INVESTIGATION DEPARTMENT

 

CIRCULAR

 

 

Circular No: NSE/INVG/2010/458                                                                      February 23, 2010

Download No: NSE/INVG/2010/14158                               

 

 

Dear Members,

Sub: SEBI consent order in respect of Vinod Modha – HUF in the matter of Irregularities relating to Initial Public Offerings.

Further to SEBI ad interim ex parte order dated April 27, 2006, SEBI now vide its consent order no. CO/ISD/1336/346/2010 dated February 22, 2010 has disposed of the pending proceedings under section 11 (4) and 11B of the SEBI Act, 1992 and the adjudication proceedings against Vinod Modha – HUF (PAN: AACHV4018B) in the matter of irregularities relating to initial public offerings.

 

The detailed order is available on SEBI website (http://www.sebi.gov.in). Further, the consolidated list of such entities is available on the Exchange website http://www.nseindia.com home page under “Communiqué – Regulatory Actions”.

Members are advised to take note of the above and ensure compliance.

 

In case of any further queries, members are requested to contact the following officials:

Ms. Manisha Khalasi (Extn : 5085), Mr. Avishkar Naik (Extn : 5086)

Direct No: 022-26598193

Fax: 022-26598195

 

For National Stock Exchange of India Limited

 

 

Nisha Subhash

Asst. Vice President

Investigation