Order

Date of Order

Details of the Order

Section Details

Entity / Individual Name

Period

SEBI consent order of Vasant H Bissa in the matter of IT Microsystems (India) Ltd.

27-Apr-2009

SEBI vide its consent order CO/IVD-7/11042/211/2009 dated April 27, 2009 has debarred the applicant - Vasant H. Bissa (PAN No. AABPB8108M), residing at 3rd Floor, Latiyal Bhavan, Pandit Solicitor Road, Malad (E), Mumbai – 400097, in the matter of IT Microsystems (India) Ltd., from buying, selling or dealing in the securities market, whether directly or indirectly, for a period of one year from April 28, 2009. 

Regulations 4 (b), 4 (c) and 4 (d) of the SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to the Securities Market) Regulations, 1995, read with Regulation 13 of the  SEBI (Prohibiton of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003

Vasant H. Bissa

(PAN No. AABPB8108M),

1 year

SEBI consent order of Tarai Foods Limited and Shri G S Sandhu

24-Apr-2009

SEBI vide its consent order no.CO/ID2/209/2009 dated April 24, 2009 has directed that the applicants –  Tarai Foods Limited (PAN-AAACT0705A) and Shri G S Sandhu (PAN_AAAPS1505Q) do not buy, sell  or deal in securities market in any manner, whatsoever, directly or indirectly for a period of six months, with effect from April 27, 2009.  The applicants have, further, remitted Rs.5,12,000/- towards settlement charges.

Regulation 3(d) and 4(2)r of the SEBI (Prohibiton of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations 2003

Regulations 3(i) and 4 of SEBI (Prohibition of Insider Trading) Regulations, 1992

Section 12A(d) and (e) of SEBI Act, 1992

Tarai Foods Limited

(PAN-AAACT0705A) and

Shri G S Sandhu

(PAN_AAAPS1505Q)

6 months

SEBI order in the matter of Investigation in Pyramid Saimira Theatre Limited

23-Apr-2009

SEBI vide its ad interim, ex-parte order dated April 23, 2009,  in the matter of Investigation in Pyramid Saimira Theatre Limited,   has directed 254 entities not to buy , sell or deal in the securities market including  Intial Public Offerings , in any manner, either directly or indirectly, till further directions :

 

