2010 15-Feb-10 Mumbai Sona Investment Services Applicant Jhaveri Securities Limited P Upasani, G A Nayak, T R Bhowmik 28-Aug-10 Sub-broker - -
412 F&O/M-0016/2010 15-Feb-10 Mumbai Jayesh Thaker Applicant Indiabulls securities Ltd R M Joshi 20-Dec-10 Claim Dismissed - -
413 F&O/M-0015/2010 12-Feb-10 Mumbai Devang Shah Respondent Asit C. Mehta Investment Interrmediates Ltd. T R Bhowmik 03-May-10 Member - -
414 F&O/M-0014/2010 12-Feb-10 Mumbai Ghanshyam Patel Respondent Angel Capital & Debt Market Limited G A Nayak, S C Gupta, P Rajendran 19-May-10 Member - -
415 F&O/C-0007/2010 11-Feb-10 Chennai Rahim G Rupani Applicant Alankit Assignments Ltd Jagadeesan 22-Apr-10 Client 22-Apr-10 -
416 CM/C-0005/2010 11-Feb-10 Chennai Cherukuri Kanthi Rekha Respondent Sharekhan Ltd V Sekar 19-May-10 Claim Dismissed - -
417 CM/C-0008/2010 11-Feb-10 Chennai A Suganya Applicant Aditya Birla Money Limited V Paul Das 24-May-10 Claim Dismissed - -
418 CM/C-0010/2010 11-Feb-10 Chennai K K Sundaragopalan Applicant Networth Stock Broking Limited MV Badrinath 31-May-10 Claim Dismissed - -
419 CM/C-0009/2010 11-Feb-10 Chennai K S Menaka Applicant Networth Stock Broking Limited MV Badrinath 31-May-10 Claim Dismissed - -
420 CM/C-0007/2010 11-Feb-10 Chennai Asiya Mohammed Applicant Capstocks & Securities (I) Pvt Ltd Jagadeesan 08-Jun-10 Claim Dismissed - -
421 CM/C-0006/2010 11-Feb-10 Chennai Joseph George Respondent Mangal Keshav Securities Ltd V Sekar 24-Jun-10 Member - -
422 CM/D-0018/2010 10-Feb-10 Delhi Saroj Gupta Applicant Fairwealth Securities Pvt Ltd Shri Sarveshwar Jha 28-May-10 Client 28-May-10 -
423 CM/D-0017/2010 10-Feb-10 Delhi Kedar Nath Applicant Seeta Portfolio Management Ltd Smt Lakshmi Swaminathan 17-Jun-10 Claim Dismissed - -
424 CM/K-0002/2010 10-Feb-10 Kolkata Mr. Biplab Bharati Applicant Kotak Securities Limited N P Sengupta 29-Jun-10 Claim Dismissed - -
425 CM/D-0019/2010 10-Feb-10 Delhi Uma Bhatia Applicant SMC Global Securities Ltd Justice V S Aggarwal(Retd.) 05-Jul-10 Claim Dismissed - -
426 CM/K-0003/2010 10-Feb-10 Kolkata Mr. Ronen Mookherjee Respondent Guiness Securities Ltd. Saubir Bhattacharyya 04-Aug-10 Claim Dismissed - -
427 F&O/K-0001/2010 10-Feb-10 Kolkata Ms. Bina Kedia Applicant Anand Rathi Share & Stock Brokers Limited Arup Ratan Chattopadhyay 03-Sep-10 Client 27-Sep-10 -
428 CM/M-0019/2010 10-Feb-10 Mumbai Abdulla Mukadam Applicant India Infoline Ltd R V Iyer 31-Dec-10 Claim Dismissed - -
429 CM/D-0016/2010 9-Feb-10 Delhi Sarvesh Chopra Respondent Sharekhan Ltd Justice M A Khan (Retd.), Shri Divakar Dev, Shri Ravi Kant 25-Nov-10 Claim dismissed - -
430 CM/M-0018/2010 05-Feb-10 Mumbai Kirti Sheth Respondent Swastika Investmart Limited T R Bhowmik 26-Aug-10 Member - -
431 F&O/M-0013/2010 5-Feb-10 Mumbai Nailesh Mehta Applicant JHP Securities Pvt Ltd A S Aguiar, G A Nayak, P Rajendran 25-Jan-11 Client - Appeal filed before Appellate Arbitrators