1.       NIRMAL NARENDRA KOTECHA : PAN-AEZPK2016H

2.       P S SAMINATHAN : PAN-ABHPS7396D

3.       RAKESH SHARMA : PAN-AGZPS8586N

4.       RAJESH UNNIKRISHNAN

5.       PRATHEESH KUMAR V. K.

6.       MANILAL DAMJI KOTECHA  : PAN-AEZPK2015E

7.       VEENA N KOTECHA

8.       VIRAL DINESH DOSHI : PAN-AJSPD4942P

9.       KOTECHA CAPITAL SERVICES PVT LTD

10.   NIRMAN MGT. SERVICES PVT. LTD. : PAN-AACCN3493P

11.   NISHWET MGT. SERVICES PVT. LTD.  : PAN-AACCN2307A

12.   DEEPAK THAKKAR : PAN-AAAPT5512C

13.   AMOL ANAND KOKANE : PAN-AZZPK1169N

14.   DARSHAN DESAI : PAN-ADTPD8926G

15.   RAJESH VAMANRAI JANI : PAN-ACNPJ4374R, AABHJ9273K

16.   RAJU GHANSHYAMDAS SHAH : PAN-AZHPS2985G

17.   SHAILESH JAYANTILAL SHAH : PAN-AFDPS6203H

18.   RAJESH JAYANTILAL SHAH : PAN-AFDPS6216A

19.   BINABEN SHAILESHKUMAR SHAH : PAN-ANYPS5527K

20.   NIRMAL ROHITBHAI SHAH : PAN-ANYPS5526J

21.   RITABEN  ROHITKUMAR  SHAH  : PAN-AFDPS6214C

22.   MANISHABEN RAJESHKUMAR SHAH : PAN-ANYPS5523P

23.   NITIN GORODIA : PAN-AAMPG0512D

24.   NIMESH H. CHITALIA  : PAN-ADGPC5953K

25.   ADINO TRADING COMPANY PVT LTD

26.   ADVANCE FINSTOCK PVT LTD.

27.   ALFA CERAMIC TRADING AGENCIES PVT LTD

28.   ALKA DIAMOND

29.   ALLIANCE INTERMEDIARIES & I NETWORK

30.   AMAN ENTERPRISES : PAN-ACVPJ7984R

31.   AMAR ENTERPRISES : PAN-APBPP1077N

32.   AMAR TRADING CO. : PAN-AQZPS 5222M

33.   AMBE SALES CORPORATION : PAN-AGYPJ8762C

34.   AMOL ANAND KOKANE : PAN-AZZPK1169N

35.   AMRUT TRADING CO. : PAN-AQZPS5222M

36.   ANAND MARATHE : PAN-AKWPM0699M

37.   ANCHAL PROPERTIES PVT LTD

38.   ANJALI AKHADE : PAN-AHKPA4470D

39.   ANKIT ENTERPRISES : PAN-ALVPS52685M

40.   ANKIT KUMAR PAGARIYA : PAN-ASLPP8026A

41.   ARAVIND KUMAR SONI

42.   ARIHANT GEMS : PAN-ASLPP8026A

43.   ASHOK METAL & TUBES : PAN-AFRPJ9303F

44.   ASHOK METAL CORP : PAN-AADPJ2942H

45.   BAFNA EXIM P LTD

46.   BAGORIA ENTERPRISE : PAN-AHMPB7273R

47.   BALAJEE DIAMOND

48.   BALAJI CORPORATION : PAN-BOMPS6427Q

49.   BHAIRAV DIAMONDS : PAN-AFNPJ7710E

50.   BHAIRAV TRADING CO : PAN-AMDPG8940L

51.   BHAKTI TRADING : PAN-AIFPB1312F

52.   BHAVANI TRADING CO  : PAN-ARSPP2297H

53.   BINAL SHAH

54.   BOSTON AGENCY : PAN-AMFPS2966N

55.   CAPETOWN MERCANTILE CO PVT

56.   CHANDAN GEMS  : PAN-AMXPB1214G

57.   CHANDU KHIMAVAT

58.   CHOKNI DANI RESORT  : PAN-AAMCS29882L

59.   CLASSIC ENTERPRISES

60.   CROWN METAL INDIA

61.   D AMIT KUMAR : PAN-BHOPS 7325A

62.   DADA TRADING CO

63.   DARSHAN TRADING CO. : PAN-AKDPJ4570F

64.   DARSHANA CORPORATION  : PAN-AMFPS2966N

65.   DATAPRO

66.   DEEP ENTERPRISE

67.   DEEPAK STEEL CENTRE : PAN-ACUPB4642D

68.   DELUX METAL CORPORATION

69.   DEVAM IMPEX PVT LTD

70.   DHANLAXMI TUBES AND METAL : PAN-AABPB3080G

71.   DIAMOND EXPORT : PAN-ADCPJ9311Q

72.   DINESH KUMAR M GUPTA : PAN-AABPG5149F

73.   DOSHI TRADING CO. : PAN-ALOPB9958K

74.   EDEX PRODUCTION AND BROADCASTING PVT

75.   EKTA SHARES AND  : PAN-ADUPG6871G

76.   FASTSTONE TRADING CO PVT LTD

77.   FERRO N ALLOYS

78.   FOREMOST MERCHANDISE  : PAN-AABCF1921D

79.   FUNKE HEAT EXCHANGER INDIA

80.   GANESH TRADING CO : PAN-AAVPW1401E

81.   GAUTAM KUMAR BHANSALI : PAN-AJJPB5305N

82.   GAYATRI GEMS : PAN-AGFPA0894B

83.   GENUS COMMU TRADE LIMITED

84.   HARE KRISHNA EXPORT

85.   HARI OM TRADING CO. : PAN-BESPS6459A

86.   HARISH METAL & TUBES : PAN-AHYPJ8223D

87.   HEMA TRADING CO PVT LTD

88.   HETAL RAJESH PATEL

89.   HI CLASS DIAMOND EXPORTS P LTD : PAN-AABCH9360G

90.   HONEY INTERNATIONAL : PAN-ASYPJ2705J

91.   IMPEX SALES CORPN : PAN-AMFPS2966N

92.   INDIAN CORPN. : PAN-AJGPD9220L

93.   J H CHITALIA & CO.

94.   J P ENTERPRISES : PAN-ADIPJ4296J

95.   JAGAT ENTERPRISE : PAN-AGAPP 3290K

96.   JANAK METAL INDIA : PAN-AEHPV3945C

97.   JAVDA INDIA IMPEX LTD

98.   JAY AMBE MARBLES : PAN-AFFPJ8944J

99.   JODHARAM BISHNOI : PAN-AJIPB7825P

100.            JPK TRADING I PVT LTD

101.            JYOTI ENTERPRISES : PAN-BATPS1606L

102.            KALASH DIAM : PAN-AFWPT7162H

103.            KALASH DIAMONDS : PAN-AFWPT7162H

104.            KALPANA CORPORATION  : PAN-BHHPS5861S

105.            KALYAN KIRTI INTERNATIONAL : PAN-AMFPS2966N

106.            KAMAL DIAMONDS

107.            KAMLESH DHAMMAN

108.            KANAK IMPEX : PAN-AIIPJ8463C

109.            KANCHAN IMPEX : PAN-AHPPM9754K

110.            KASTBHANJANDEV DEVELOPERS : PAN-ANMPP3820G/ACLDB9082C

111.            KESHARIYA DIAM PVT LTD : PAN-AADCK2217M

112.            KESHAV IMPEX : PAN-AGZPC7831L

113.            KHUSHI CORPORATION : PAN-AHSPT9280G

114.            KIRTI ENTERPRISES : PAN-AHSPT9280G

115.            KOHINOOR INVESTMENT : PAN-AZZPK1169N

116.            KOTSONS IMPEX PVT. LTD. : PAN-AACCK9104C

117.            KRINA GEMS

118.            KUNAL GEMS : PAN-AAOPV6321K

119.            KUSH HINDUSTAN ENT

120.            KUSH INTERNATIONAL : PAN-ABCPJ7139G

121.            LANKA DIAM

122.            LARSEN EXPORTS : PAN-ACXPJ4337Q

123.            LEENA GEMS

124.            LEXUS INFOTECH LTD

125.            LOVE KHUSH : PAN-AJJPB7825P

126.            LUXURY TRADING CO.

127.            M G CORPORATION  : PAN-ADFPN5684B

128.            M M DIAMOND P LTD : PAN-AEQPM5416E

129.            MAHAK IMPEX : PAN-AAEHM7566H

130.            MAHALAXMI CORP. : PAN-ANFPP7250H

131.            MAHAVIR CORPORATION : PAN-AIFPB1312F

132.            MAHENDRA JAIN : PAN-AIIPJ8463C

133.            MANAN TRADING PVT LTD : PAN-AADCM5896J

134.            MANISH ENTERPRISES

135.            MANN IMPEX : PAN-BSWPS8701D

136.            MANOJ KUMAR : PAN-AKKPM3857F

137.            MASTER SURVEYORS & CONTRACTORS

138.            MATRIX EXPORTS : PAN-AMXPM9372L

139.            MAULIK DIAMONDS : PAN-AMLPB2470Q

140.            MAYA JEWELS PVT LTD : PAN-AAFCM5335G

141.            MEET CORPORATION : PAN-APMPM2937B

142.            MEGHA TRADERS : PAN-AFHPJ6071J

143.            MIHIR AGENCIES P LTD

144.            MILAN GEMS : PAN-AKKPM3857F

145.            MOHANLAL B JAIN : PAN-AABPJ1092Q

146.            MOHIT INTERNATIONAL : PAN-AIXPP8680Q

147.            MUKTA INTERNATIONAL

148.            N R SECURITIES : PAN-AZZPK1169N

149.            NATASHA ENTERPRISE : PAN-AIPPP6372H

150.            NAVKAR TRADING CO

151.            NAVKAR TRADING CO : PAN-AOHPG2600R

152.            NEER TRADERS  : PAN-AACPJ9676P

153.            NEW PLANET TRADING CO LTD : PAN-AABCN8176E

154.            NEW WAVE MERCANTILECOMPANY

155.            NIGAM VINOD SHAH : PAN-AWEPS0987Q

156.            NIRMAL ENTERPRISES  : PAN-AQQPS1225P

157.            OM ASSOCIATES : PAN-APTPP6092D

158.            OM CORPORATION : PAN-ARSPP2297H

159.            OM CORPORATION

160.            OMEGA PETRO PLAST : PAN-AMJPBS 4612J

161.            ORBIT GEMS : PAN-AHMPJ0332K

162.            OSTWAL TRADING I PVT LTD : PAN-AAACO7995M

163.            P R DIAMONDS : PAN-AEUPS4865H

164.            PADMAVATI METAL & ALLOYS : PAN-AFSPJ4124P

165.            PARAS GEMS : PAN-AGFPA0894B

166.            PARASMANI TUBES PVT LTD : PAN-AABCP7664D

167.            PATTANI YOGESH B

168.            PRACHI GEMS : PAN-ACRPR7932F

169.            PRITESH A PATEL

170.            PRIYANSH EXPORTS : PAN-AHNPJ5721D

171.            PROFICIENT INFRA P LTD : PAN-AAECP5791Q

172.            PUSHPA DIAM PVT LTD

173.            R B TRADERS

174.            R K TRAVELS : PAN-AJGPD9220L

175.            R S ENTERPRISES  : PAN-AFSPA5223J

176.            RAGHUKUL DIAM PVT LTD : PAN-AADCR6608P

177.            RAGHUNANDAN RAYONS LTD

178.            RAJ ALLOYS AND STEEL PVT LTD

179.            RAJ DIAMONDS : PAN-BLFPS2616R

180.            RAJ RATNA JEWELLERS : PAN-AFZPB3668K

181.            RAJ TRADERS : PAN-BHTPS1033E

182.            RAJESH JAIN : PAN-AIJPS3849H

183.            RAJESH PAMECHA : PAN-AEZPP6573L

184.            RAJESH VAMANRAI JANI

185.            RAJKAMAL STEEL : PAN-AIFPB1312F

186.            RAJU G SHAH : PAN-AZHPS2985G

187.            RAKHI GEMS

188.            RATAN ENTERPRISES

189.            RATAN EXPORTS : PAN-AHEPS6566L

190.            RAVI ENTERPRISES

191.            RAVI EXPORTS  : PAN-AKJPJ6022E

192.            REALGOLD TRADING CO. PVT LTD

193.            RELIANT METAL CORPORATION : PAN-ALAPR6303A

194.            RENISHA IMPEX PVT LTD

195.            RIDDHI SIDDHI MULTITRADE LTD

196.            RIDHAM ENTERPRISES : PAN-AFSPA5222K

197.            ROHIT TRADING CO. : PAN-ADXPT2249Q

198.            ROOP IMPEX : PAN-ABTPJ4754E

199.            RUKAMANI GEMS : PAN-AIJPJ3849H

200.            S K IMPEX  : PAN-ACRPB9546E

201.            SAGAR TRADING CO

202.            SAHARA IMPEX (INDIA) : PAN-ADOPJ2732P

203.            SAHIL JEWEL : PAN-AIZPJ6835D

204.            SAI KRUPA TRADING : PAN-AHYPJ4038J

205.            SAI LEELA TRADING PVT LTD : PAN-AAKCS4578C

206.            SANDEEP STEEL INDUSTRIES : PAN-AHZPB11158

207.            SANJIVANI ENVIRO PROTECTION LTD

208.            SANSKAR TRADING CO : PAN-ADGPL2513A

209.            SAPNA DIAMOND : PAN-AHPPM9754K

210.            SARITA DIAMONDS : PAN-AFOPJ3543C

211.            SBJ TRADING PVT LTD

212.            SHAH TRADING CO

213.            SHAKTI TRADING CO : PAN-AIFPB1312F

214.            SHANKESHWAR TRADERS PVT LTD

215.            SHASHIKANT P BAYANI : PAN-AAHPB3652Q

216.            SHIYON ENTERPRISE : PAN-AOZPP4246C

217.            SHREE EARTH MOVERS & LAND DEVELOPERS

218.            SHREE EXPORT

219.            SHREE FORGE INDUSTRIES : PAN-AERPB1242C

220.            SHREE RAMDEV METAL : PAN-AGFPC9225L

221.            SHRI GANESH GEMS

222.            SHUBH TRADING CO : PAN-APRPG3369G

223.            SHUBHAM EXPORTS : PAN-AJJPB5305N

224.            SIDDHAM EXPORTS

225.            SIGMA TOURS & TRAVELS : PAN-ADXPT2249Q

226.            SIMI IMPEX : PAN-ALUPR5979E

227.            SONAL GEMS TRADING P LTD

228.            SOUNDARYA GRANITE & MARBLE : PAN-AFFPJ8944J

229.            STAR ENTERPRISES : PAN-AIAPJ2539D

230.            STAR GEMS : PAN-ARTPP7106J

231.            SU JEWELS EXIM PRIVATE LIMITED (ERSTWHILE CHOKHI DHANI RESORTS P LTD)

232.            SUNBLINK TRADING AND INVT LTD

233.            SUNCHAN SECURITIES LTD

234.            SUPER GOLD TRADIN CO PVT LTD : PAN-AAHCS7254E

235.            SUPRE GOLD TRADERS

236.            SWASTIK DIAM PVT LTD : PAN-ABOPJ2176M

237.            TAMANNA GEM : PAN-AFWPP6341Q

238.            TARACHAND BHOORCHAND JAIN

239.            TRITOP TRADING PVT LTD

240.            U M EXPORTS : PAN-AEQPM5416E

241.            U P MERCANTILE CREDIT SAHAKARI LTD

242.            UMA EXPORT : PAN-ABTPJ4754E

243.            UMESH BUNTH : PAN-AMXPB1214G

244.            UNIVERSAL TRADERS : PAN-ARTPP7106J

245.            VALIANT METAL : PAN-APTPK5975N

246.            VANGUARD JEWELS LIMITED

247.            VIJAYLAXMI CORPN. : PAN-AAAPC7767J

248.            VIMAL DIAMOND : PAN-AEUPJ3948Q

249.            VINOD KUMAR BAFNA : PAN-AIFPB1312F

250.            VIRAT STAINLESS INDIA : PAN-ALHPP5125B

251.            VIREN TRADE AGENCY

252.            VISHNULENE SYNTHETICS PRIVATE LIMITED

253.            YASH V JEWELS LTD

254.            YASHRAJ ENTERPRISE : PAN-ACQPJ7210D

 

Under Section 19 read with Sections 11,11B and 11 (4) (b) of the Securities and Exchange Board of India Act, 1992