432 CM/M-0015/2010 04-Feb-10 Mumbai Ismail Desai Applicant India Infoline Ltd R V Iyer, G A Nayak, G K Sharma 31-Dec-10 Dismissed - -
433 CM/M-0014/2010 03-Feb-10 Mumbai Hanif Ghansar Applicant India Infoline Limited R V Iyer 04-Sep-10 Claim Dismissed - -
434 CM/M-0017/2010 3-Feb-10 Mumbai Sanjeev Dhariya Applicant India Infoline Ltd R V Iyer 29-Oct-10 Claim dismissed - -
435 CM/M-0016/2010 3-Feb-10 Mumbai Fahmida Ghansar Applicant India Infoline Ltd R V Iyer 29-Oct-10 Claim dismissed - -
436 F&O/M-0012/2010 02-Feb-10 Mumbai Ajay Amane Applicant Asit C. Mehta Investment Interrmediates Ltd. P Upasani 06-May-10 Claim Dismissed - -
437 CM/M-0010/2010 01-Feb-10 Mumbai Girish Chavan Applicant India Infoline Limited G A Nayak 06-Jul-10 Claim Dismissed - -
438 F&O/C-0005/2010 29-Jan-10 Chennai Jella Padmaja Respondent Inani Securities Ltd Jagadeesan 30-Apr-10 Member - -
439 CM/C-0004/2010 29-Jan-10 Chennai Srikanth T Respondent Angel Capital & Debt Market Limited V Sekar 19-May-10 Member - -
440 F&O/C-0006/2010 29-Jan-10 Chennai Subramaniam K Respondent Geojit BNP Paribas Financial Services Ltd V Sekar 19-May-10 Member - -
441 CM/M-0009/2010 28-Jan-10 Mumbai Maheshwaria Kanubhai Dhanjibhai Applicant Sharekhan Ltd A S Aguair 02-Jun-10 Claim Dismissed - -
442 CM/D-0015/2010 28-Jan-10 Delhi Sarla Berry Applicant Arcadia Share and Stock Brokers Pvt. Ltd Shri Tejinder Singh Laschar 21-Oct-10 Claim Dismissed - -
443 F&O/M-0011/2010 27-Jan-10 Mumbai Riyaz Vohra Applicant SMC Global Securities Ltd. P Upasani 16-Jun-10 Client 16-Jun-10 -
444 F&O/M-0009/2010 25-Jan-10 Mumbai Rajeev Kumar Jha Applicant Hem Finlease Pvt. Ltd. P Upasani 06-May-10 Claim Dismissed - -
445 CM/K-0001/2010 25-Jan-10 Kolkata Mr. Madan Kumar Naskar Applicant India Infoline Limited Arup Ratan Chattopadhyay 15-Jun-10 Claim Dismissed - -
446 F&O/D-0006/2010 22-Jan-10 Delhi Hari Ram Khatri Respondent Ahipra Capital Ltd Smt Lakshmi Swaminathan 07-Jun-10 Member - -
447 CM/D-0014/2010 22-Jan-10 Delhi Kharati Lal Bhasin Applicant Angel Capital & Debt Market Limited. & Umpire Stock & Investment Shri Sarveshwar Jha 29-Jun-10 Claim Dismissed - -
448 CM/D-0012/2010 22-Jan-10 Delhi Harish Aggarwal Respondent Master Capital Services Limited Shri Divakar Dev 16-Jul-10 Member - -
449 CM/D-0013/2010 22-Jan-10 Delhi Bhavna Sahni Respondent PUG Securities Pvt Ltd(Formerly Know As MSB Securities Pvt Ltd) Shri Tejinder Singh Laschar 6-Sep-10 Client - Under Implementation
450 CM/D-0011/2010 22-Jan-10 Delhi Shashi Kant Sahni Applicant PUG Securities Pvt Ltd(Formerly Know As MSB Securities Pvt Ltd) Shri Tejinder Singh Laschar 14-Sep-10 Client - -
451 CM/M-0007/2010 21-Jan-10 Mumbai Mangesh Ekbote Applicant HSBC Investdirect Securities (India) Limited A S Aguiar, D P Roy, R V Iyer 25-May-10 Client 25-May-10 -
452 F&O/M-0007/2010 21-Jan-10 Mumbai Anupsingh Sodhi Applicant India Infoline Limited A S Aguair 02-Jun-10 Claim Dismissed - -
453 F&O/M-0008/2010 21-Jan-10 Mumbai Lalita Ranka Applicant LKP Securities Ltd S S Parkar 16-Dec-10 Client - Appeal filed before Appellate Arbitrators