1.       NIRMAL NARENDRA KOTECHA : PAN-AEZPK2016H

2.       P S SAMINATHAN : PAN-ABHPS7396D

3.       RAKESH SHARMA : PAN-AGZPS8586N

4.       RAJESH UNNIKRISHNAN

5.       PRATHEESH KUMAR V. K.

6.       MANILAL DAMJI KOTECHA  : PAN-AEZPK2015E

7.       VEENA N KOTECHA

8.       VIRAL DINESH DOSHI : PAN-AJSPD4942P

9.       KOTECHA CAPITAL SERVICES PVT LTD

10.   NIRMAN MGT. SERVICES PVT. LTD. : PAN-AACCN3493P

11.   NISHWET MGT. SERVICES PVT. LTD.  : PAN-AACCN2307A

12.   DEEPAK THAKKAR : PAN-AAAPT5512C

13.   AMOL ANAND KOKANE : PAN-AZZPK1169N

14.   DARSHAN DESAI : PAN-ADTPD8926G

15.   RAJESH VAMANRAI JANI : PAN-ACNPJ4374R, AABHJ9273K

16.   RAJU GHANSHYAMDAS SHAH : PAN-AZHPS2985G

17.   SHAILESH JAYANTILAL SHAH : PAN-AFDPS6203H

18.   RAJESH JAYANTILAL SHAH : PAN-AFDPS6216A

19.   BINABEN SHAILESHKUMAR SHAH : PAN-ANYPS5527K

20.   NIRMAL ROHITBHAI SHAH : PAN-ANYPS5526J

21.   RITABEN  ROHITKUMAR  SHAH  : PAN-AFDPS6214C

22.   MANISHABEN RAJESHKUMAR SHAH : PAN-ANYPS5523P

23.   NITIN GORODIA : PAN-AAMPG0512D

24.   NIMESH H. CHITALIA  : PAN-ADGPC5953K

25.   ADINO TRADING COMPANY PVT LTD

26.   ADVANCE FINSTOCK PVT LTD.

27.   ALFA CERAMIC TRADING AGENCIES PVT LTD

28.   ALKA DIAMOND

29.   ALLIANCE INTERMEDIARIES & I NETWORK

30.   AMAN ENTERPRISES : PAN-ACVPJ7984R

31.   AMAR ENTERPRISES : PAN-APBPP1077N

32.   AMAR TRADING CO. : PAN-AQZPS 5222M

33.   AMBE SALES CORPORATION : PAN-AGYPJ8762C

34.   AMOL ANAND KOKANE : PAN-AZZPK1169N

35.   AMRUT TRADING CO. : PAN-AQZPS5222M

36.   ANAND MARATHE : PAN-AKWPM0699M

37.   ANCHAL PROPERTIES PVT LTD

38.   ANJALI AKHADE : PAN-AHKPA4470D

39.   ANKIT ENTERPRISES : PAN-ALVPS52685M

40.   ANKIT KUMAR PAGARIYA : PAN-ASLPP8026A

41.   ARAVIND KUMAR SONI

42.   ARIHANT GEMS : PAN-ASLPP8026A

43.   ASHOK METAL & TUBES : PAN-AFRPJ9303F

44.   ASHOK METAL CORP : PAN-AADPJ2942H

45.   BAFNA EXIM P LTD

46.   BAGORIA ENTERPRISE : PAN-AHMPB7273R

47.   BALAJEE DIAMOND

48.   BALAJI CORPORATION : PAN-BOMPS6427Q

49.   BHAIRAV DIAMONDS : PAN-AFNPJ7710E

50.   BHAIRAV TRADING CO : PAN-AMDPG8940L

51.   BHAKTI TRADING : PAN-AIFPB1312F

52.   BHAVANI TRADING CO  : PAN-ARSPP2297H

53.   BINAL SHAH

54.   BOSTON AGENCY : PAN-AMFPS2966N

55.   CAPETOWN MERCANTILE CO PVT

56.   CHANDAN GEMS  : PAN-AMXPB1214G

57.   CHANDU KHIMAVAT

58.   CHOKNI DANI RESORT  : PAN-AAMCS29882L

59.   CLASSIC ENTERPRISES

60.   CROWN METAL INDIA

61.   D AMIT KUMAR : PAN-BHOPS 7325A

62.   DADA TRADING CO

63.   DARSHAN TRADING CO. : PAN-AKDPJ4570F

64.   DARSHANA CORPORATION  : PAN-AMFPS2966N

65.   DATAPRO

66.   DEEP ENTERPRISE

67.   DEEPAK STEEL CENTRE : PAN-ACUPB4642D

68.   DELUX METAL CORPORATION

69.   DEVAM IMPEX PVT LTD

70.   DHANLAXMI TUBES AND METAL : PAN-AABPB3080G

71.   DIAMOND EXPORT : PAN-ADCPJ9311Q

72.   DINESH KUMAR M GUPTA : PAN-AABPG5149F

73.   DOSHI TRADING CO. : PAN-ALOPB9958K

74.   EDEX PRODUCTION AND BROADCASTING PVT

75.   EKTA SHARES AND  : PAN-ADUPG6871G

76.   FASTSTONE TRADING CO PVT LTD

77.   FERRO N ALLOYS

78.   FOREMOST MERCHANDISE  : PAN-AABCF1921D

79.   FUNKE HEAT EXCHANGER INDIA

80.   GANESH TRADING CO : PAN-AAVPW1401E

81.   GAUTAM KUMAR BHANSALI : PAN-AJJPB5305N

82.   GAYATRI GEMS : PAN-AGFPA0894B

83.   GENUS COMMU TRADE LIMITED

84.   HARE KRISHNA EXPORT

85.   HARI OM TRADING CO. : PAN-BESPS6459A

86.   HARISH METAL & TUBES : PAN-AHYPJ8223D

87.   HEMA TRADING CO PVT LTD

88.   HETAL RAJESH PATEL

89.   HI CLASS DIAMOND EXPORTS P LTD : PAN-AABCH9360G

90.   HONEY INTERNATIONAL : PAN-ASYPJ2705J

91.   IMPEX SALES CORPN : PAN-AMFPS2966N

92.   INDIAN CORPN. : PAN-AJGPD9220L

93.   J H CHITALIA & CO.

94.   J P ENTERPRISES : PAN-ADIPJ4296J

95.   JAGAT ENTERPRISE : PAN-AGAPP 3290K

96.   JANAK METAL INDIA : PAN-AEHPV3945C

97.   JAVDA INDIA IMPEX LTD

98.   JAY AMBE MARBLES : PAN-AFFPJ8944J

99.   JODHARAM BISHNOI : PAN-AJIPB7825P

100.            JPK TRADING I PVT LTD

101.            JYOTI ENTERPRISES : PAN-BATPS1606L

102.            KALASH DIAM : PAN-AFWPT7162H

103.            KALASH DIAMONDS : PAN-AFWPT7162H

104.            KALPANA CORPORATION  : PAN-BHHPS5861S

105.            KALYAN KIRTI INTERNATIONAL : PAN-AMFPS2966N

106.            KAMAL DIAMONDS

107.            KAMLESH DHAMMAN

108.            KANAK IMPEX : PAN-AIIPJ8463C

109.            KANCHAN IMPEX : PAN-AHPPM9754K

110.            KASTBHANJANDEV DEVELOPERS : PAN-ANMPP3820G/ACLDB9082C

111.            KESHARIYA DIAM PVT LTD : PAN-AADCK2217M

112.            KESHAV IMPEX : PAN-AGZPC7831L

113.            KHUSHI CORPORATION : PAN-AHSPT9280G

114.            KIRTI ENTERPRISES : PAN-AHSPT9280G

115.            KOHINOOR INVESTMENT : PAN-AZZPK1169N

116.            KOTSONS IMPEX PVT. LTD. : PAN-AACCK9104C

117.            KRINA GEMS

118.            KUNAL GEMS : PAN-AAOPV6321K

119.            KUSH HINDUSTAN ENT

120.            KUSH INTERNATIONAL : PAN-ABCPJ7139G

121.            LANKA DIAM

122.            LARSEN EXPORTS : PAN-ACXPJ4337Q

123.            LEENA GEMS

124.            LEXUS INFOTECH LTD

125.            LOVE KHUSH : PAN-AJJPB7825P

126.            LUXURY TRADING CO.

127.            M G CORPORATION  : PAN-ADFPN5684B

128.            M M DIAMOND P LTD : PAN-AEQPM5416E

129.            MAHAK IMPEX : PAN-AAEHM7566H

130.            MAHALAXMI CORP. : PAN-ANFPP7250H

131.            MAHAVIR CORPORATION : PAN-AIFPB1312F

132.            MAHENDRA JAIN : PAN-AIIPJ8463C

133.            MANAN TRADING PVT LTD : PAN-AADCM5896J

134.            MANISH ENTERPRISES

135.            MANN IMPEX : PAN-BSWPS8701D

136.            MANOJ KUMAR : PAN-AKKPM3857F

137.            MASTER SURVEYORS & CONTRACTORS

138.            MATRIX EXPORTS : PAN-AMXPM9372L

139.            MAULIK DIAMONDS : PAN-AMLPB2470Q

140.            MAYA JEWELS PVT LTD : PAN-AAFCM5335G

141.            MEET CORPORATION : PAN-APMPM2937B

142.            MEGHA TRADERS : PAN-AFHPJ6071J