454 CM/D-0009/2010 15-Jan-10 Delhi Dinesh Kumar Mittal Applicant Ganesh Stock Invest Pvt Ltd & Sub Broker-Raj Kumar Mittal Jusice V S Aggarwal(Retd.) 27-Apr-10 Claim Dismissed - -
455 F&O/D-0005/2010 15-Jan-10 Delhi Hari Om Agarwal Applicant Religare Securities Ltd Justice M A Khan(Retd.) 28-Jun-10 Claim Dismissed - -
456 F&O/D-0004/2010 15-Jan-10 Delhi Gayatri Devi Applicant Sharekhan Ltd Justice M A Khan(Retd.) 28-Jun-10 Client 20-Dec-10 -
457 CM/D-0008/2010 15-Jan-10 Delhi Sazid Khan Respondent Asit C Mehta Investment Intermediates Ltd Shri Divakar Dev 30-Jun-10 Claim Dismissed - -
458 F&O/M-0006/2010 15-Jan-10 Mumbai Sundeep Puri Respondent Master Capital Services Limited G K Sharma 10-Aug-10 Member - -
459 F&O/D-0003/2010 15-Jan-10 Delhi Pradeep Yadav Respondent Geojit BNP Paribas Financial Services Ltd Shri Tejinder Singh Laschar 03-Sep-10 Member - -
460 CM/D-0010/2010 15-Jan-10 Delhi Nishant Kumar Sinha Respondent Geojit BNP Paribas Financial Services Ltd Shri Tejinder Singh Laschar 25-Oct-10 Member - -
461 CM/D-0007/2010 15-Jan-10 Delhi Prasanta Kumar Mukhopadhyay Applicant Arcadia Share and Stock Brokers Pvt. Ltd Shri Tejinder singh Laschar 11-Nov-10 Client 7-Dec-10 -
462 CM/D-0006/2010 15-Jan-10 Delhi Paras Kumar Jain Respondent HSBC Invest Direct Securities (India) Ltd Shri Tejinder singh Laschar 27-Jan-11 Dismissed - -
463 F&O/M-0005/2010 14-Jan-10 Mumbai Rakhi Dipesh Chudgar Applicant SMC Global Securities Ltd. P Rajendran 24-May-10 Claim Dismissed - -
464 CM/C-0003/2010 13-Jan-10 Chennai Parameshwara R K Respondent Aditya Birla Money Limited A P Sridharan 01-Apr-10 Member - -
465 F&O/M-0004/2010 13-Jan-10 Mumbai Jayaben Patel Respondent Angel Capital & Debt Market Limited S C Gupta 09-Apr-10 Member - -
466 F&O/C-0004/2010 13-Jan-10 Chennai Renuka Prasanna R Applicant Bonanza Portfolio Limited V Paul Das 24-May-10 Claim Dismissed - -
467 CM/D-0005/2010 13-Jan-10 Delhi Dharmesh Saxena Applicant Religare Securities Ltd Justice M A Khan(Retd.) 28-Jun-10 Client 19-Jul-10 -
468 CM/C-0002/2010 13-Jan-10 Chennai R Radha Applicant IndiaInfoline Ltd Sampath K 05-Jul-10 Claim Dismissed - -
469 CM/D-0003/2010 13-Jan-10 Delhi Parminder Singh Applicant India Infoline Limited Justice M A Khan(Retd.) 12-Jul-10 Claim Dismissed - -
470 CM/D-0004/2010 13-Jan-10 Delhi Alka Sahni Applicant MSB Securities Pvt Ltd Shri Tejinder Singh Laschar 15-Oct-10 Client - -
471 CM/M-0005/2010 12-Jan-10 Mumbai Ganeshbhai Mojidare Applicant Sharekhan Ltd D P Roy 23-Apr-10 Claim Dismissed - -
472 CM/M-0004/2010 12-Jan-10 Mumbai Devidas Pawar Respondent Asit C. Mehta Investment Interrmediates Ltd. G K Sharma 06-May-10 Member - -
473 CM/M-0003/2010 11-Jan-10 Mumbai Uday Borse Applicant Peerless Securities Limited P Rajendran 12-May-10 Claim Dismissed - -
474 F&O/D-0002/2010 11-Jan-10 Delhi Pawan Kumar Verma Applicant Religare Securities Ltd Justice M A Khan(Retd.) 28-Jun-10 Client 19-Jul-10 -
475 F&O/M-0003/2010 06-Jan-10 Mumbai Rupam Mishra Applicant Systematix Shares and Stocks (India) Ltd. A S Aguiar 21-Jul-10 Client 21-Jul-10 -
476 CM/M-0001/2010 05-Jan-10 Mumbai Intiyaz quereshi Respondent Marwadi Shares & Finance Limited S C Gupta 09-Apr-10 Claim Dismissed - -
477 CM/M-0002/2010 05-Jan-10 Mumbai Kushvakant Agrawal Applicant Aditya Birla Money Limited S S Parkar 17-May-10 Client 25-Oct-10 -
478 F&O/C-0001/2010 04-Jan-10 Chennai Fathima Salam Respondent Capstocks & Securities (I) Pvt Ltd A P Sridharan 01-Apr-10 Member - -
479 F&O/C-0002/2010 04-Jan-10 Chennai Vinod V R Respondent Capstocks & Securities (I) Pvt Ltd A P Sridharan 01-Apr-10 Member - -
480 CM/C-0001/2010 04-Jan-10 Chennai C R Amarnath Respondent Sharekhan Ltd MV Badrinath 15-Apr-10 Member - -
481 F&O/C-0003/2010 04-Jan-10 Chennai K S Panwar Applicant IndiaInfoline Ltd Jagadeesan, MV Badrinath, K Sampath 22-Jul-10 Claim Dismissed - -
482 CM/M-0232/2009 30-Dec-09 Mumbai Kaushar Khan Respondent Marwadi Shares & Finance Limited P Rajendran 30-Apr-10 Member - -
483 CM/K-0089/2009 30-Dec-09 Kolkata M/s Powerflow Securities Co. Applicant ISE Securities & Services Ltd D K Bhattacharyya 03-May-10 In favour of Sub-broker 31-May-10  -
484 CM/K-0088/2009 30-Dec-09 Kolkata Mr. Dina Nath Kumar Applicant Religare Securities Ltd Justice Arunabha Barua 02-Jun-10 Client 29-Mar-11 -
485 F&O/K-0058/2009 30-Dec-09 Kolkata Mr. Lallan Singh Applicant India Infoline Limited Arup Ratan Chattopadhyay 07-Jun-10 Client 28-Jun-10 -
486 CM/K-0087/2009 30-Dec-09 Kolkata Mr. Sudesh Kumar Jaiswal Applicant BMA Wealth Creators Private Limited B N Som 02-Sep-10 Client 18-Oct-10 -
487 F&O/M-0255/2009 29-Dec-09 Mumbai Prashant Shrawankar Respondent Angel Capital & Debt Market Limited S C Gupta 23-Apr-10 Member - -
488 CM/M-0229/2009 28-Dec-09 Mumbai Nisha Shah Applicant Interface Brokerage & Research Ltd. G K Sharma 30-Jun-10 Client - Challenged U/s 34
489 CM/M-0230/2009 28-Dec-09 Mumbai Pankaj Shah Applicant Interface Brokerage & Research Ltd. S C Gupta 12-Jul-10 Client - Challenged U/s 34
490 F&O/M-0254/2009 28-Dec-09 Mumbai Arpana Awasthi Applicant Kotak Securities Ltd S Srinivasan 27-Jul-10 Client - Challenged U/s 34
491 CM/M-0228/2009 28-Dec-09 Mumbai Pankaj Shah (HUF) Applicant Interface Brokerage & Research Ltd. P Rajendran 06-Aug-10 Client - Challenged U/s 34
492 F&O/M-0252/2009 24-Dec-09 Mumbai Ayushajay Construction Ltd Applicant Gems Equities & Securities Pvt. Ltd. A S Aguiar, D P Roy, R V Iyer 30-Jun-10 Client - Award against defaulter
493 CM/M-0226/2009 23-Dec-09 Mumbai Munish Bumb Respondent Joindre Capital Services Ltd. D P Roy 19-Apr-10 Claim Dismissed - -
494 F&O/M-0253/2009 22-Dec-09 Mumbai Akbar Goolywala Applicant Sharekhan Ltd S S Parkar 30-Apr-10 Claim Dismissed - -
495 F&O/M-0247/2009 18-Dec-09 Mumbai Bharat Sonawane Respondent Sushil Financial Services Private Limited P Rajendran 23-Apr-10 Claim Dismissed - -