143.            MIHIR AGENCIES P LTD

144.            MILAN GEMS : PAN-AKKPM3857F

145.            MOHANLAL B JAIN : PAN-AABPJ1092Q

146.            MOHIT INTERNATIONAL : PAN-AIXPP8680Q

147.            MUKTA INTERNATIONAL

148.            N R SECURITIES : PAN-AZZPK1169N

149.            NATASHA ENTERPRISE : PAN-AIPPP6372H

150.            NAVKAR TRADING CO

151.            NAVKAR TRADING CO : PAN-AOHPG2600R

152.            NEER TRADERS  : PAN-AACPJ9676P

153.            NEW PLANET TRADING CO LTD : PAN-AABCN8176E

154.            NEW WAVE MERCANTILECOMPANY

155.            NIGAM VINOD SHAH : PAN-AWEPS0987Q

156.            NIRMAL ENTERPRISES  : PAN-AQQPS1225P

157.            OM ASSOCIATES : PAN-APTPP6092D

158.            OM CORPORATION : PAN-ARSPP2297H

159.            OM CORPORATION

160.            OMEGA PETRO PLAST : PAN-AMJPBS 4612J

161.            ORBIT GEMS : PAN-AHMPJ0332K

162.            OSTWAL TRADING I PVT LTD : PAN-AAACO7995M

163.            P R DIAMONDS : PAN-AEUPS4865H

164.            PADMAVATI METAL & ALLOYS : PAN-AFSPJ4124P

165.            PARAS GEMS : PAN-AGFPA0894B

166.            PARASMANI TUBES PVT LTD : PAN-AABCP7664D

167.            PATTANI YOGESH B

168.            PRACHI GEMS : PAN-ACRPR7932F

169.            PRITESH A PATEL

170.            PRIYANSH EXPORTS : PAN-AHNPJ5721D

171.            PROFICIENT INFRA P LTD : PAN-AAECP5791Q

172.            PUSHPA DIAM PVT LTD

173.            R B TRADERS

174.            R K TRAVELS : PAN-AJGPD9220L

175.            R S ENTERPRISES  : PAN-AFSPA5223J

176.            RAGHUKUL DIAM PVT LTD : PAN-AADCR6608P

177.            RAGHUNANDAN RAYONS LTD

178.            RAJ ALLOYS AND STEEL PVT LTD

179.            RAJ DIAMONDS : PAN-BLFPS2616R

180.            RAJ RATNA JEWELLERS : PAN-AFZPB3668K

181.            RAJ TRADERS : PAN-BHTPS1033E

182.            RAJESH JAIN : PAN-AIJPS3849H

183.            RAJESH PAMECHA : PAN-AEZPP6573L

184.            RAJESH VAMANRAI JANI

185.            RAJKAMAL STEEL : PAN-AIFPB1312F

186.            RAJU G SHAH : PAN-AZHPS2985G

187.            RAKHI GEMS

188.            RATAN ENTERPRISES

189.            RATAN EXPORTS : PAN-AHEPS6566L

190.            RAVI ENTERPRISES

191.            RAVI EXPORTS  : PAN-AKJPJ6022E

192.            REALGOLD TRADING CO. PVT LTD

193.            RELIANT METAL CORPORATION : PAN-ALAPR6303A

194.            RENISHA IMPEX PVT LTD

195.            RIDDHI SIDDHI MULTITRADE LTD

196.            RIDHAM ENTERPRISES : PAN-AFSPA5222K

197.            ROHIT TRADING CO. : PAN-ADXPT2249Q

198.            ROOP IMPEX : PAN-ABTPJ4754E

199.            RUKAMANI GEMS : PAN-AIJPJ3849H

200.            S K IMPEX  : PAN-ACRPB9546E

201.            SAGAR TRADING CO

202.            SAHARA IMPEX (INDIA) : PAN-ADOPJ2732P

203.            SAHIL JEWEL : PAN-AIZPJ6835D

204.            SAI KRUPA TRADING : PAN-AHYPJ4038J

205.            SAI LEELA TRADING PVT LTD : PAN-AAKCS4578C

206.            SANDEEP STEEL INDUSTRIES : PAN-AHZPB11158

207.            SANJIVANI ENVIRO PROTECTION LTD

208.            SANSKAR TRADING CO : PAN-ADGPL2513A

209.            SAPNA DIAMOND : PAN-AHPPM9754K

210.            SARITA DIAMONDS : PAN-AFOPJ3543C

211.            SBJ TRADING PVT LTD

212.            SHAH TRADING CO

213.            SHAKTI TRADING CO : PAN-AIFPB1312F

214.            SHANKESHWAR TRADERS PVT LTD

215.            SHASHIKANT P BAYANI : PAN-AAHPB3652Q

216.            SHIYON ENTERPRISE : PAN-AOZPP4246C

217.            SHREE EARTH MOVERS & LAND DEVELOPERS

218.            SHREE EXPORT

219.            SHREE FORGE INDUSTRIES : PAN-AERPB1242C

220.            SHREE RAMDEV METAL : PAN-AGFPC9225L

221.            SHRI GANESH GEMS

222.            SHUBH TRADING CO : PAN-APRPG3369G

223.            SHUBHAM EXPORTS : PAN-AJJPB5305N

224.            SIDDHAM EXPORTS

225.            SIGMA TOURS & TRAVELS : PAN-ADXPT2249Q

226.            SIMI IMPEX : PAN-ALUPR5979E

227.            SONAL GEMS TRADING P LTD

228.            SOUNDARYA GRANITE & MARBLE : PAN-AFFPJ8944J

229.            STAR ENTERPRISES : PAN-AIAPJ2539D

230.            STAR GEMS : PAN-ARTPP7106J

231.            SU JEWELS EXIM PRIVATE LIMITED (ERSTWHILE CHOKHI DHANI RESORTS P LTD)

232.            SUNBLINK TRADING AND INVT LTD

233.            SUNCHAN SECURITIES LTD

234.            SUPER GOLD TRADIN CO PVT LTD : PAN-AAHCS7254E

235.            SUPRE GOLD TRADERS

236.            SWASTIK DIAM PVT LTD : PAN-ABOPJ2176M

237.            TAMANNA GEM : PAN-AFWPP6341Q

238.            TARACHAND BHOORCHAND JAIN

239.            TRITOP TRADING PVT LTD

240.            U M EXPORTS : PAN-AEQPM5416E

241.            U P MERCANTILE CREDIT SAHAKARI LTD

242.            UMA EXPORT : PAN-ABTPJ4754E

243.            UMESH BUNTH : PAN-AMXPB1214G

244.            UNIVERSAL TRADERS : PAN-ARTPP7106J

245.            VALIANT METAL : PAN-APTPK5975N

246.            VANGUARD JEWELS LIMITED

247.            VIJAYLAXMI CORPN. : PAN-AAAPC7767J

248.            VIMAL DIAMOND : PAN-AEUPJ3948Q

249.            VINOD KUMAR BAFNA : PAN-AIFPB1312F

250.            VIRAT STAINLESS INDIA : PAN-ALHPP5125B

251.            VIREN TRADE AGENCY

252.            VISHNULENE SYNTHETICS PRIVATE LIMITED

253.            YASH V JEWELS LTD

254.            YASHRAJ ENTERPRISE : PAN-ACQPJ7210D

 

 

Till further directions.

SEBI order against Mr.Mukesh Vora and Mrs.Preeti Vora in the matter of JIK Industries Limited

22-Apr-2009

SEBI vide its order dated April 22, 2009 has restrained Mr.Mukesh Vora and his wife Mrs.Preeti Vora residing at A-2, Raji Society, RB Mehta Road, Ghatkopar (East), Mumbai – 400 077, in the matter of JIK Industries Limited, from accessing the securities market and also prohibited them from buying, selling or otherwise dealing or associating with the securities market in any manner and in any capacity for a period of one month with immediate effect. 