496 F&O/M-0250/2009 18-Dec-09 Mumbai Mahendra Munot Respondent Sushil Financial Services Private Limited P Rajendran 23-Apr-10 Claim Dismissed - -
497 F&O/M-0248/2009 18-Dec-09 Mumbai Chandrashekhar Sonawane Respondent Sushil Financial Services Private Limited G K Sharma 17-May-10 Claim Dismissed - -
498 CM/M-0225/2009 11-Dec-09 Mumbai Sabina Sanghvi Applicant Sharekhan Ltd S C Gupta 06-May-10 Claim Dismissed - -
499 CM/M-0223/2009 02-Dec-09 Mumbai M P Vora shares & Securities Ltd Applicant Mehta Finstock Pvt Ltd P B Nimbalkar 01-Jun-10 Client 01-Jun-10 -
500 F&O/M-0245/2009 30-Nov-09 Mumbai Maneesha Apte Applicant Kotak Securities Ltd G A Nayak 05-May-10 Claim Dismissed - -
501 CM/M-0222/2009 30-Nov-09 Mumbai Sumati Devi Parihar Applicant India Infoline Limited P B Nimbalkar 07-May-10 Claim Dismissed - -
502 CM/M-0221/2009 24-Nov-09 Mumbai Darryl Cabral Applicant K & A Securities Pvt Ltd A S Aguair 15-Jun-10 Claim Dismissed - -
503 F&O/M-0244/2009 23-Nov-09 Mumbai Vivek Shetty Applicant Edelweiss Securities Limited P Upasani, V P Patil, R V Iyer 21-Jun-10 Claim Dismissed - -
504 F&O/K-0053/2009 20-Nov-09 Kolkata Mr. Jay Prakash Shaw Applicant India Infoline Limited N P Sengupta 13-Apr-10 Client - Challenged u/s 34
505 CM/K-0086/2009 20-Nov-09 Kolkata Ms. Seuli Subhra Ganguly Applicant Motilal Oswal Securities Limited P K Bhattacharjee 15-Apr-10 Client 03-May-10 -
506 F&O/K-0057/2009 20-Nov-09 Kolkata Mr. Sanjay Banerjee Applicant Anand Rathi Share & Stock Brokers Limited Arup Ratan Chattopadhyay 19-Apr-10 Client 19-Apr-10 -
507 F&O/K-0054/2009 20-Nov-09 Kolkata Mr. Vishnu Karwa Applicant Anand Rathi Share & Stock Brokers Limited "Debasis Mukhopadhyay, D K Bhattacharyya, N P Sengupta 21-Apr-10 Claim Dismissed - -
508 F&O/K-0056/2009 20-Nov-09 Kolkata Mr. Somnath Gangopadhyay Applicant Kotak Securities Limited B N Som 26-Apr-10 Claim Dismissed - -
509 F&O/K-0055/2009 20-Nov-09 Kolkata Mr. Ved Prakash Gupta Applicant Kotak Securities Limited B N Som 06-May-10 Client - Challenged u/s 34
510 F&O/M-0242/2009 19-Nov-09 Mumbai Sizarali Dodhia Respondent Angel Capital & Debt Market Limited S Srinivasan 13-Sep-10 Member - -
511 CM/K-0084/2009 13-Nov-09 Kolkata Dr. K. Haridas Applicant Microsec Capital Limited D K Bhattacharyya 03-May-10 Claim Dismissed - -
512 F&O/K-0047/2009 13-Nov-09 Kolkata Mr. Sukdev Mondal Applicant Unicon Securities Private Limited Debasis Mukhopadhyay 18-May-10 Claim Dismissed - -
513 F&O/K-0046/2009 13-Nov-09 Kolkata Ms Jharna Mullick Applicant Unicon Securities Private Limited Debasis Mukhopadhyay 18-May-10 Claim Dismissed - -
514 F&O/K-0045/2009 13-Nov-09 Kolkata Mr. Pankaj Kumar Pal Applicant Unicon Securities Private Limited Debasis Mukhopadhyay 18-Jun-10 Claim Dismissed - -
515 F&O/K-0049/2009 13-Nov-09 Kolkata Mr. Swarup Kumar Basu Applicant Unicon Securities Private Limited Debasis Mukhopadhyay 18-Jun-10 Claim Dismissed - -
516 F&O/K-0048/2009 13-Nov-09 Kolkata Ms. Mitali Mondal Applicant Unicon Securities Private Limited Debasis Mukhopadhyay 18-Jun-10 Claim Dismissed - -
517 F&O/K-0051/2009 13-Nov-09 Kolkata Mr. Dilip Das Applicant Unicon Securities Private Limited Debasis Mukhopadhyay 25-Jun-10 Claim Dismissed - -
518 F&O/K-0052/2009 13-Nov-09 Kolkata Ms. Asha Ghosh Applicant Unicon Securities Private Limited Debasis Mukhopadhyay 25-Jun-10 Claim Dismissed - -
519 F&O/K-0050/2009 13-Nov-09 Kolkata Ms. Sumitra Mondal Applicant Unicon Securities Private Limited Debasis Mukhopadhyay 25-Jun-10 Claim Dismissed - -
520 CM/M-0217/2009 12-Nov-09 Mumbai Mohammad Afsar Raen Respondent Karvy Stock Broking Ltd. R M Joshi 16-Jun-10 Member - -
521 CM/M-0216/2009 10-Nov-09 Mumbai Kanchan Devi Chhajer Applicant Religare Securities Ltd D P Roy 23-Apr-10 Claim Dismissed - -
522 CM/M-0215/2009 09-Nov-09 Mumbai Subhash Rode Applicant SMC Global Securities Ltd. D P Roy 21-Apr-10 Claim Dismissed - -
523 CM/M-0214/2009 04-Nov-09 Mumbai Mantri Finvest Pvt Ltd Respondent Sharekhan Ltd S S Parkar 30-Apr-10 Claim Dismissed - -
524 F&O/K-0043/2009 28-Oct-09 Kolkata Mr. Durgesh G.Mundra Respondent Kantilal Chhaganlal Securities Pvt. Ltd. P K Bhattacharjee 07-Apr-10 Member - -
525 CM/K-0081/2009 28-Oct-09 Kolkata Mr. Narayan Agarwal Respondent Kotak Securities Ltd Justice Arunabha Barua 08-Apr-10 Member - -
526 CM/K-0083/2009 28-Oct-09 Kolkata Mr. Mahendra Kumar Agarwal Applicant Ashika Stock Broking Ltd. D K Bhattacharyya 12-Apr-10 Claim Dismissed - -
527 CM/K-0082/2009 28-Oct-09 Kolkata Mr. Uttam Maji Applicant East India Securities Ltd. Justice Arunabha Barua 12-Apr-10 Client 20-May-10 -
528 CM/K-0080/2009 28-Oct-09 Kolkata Mr. Alok Nand Pathak Applicant Kotak Securities Limited B N Som 16-Apr-10 Claim Dismissed - -
529 F&O/K-0042/2009 28-Oct-09 Kolkata Mr.Debraj Chatterjee Applicant BMA Wealth Creators Private Limited B N Som 16-Sep-10 Client - Under Implementation
530 CM/M-0213/2009 26-Oct-09 Mumbai Pragna Shah Applicant HDFC Securities Ltd. P Upasani, A S Aguiar, S Srinivasan 18-Aug-10 Claim Dismissed - -
531 CM/M-0212/2009 22-Oct-09 Mumbai Netgain Commodities Trading Pvt Ltd Applicant HSBC Investdirect Securities (India) Limited P B Nimbalkar, T R Bhowmik, R M Joshi 03-Jun-10 Sub-broker - -
532 CM/M-0207/2009 14-Oct-09 Mumbai Madhuben Patel Applicant India Infoline Limited A S Aguair 07-Jun-10 Member - -
533 F&O/K-0033/2009 12-Oct-09 Kolkata Mr. Ranendra Mohan Banerjee Applicant India Infoline Limited Debasis Mukhopadhyay 09-Apr-10 Client - Challenged u/s 34
534 F&O/K-0037/2009 12-Oct-09 Kolkata M/s Ankit Company Applicant Religare Securities Ltd Debasis Mukhopadhyay 04-May-10 Client - Challenged u/s 34
535 F&O/K-0036/2009 12-Oct-09 Kolkata Mr. Banshi Lal Lohia Applicant Religare Securities Ltd Debasis Mukhopadhyay 04-May-10 Client - Challenged u/s 34
536 CM/K-0073/2009 12-Oct-09 Kolkata Md. Muzaffarul Hassan Respondent SMC Global Securities Ltd. B N Som 06-May-10 Member - -