Under Sections 11B and 11 (4) of SEBI Act, 1992 read with Regulation 11 of SEBI(Prohibition of Fraudulent and Unfair Trade Practices relating to the Securities Market) Regulations, 2003

1.       Mr.Mukesh Vora

2.       Mrs.Preeti Vora

 

(residing at  A-2, Raji Society, RB Mehta Road, Ghatkopar (East), Mumbai – 400 077)

1 month

SEBI order against G R Industries and Finance Limited

22-Apr-2009

SEBI vide its order no.WTM/KMA/ERO/IVD/59/04/2009 dated April 22, 2009 has restrained G R Industries and Finance Limited from accessing the securities market and also prohibit it from buying, selling or otherwise dealing or associating with the securities market in any manner and in any capacity for a period of six months with immediate effect. 

Under Sections 11, 11B and 11(4) of SEBI Act, 1992

G R Industries and Finance Limited

6 months

SEBI order against Mr. Kalpesh R. Sheth in the matter of Genus Commutrade Limited

21-Apr-2009

 

SEBI vide its order dated April 21, 2009 has restrained Mr. Kalpesh R. Sheth (PAN–AFGPS4061N),  having his address at  A - 202, Sarthak Tower, Near Ramdeo Nagar Cross Road, Satellite, Ahmedabad – 380015, in the matter of Genus Commutrade Limited, from accessing the securities market and also prohibited from buying, selling or otherwise dealing or associating with the securities market in any manner and in any capacity, for a period of two years.

Under Section 19 read with Sections 11 and 11B of the Securities and Exchange Board of India Act, 1992

Mr. Kalpesh R. Sheth (PAN–AFGPS4061N)

2 years

SEBI consent order of Gravity (India) Limited, Shri Rasiklal D Thakkar and Gravity Textiles Pvt. Ltd. in the matter of Gravity (India) Limited

20-Apr-2009

 

SEBI vide its consent order no.CO/IVD-1/1401/208/2009 dated April 20, 2009 has directed that the applicants – Shri Rasiklal D Thakkar (PAN-AABPT1003H), M/s Gravity (India) Limited (PAN_AAACG2779H) and M/s Gravity Textiles Ltd (PAN-AAACG0622P) shall not buy, sell  or deal in securities market in any manner, whatsoever, directly or indirectly for a period of two years, with effect from April 21, 2009.  The applicants have, further, remitted Rs.10,00,000/- (Rupees ten lakhs only) towards settlement charges. 

Under Section 11, 11B and 11(4) of the SEBI Act, 1992

1.       Shri Rasiklal D Thakkar (PAN-AABPT1003H)

2.       M/s Gravity (India) Limited (PAN-AAACG2779H)

3.       M/s Gravity Textiles Ltd (PAN-AAACG0622P)

2 years

SEBI Consent order of Rajiv B Gandhi, Sandhya R Gandhi and Amishi B Gandhi

20-Apr-2009

 

SEBI vide its consent order no.CO/IVD/ / /2009 dated April 20, 2009 has ordered that the applicants -Rajiv B Gandhi (PAN ACXPG7591E), Sandhya R Gandhi (PAN AANPG2371B) and Amishi B Gandhi (PAN – AAGPG0185L), in the matter of Wockhardt Limited, shall not buy, sell or otherwise deal in securities for a period of eighteen months with effect from April 21, 2009. The applicants have, further, remitted a sum of Rs.5,00,000/- (Rupees five lakh only), towards settlement charges.

Under Section 11B of SEBI Act, 1992

Regulation 3 and 7(1) of the SEBI (Prohibition of Insider Trading) Regulations, 1992

1.       Rajiv B Gandhi (PAN-ACXPG7591E)

2.       Sandhya R Gandhi (PAN-AANPG2371B)

3.       Amishi B Gandhi (PAN-AAGPG0185L)

18 months

SEBI order in the matter of GHCL Ltd

 

 

 

 

 

 

 

 

 

20-Apr-2009

 

SEBI vide its ad interim, ex-parte order no.  WTM/KMA/53/ISD/09 dated April  20, 2009 in the matter of GHCL Ltd has directed GHCL Ltd, its promoter entities, Sanjay Dalmia, Chairman, Ravi Shanker Jalan, Managing Director, Bhuwneshwar Mishra, Company Secretary of GHCL Ltd. not to buy, sell or deal in the securities market until further orders. The names of the aforesaid entities and their PANs are given below:

1.       Alankar Commercial Pvt Ltd (Not Available)

2.       Altar Investment P Ltd (AAACA6687J)

3.       Antarctica Investment Pvt Ltd (AAACA1366N)

4.       Anurag Trading Leasing and Investment Company Pvt Ltd (AABCA0964D)

5.       Archana Trading and Investment Company Pvt Ltd (AADCA5235F)

6.       Banjax Limited (Not Available)

7.       Bharatpur Investment Ltd (AAACB3403F)

8.       Carefree Investment Company Ltd (AAACC4747R)

9.       Carissa Investment Ltd (AAACC3277A)

10.   Chirawa Investment Ltd (AACCC2387B)

11.   Comosum Investment Pvt Ltd (AAACC0819J)

12.   Dalmia Finance Ltd (AABCD5533H)

13.   Dalmia Housing Finance Ltd (AABCD7104J)

14.   Dear Investment Pvt Ltd (AABCD4873C)

15.   Divine Leasing & Finance Ltd (AAACD4187E)

16.   Execellent Commercial Enterprises and Investment (AAACE2699A)

17.   Gems Commercial Company Ltd (AAACG4026H)

18.   General Exports and Credits Ltd (AAACG3770E)

19.   Gtc Industries Ltd (AAACG1421A)

20.   Harvatax Engineering & Processing Co Ltd (AABCH7404F)

21.   Hexabond Ltd (Not Available)

22.   Hindustan Commercial Company Ltd (AAACH2851B)

23.   Hotex Company Ltd (AAACH2330M)

24.   Ilac Investment Pvt Ltd (AAACI1924Q)

25.   International Resources Ltd (AABCI5633H)

26.   Lakshmi Vishnu Investment Ltd (AAACL1045R)

27.   Lhonak International Pvt Ltd (AABCL2542G)

28.   Lovely Investment Pvt Ltd (AAACL1346F)

29.   Moderate Investment and Commercial Enterprises (AAACM9104G)

30.   Mourya Finance Ltd (AAACM6575H)

31.   Nareshchandra Jain (AACPC7536R)

32.   Oval Investment Pvt Ltd (AAACO0373R)

33.   Pashupatinath Commercial Pvt Ltd (Not Available)

34.   Ram Krishna Dalmia Foundation (AAATR9933P)

35.   Ricklunsford Trade and Industrial Investment (Not Available)

36.   Sanjay Trading Investment Company Pvt Ltd (AABCS9134P)

37.   Sikar Investment Company Ltd (AABCS5715N)

38.   Sovereign Commercial Pvt Ltd (Not Available)

39.   Suman Jain (ABVPJ9074H)

40.   Swastik Commercial Pvt Ltd (Not Available)

41.   Trishul Commercial Pvt Ltd (Not Available)

42.   WGF Financial Services Ltd (AAACW0061E)

43.   World Growth Fund Ltd (Not Available)

44.   Sanjay Dalmia- Non Executive Chairman (Not Available)

45.   Ravi Shanker Jalan- Managing Director (Not Available)

46.   Bhuwneshwar Mishra- Company Secretary (Not Available)

Section 19 of the Securities and Exchange Board of India Act 1992 read with Section 11(4) of the said Act

1.       Alankar Commercial Pvt Ltd (Not Available)

2.       Altar Investment P Ltd (AAACA6687J)

3.       Antarctica Investment Pvt Ltd (AAACA1366N)

4.       Anurag Trading Leasing and Investment Company Pvt Ltd (AABCA0964D)

5.       Archana Trading and Investment Company Pvt Ltd (AADCA5235F)

6.       Banjax Limited (Not Available)

7.       Bharatpur Investment Ltd (AAACB3403F)

8.       Carefree Investment Company Ltd (AAACC4747R)

9.       Carissa Investment Ltd (AAACC3277A)

10.   Chirawa Investment Ltd (AACCC2387B)

11.   Comosum Investment Pvt Ltd (AAACC0819J)

12.   Dalmia Finance Ltd (AABCD5533H)

13.   Dalmia Housing Finance Ltd (AABCD7104J)

14.   Dear Investment Pvt Ltd (AABCD4873C)

15.   Divine Leasing & Finance Ltd (AAACD4187E)

16.   Execellent Commercial Enterprises and Investment (AAACE2699A)

17.   Gems Commercial Company Ltd (AAACG4026H)

18.   General Exports and Credits Ltd (AAACG3770E)

19.   Gtc Industries Ltd (AAACG1421A)

20.   Harvatax Engineering & Processing Co Ltd (AABCH7404F)

21.   Hexabond Ltd (Not Available)

22.   Hindustan Commercial Company Ltd (AAACH2851B)

23.   Hotex Company Ltd (AAACH2330M)

24.   Ilac Investment Pvt Ltd (AAACI1924Q)

25.   International Resources Ltd (AABCI5633H)

26.   Lakshmi Vishnu Investment Ltd (AAACL1045R)

27.   Lhonak International Pvt Ltd (AABCL2542G)

28.   Lovely Investment Pvt Ltd (AAACL1346F)

29.   Moderate Investment and Commercial Enterprises (AAACM9104G)

30.   Mourya Finance Ltd (AAACM6575H)

31.   Nareshchandra Jain (AACPC7536R)

32.   Oval Investment Pvt Ltd (AAACO0373R)

33.   Pashupatinath Commercial Pvt Ltd (Not Available)

34.   Ram Krishna Dalmia Foundation (AAATR9933P)

35.   Ricklunsford Trade and Industrial Investment (Not Available)

36.   Sanjay Trading Investment Company Pvt Ltd (AABCS9134P)

37.   Sikar Investment Company Ltd (AABCS5715N)

38.   Sovereign Commercial Pvt Ltd (Not Available)

39.   Suman Jain (ABVPJ9074H)

40.   Swastik Commercial Pvt Ltd (Not Available)

41.   Trishul Commercial Pvt Ltd (Not Available)

42.   WGF Financial Services Ltd (AAACW0061E)

43.   World Growth Fund Ltd (Not Available)

44.   Sanjay Dalmia- Non Executive Chairman (Not Available)

45.   Ravi Shanker Jalan- Managing Director (Not Available)

46.   Bhuwneshwar Mishra- Company Secretary (Not Available)

Till further orders

SEBI Consent order of Shri Pradeep H Ambre in the matter of M/s. Fast Track Entertainment Limited

15-Mar-2009

SEBI vide its consent order no.CO/IVD-ID-8/1972/AO/SD/17/2009 dated April 15, 2009 has debarred the applicant Shri Pradeep H Ambre, in the matter of M/s Fast Track Entertainment Limited, from buying, selling or dealing in the securities market for a period of one year with immediate effect. The applicant has, further, remitted a sum of Rs.50,000/- (Rupees fifty thousand only), towards settlement charges.

Under Section 15HA of the SEBI Act, 1992

Shri Pradeep H Ambre

1 year

SEBI order against against Mr.Urvish Ramesh Vora in the matter of Genus Commutrade Limited

31-Mar-2009

SEBI vide its consent order no.WTM/KMA/IVD/50/03/2009 dated March 31, 2009 has restrained Mr.Urvish Ramesh Vora (PAN - ADAPV6219R), in the matter of Genus Commutrade Limited, from accessing the securities market for a period of two years. He is further prohibited from buying, selling or otherwise dealing or associating with the securities market in any manner whatsoever for a period of two years with immediate effect.

Section 19 of the Securities and Exchange Board of India Act, 1992 and Section 11B of Securities and Exchange Board of India Act, 1992 read with Regulation 11 of the Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003

Mr.Urvish Ramesh Vora (PAN - ADAPV6219R)

2 years

SEBI order against Mr. Dilip S Pendse, Mrs. Anuradha S Pendse & M/s.Nalini Properties Pvt Ltd in the matter of Tata Finance Limited.

 

31-Mar-2009

SEBI vide its consent order no.WTM/KMA/IVD/50/03/2009 dated March 31, 2009 has restrain Mr. Dilip.S.Pendse (PAN:AALPP9719M), Mrs.Anuradha.S.Pendse (PAN:AAIPP2794G) and M/s Nalini Properties Private Limited (PAN:AAACN9514F), in respect of their dealing in the shares of Tata Finance Limited (TFL), from accessing the securities market and further prohibited from buying, selling or otherwise dealing or associating with the securities market in any manner and in any capacity whatsoever for a period five years with immediate effect.

Regulation 11 and  Regulation 3 of the Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 1992,

1.       Mr. Dilip.S.Pendse (PAN:AALPP9719M)

2.       Mrs.Anuradha.S.Pendse (PAN:AAIPP2794G)

3.       M/s Nalini Properties Private Limited (PAN:AAACN9514F)

5 years

SEBI consent order against Harsha S Jhaveri

31-Mar-2009

SEBI vide its consent order no. CO/ IVD-8 /1914/190/2009 dated March 31, 2009 has directed the applicant Harsha S Jhaveri (PAN – AAUPJ8953B), in the matter of SAARC Net Ltd, not to buy, sell or deal in securities market in any manner whether, directly or indirectly, for a period of two years with effect from November 14, 2010.  Further, the applicant has remitted a sum of Rs.1,00,000/- (Rupees one lakh only).

Under sections 11, 11(4) and 11B of the

SEBI Act, 1992 and Regulation 4 (a) to (d) of the SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 1995 read with Regulations 4 (1) and 4 (2) (a) (b) (e) and (g) of the SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003.

Harsha S Jhaveri (PAN – AAUPJ8953B),

2 years

(wef 14/11/2010)

SEBI consent order against Shri Shailesh S Jhaveri

20-Mar-2009

SEBI vide its consent order no.CO/IVD-ID4/1915/AO/VSS/36/2009 dated March 20, 2009 has debarred Shailesh S Jhaveri, in the matter of Aarti Industries Ltd, Aarti Drugs Ltd, Havells India Ltd and TASC Pharmaceuticals Ltd, from dealing in securities market, whether directly or indirectly, for a period of one month.  Further, the applicant has remitted a sum of Rs.1,00,000/- (Rupees one lakh only).  The said period of debarment shall commence only after the debarment pursuant to SEBI Order dated November 13, 2007 against the applicant is over.