537 CM/K-0077/2009 12-Oct-09 Kolkata Manoj Kumar Kukhrania HUF Applicant Religare Securities Ltd Debasis Mukhopadhyay 01-Jun-10 Claim Dismissed - -
538 CM/K-0078/2009 12-Oct-09 Kolkata Ms. Rita Kukhrania Applicant Religare Securities Ltd Debasis Mukhopadhyay 01-Jun-10 Claim Dismissed - -
539 CM/K-0079/2009 12-Oct-09 Kolkata Ms. Seema Kukhrania Applicant Religare Securities Ltd Debasis Mukhopadhyay 01-Jun-10 Claim Dismissed - -
540 CM/K-0070/2009 12-Oct-09 Kolkata Mr. Sanju Dey Respondent SMC Global Securities Ltd. Debasis Mukhopadhyay 08-Jun-10 Member - -
541 F&O/K-0040/2009 12-Oct-09 Kolkata Ms. Paramita Raut Applicant Kotak Securities Limited Arup Ratan Chattopadhyay 18-Jun-10 Client 18-Jun-10 -
542 CM/K-0074/2009 12-Oct-09 Kolkata Mr.Vivek Singh Applicant Religare Securities Ltd Debasis Mukhopadhyay 15-Jul-10 Client - Appeal filed before Appellate Arbitrators
543 CM/K-0072/2009 12-Oct-09 Kolkata Mr.Abdul Quader Respondent M/s SMC Global Securities Ltd. Justice Arunabha Barua 06-Oct-10 Member - -
544 F&O/M-0229/2009 05-Oct-09 Mumbai Manishaben Patel Respondent Anand Rathi Share & Stock Brokers Limited S Srinivasan 06-Apr-10 Member - -
545 F&O/M-0230/2009 05-Oct-09 Mumbai Aratiben Malaviya Respondent Anand Rathi Share & Stock Brokers Limited P Upasani, S S Parkar, S Srinivasan 07-Apr-10 Member - -
546 F&O/M-0228/2009 05-Oct-09 Mumbai Prakassan P K Respondent Geojit BNP Paribas Financial Services Ltd. V P Patil 13-May-10 Member - -
547 F&O/M-0224/2009 29-Sep-09 Mumbai Jigar Kamdar Respondent Angel Capital & Debt Market Limited S Srinivasan 31-May-10 Member - -
548 F&O/M-0222/2009 29-Sep-09 Mumbai Dilip Gandhi Applicant Indiabulls Securities Ltd. T R Bhowmik 21-Jun-10 Client - Challenged U/s 34
549 CM/M-0202/2009 25-Sep-09 Mumbai R S Pranjape HUF Applicant Kotak Securities Ltd V P Patil 12-May-10 Claim Dismissed - -
550 CM/M-0200/2009 25-Sep-09 Mumbai Kirtikumar Desai Applicant Edelweiss Securities Limited P Upasani, S S Parkar, V P Patil 11-Jun-10 Claim Dismissed - -
551 CM/M-0201/2009 25-Sep-09 Mumbai Varsha Desai Applicant Edelweiss Securities Limited P Upasani 11-Jun-10 Claim Dismissed - -
552 CM/M-0199/2009 22-Sep-09 Mumbai Ajay Agarwal HUF Applicant Gems Equities & Securities Pvt. Ltd. S Srinivasan 31-May-10 Client - Award against defaulter
553 CM/M-0193/2009 08-Sep-09 Mumbai Ligouri Menezes Respondent Shriram Insight Share Brokers Limited S Srinivasan 22-Apr-10 Client - Challenged u/s 34
554 F&O/D-0205/2009 1-Sep-09 Delhi Ramavtar Bhageria Respondent K & A Securities Pvt Ltd Shri Tejinder Singh Laschar 30-Nov-10 Member - -
555 CM/M-0179/2009 26-Aug-09 Mumbai Mr. Avinash Patel Applicant Aryan Share & Stock Brokers Ltd. A S Aguiar 21-May-10 Claim Dismissed - -
556 CM/K-0056/2009 25-Aug-09 Kolkata Mr. Rabin Kumar Dey Applicant Religare Securities Ltd Debasis Mukhopadhyay 09-Apr-10 Claim Dismissed - -
557 CM/K-0060/2009 25-Aug-09 Kolkata M/s Veea Fiscal Services Pvt. Ltd. Applicant Indiabulls Securities Ltd Debasis Mukhopadhyay, D K Bhattacharyya, B N Som 20-Apr-10 Claim Dismissed - -
558 CM/K-0061/2009 25-Aug-09 Kolkata M/s Narayani Securities Respondent Prabhudas Lilladher Pvt. Ltd. Justice Arunabha Barua 04-May-10 Claim Dismissed - -
559 CM/M-0172/2009 7-Aug-09 Mumbai Prakash S. Khanolkar Applicant Kotak Securities Ltd. S S Parkar, V P Patil, R M Joshi 25-Nov-10 Client - Appeal filed before Appellate Arbitrators
560 CM/K-0047/2009 29-Jul-09 Kolkata M/s Birla Investment Services Respondent Ankit Securities & Finance Co. Pvt. Ltd. Arunabha Barua, Arup Ratan Chattopadhyay, D K Bhattacharyya 21-Apr-10 Member - -
561 CM/K-0050/2009 29-Jul-09 Kolkata Mr. Atanu Roy Applicant India Securities Broking Pvt. Ltd. B N Som 10-May-10 Client - Challenged u/s 34
562 F&O/M-0157/2009 22-Jun-09 Mumbai Suresh Chandak Respondent SPA Securities Limited V P Patil, R M Joshi, S Srinivasan 18-May-10 Member - -
563 CM/K-0033/2009 12-Jun-09 Kolkata Ms.Anita Goel Applicant Baljit Securities Pvt. Ltd. B N Som 31-Aug-10 Client 30-Sep-10 -
564 CM/D-0053/2002 30-Jan-09 Delhi Vijay Sharma Applicant Abhipra Capital Ltd. Shri Vijai N Mathur 31-Jan-11 Dismissed - -
565 CM/M-0012/2009 13-Jan-09 Mumbai Bhaskar Pandya Respondent Karvy Stock Broking Ltd P B Nimbalkar 11-Nov-10 Member - -
566 F&O/M-1013/2008 16-Dec-08 Mumbai SMC Global Securities Ltd Applicant Sunchan Securities Ltd. P B Nimbalkar, R M Joshi, G A Nayak 25-May-10 Clearing Member - -
567 F&O/D-0326/2008 18-Sep-08 Delhi Arsh International Rajesh Gupta Nana Vir Vikram Singh Applicant Anand Rathi Shares & Stock Broke Ltd Justice V S Aggarwal (Retd.), Shri Divakar Dev, Shri Ravi Kant 9-Dec-10 Member - -
568 F&O/D-0327/2008 18-Sep-08 Delhi Rajesh Gupta Respondent Anand Rathi Shares & Stock Broke Ltd Justice V S Aggarwal (Retd.), Shri Divakar Dev, Shri Ravi Kant 9-Dec-10 Member - -
569 F&O/M-0957/2008 12-Sep-08 Mumbai Jani Clancey & Richards Respondent India Infoline Limited P Upasani, A S Aguiar, T R Bhowmik 16-Aug-10 Claim Dismissed - -
570 F&O/M-0682/2008 07-Aug-08 Mumbai Bhamribai Jain Respondent Nirmal Bang Securities Pvt. Ltd. P Upasani, A S Aguiar, R V Iyer 26-Jun-10 Member - -
571 F&O/M-0680/2008 07-Aug-08 Mumbai Bhavarlal Jain Respondent Nirmal Bang Securities Pvt. Ltd. P Upasani, A S Aguiar, R V Iyer 26-Jun-10 Member - -
572 F&O/C-0346/2008 22-Jul-08 Chennai Mannam Mohan Rao Respondent Networth Stock Broking Limited V.Natarajan 18-Jun-10 Member - -
573 F&O/C-0210/2008 03-Jul-08 Chennai Balkies Ara Respondent JM Financial Services Pvt. Ltd. S.Subramanian 24-May-10 Member - -
574 F&O/C-0104/2008 30-May-08 Chennai Chandar  S Respondent DBS Cholamandalam Securities Ltd R.Subramanian 12-Apr-10 Member - -
575 F&O/M-0238/2008 28-May-08 Mumbai Shaunik Infotech Pvt. Ltd. Respondent India Infoline Limited A S Aguiar, P B Nimbalkar, G K Sharma 21-May-10 Member - -
576 CM/M-0016/2002 21-Feb-02 Mumbai Rahul Bajaj Respondent Satco Securities & Financial Services Ltd. A S Aguair 12-Apr-10 Member - -