Section 15HA of SEBI Act, 1992 and Regulations 4(1), 4(2)(a), 4(2)(b), 4(2)(g) and 4(2)(n) of SEBI (Prohibition of Fraudulent and Unfair Trade Practices) Regulations 2003

Shri Shailesh S Jhaveri

1 month

SEBI consent orders against Digant R Desai and Ketan R Shah in the matter of Havells India Ltd

20-Mar-2009

SEBI vide its consent orders no.CO/ID-8/1846/AO/VSS/38/2009 and CO/ID-8/1847/AO/VSS/37/2009 dated March 20, 2009 has debarred Digant R Desai and Ketan R Shah (PAN:AGDPS3067J), respectively, in the matter of Havells India Ltd, from dealing in securities market, whether directly or indirectly, for a period of two years.  Further, the applicants each have remitted a sum of Rs.1,50,000/- (Rupees one lakh fifty thousand only). 

Section 15HA of SEBI Act, 1992 and Regulations 4(1), 4(2)(a), 4(2)(b), 4(2)(g) and 4(2)(n) of SEBI (Prohibition of Fraudulent and Unfair Trade Practices) Regulations 2003

Shri Digant R Desai

 

Shri Ketan R Shah

(PAN:AGDPS3067J)

2 years

SEBI consent order against Samir N Shah in the matter of Database Finance Limited

 

19-Mar-2009

SEBI vide its consent order no.CO/IVD1/1025/179/2009 dated March 19, 2009 has directed that Shri Samir N Shah (PAN: AJWPS1054R), in the matter of Database Finance Limited, shall not buy, sell or deal in securities for a period of six months.  Further, the applicant has remitted a sum of Rs.50,000/- (Rupees fifty thousand only).

Section 11B of the SEBI Act, 1992, Regulation 11 of the SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market)

Regulations, 1995 and  of Regulation 4 (a) to (d) of the SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations,

1995.

 

Shri Samir N Shah

6 months

SEBI Consent order of Riddhi K Shah in the matter of Database Finance Limited

19-Mar-2009

SEBI vide its consent order no.CO/IVD1/1027 /181/2009 dated March 19, 2009 has ordered that the applicant shall not buy, sell or otherwise deal in securities, in any manner whatsoever, directly or indirectly, for a period of six months from April 01, 2009. Further, the applicant has remitted a sum of Rs.50000 (Rupees Fifty thousand only) towards settlement charges.

Section 11B of the SEBI Act, 1992, Regulation 11 of the SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market)

Regulations, 1995 and  of Regulation 4 (a) to (d) of the SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations,

1995.

 

Ms. Riddhi K Shah (AJWPS1057N)

 

 

6 months

SEBI Consent order of Ms. Suniti N Shah in the matter of Database Finance Limited

19-Mar-2009

SEBI vide its consent order no.CO/IVD1/1026 /180/2009 dated March 19, 2009 has ordered that the applicant shall not buy, sell or otherwise deal in securities, in any manner whatsoever, directly or indirectly, for a period of six months  from April 01, 2009. Further, the applicant has remitted a sum of Rs.50000 (Rupees Fifty thousand only) towards settlement charges.

Section 11B of the SEBI Act, 1992, Regulation 11 of the SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market)

Regulations, 1995 and  of Regulation 4 (a) to (d) of the SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations,

1995.

 

Ms. Suniti N Shah (AJWPS1087L)

6 months

SEBI Consent order of Shri Mahesh M. Shah in the matter of Genus Commutrade Limited

19-Mar-2009

SEBI vide its consent order no.CO/IVD-6/ 1036 /178/2009 dated March 19, 2009 has ordered that the applicant shall not buy, sell or otherwise deal in securities, in any manner whatsoever, directly or indirectly, for a period of three years from the date of this order. Further, the applicant has remitted a sum of Rs.25000 (Rupees twenty five thousand only) towards settlement charges.

Under Section 11B of the SEBI Act, 1992. Regulation 3, 4 (a) to (d) and Regulation 6 (a) of the SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 1995.

Shri Mahesh M Shah

(AMMPS1274J)

3 years

SEBI consent order for Naresh Thakker And Vinayak Investments in the matter of Hitech Drilling Services India Limited

10-Mar-2009

SEBI vide its consent order no. CO/ 177/2009 dated March 03, 2009 has ordered that the applicants – Naresh Thakker (PAN : ACCPT5618B) and Vinayak Investments, in the matter of Hitech Drilling Services India Limited,  shall not buy, sell or deal in securities, in any manner whatsoever, directly or indirectly, for a period of two years.  The applicants have, further, remitted a sum of Rs.2,00,000/-(Rupees two lakh only) towards settlement charges.  This order shall come into force from March 10, 2009.

Under Sections 11 and 11B of the SEBI Act, 1992

1.       Naresh Thakkar (PAN ; ACCPT5618B)

2.       Vinayak Investments

2 years

SEBI Consent order of Deep Stock Broking Ltd. and Kunal B Shah in the matter of Wellworth Overseas Ltd

06-Mar-2009

SEBI vide its consent order no.IVD-ID8/WOL/AO/DRK/ASG/EAD-3/04/2009 & IVD-ID8/WOL/AO/DRK/ASG/EAD-3/05/2009 dated March 06, 2009 has debarred the applicants - Deep Stock Broking Ltd. and Kunal B Shah from accessing the securities market, whether directly or indirectly, for a period of one year from date of order.

 

The applicants have further remitted a sum of Rs.50000/- (Rupees fifty thousand ony) each, towards settlement charge.

Under Section 15 I of SEBI Act read with Rule 3 of SEBI (Procedure for Holding Inquiry and Imposing Penalties by Adjudicating Officer) Rules, 1995

1.       Deep Stock Broking Ltd.

 

2.       Kunal B Shah

1 year

SEBI order against Pious Overseas Private Limited, its Director Mr.N K Ajmera and  Mr.Giriraj Kothari,

05-Mar-2009

SEBI vide its order dated March 05, 2009 has prohibited Pious Overseas Private Limited, Mr.N K Ajmera (director of Pious Overseas Private Limited) and Mr.Giriraj Kothari, in the matter of Dhar Textile Mills Limited, from buying, selling or dealing in securities in any manner directly or indirectly for a period of fifteen days, with immediate effect. 

Under Sections 11, 11B and 11(4) of SEBI Act, 1992 and Regulation 11 of SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003

1.       Pious Overseas Private Limited

2.       Mr.N K Ajmera

3.       Mr.Giriraj Kothari

15 days

SEBI order against Kamal Jhaveri, Parag Jhaveri and others in the matter of irregularities relating to IPOs

01-Mar-2009

SEBI vide its order no.CO/ISD/162/2009 dated February 10, 2009 has debarred Sugandh Estates & Investments Pvt. Ltd. (PAN No.AACCS1085N), Parag P. Jhaveri (PAN No.AAKPJ5052F), Kamal P. Jhaveri (PAN No.AAKPJ5051G) and Ambuja Estates & Holdings Pvt. Ltd (PAN No.AABCA2992H), in the matter of irregularities relating to initial public offerings (IPOs), from dealings in securities in whatsoever manner for a period of 3 years, with effect from March 01, 2009. 

Under Sections 11 and 11B of the SEBI Act, 1992

1.       Sugandh Estates & Investments Pvt. Ltd. (PAN No.AACCS1085N),

2.       Parag P. Jhaveri (PAN No.AAKPJ5052F),

3.       Kamal P. Jhaveri (PAN No.AAKPJ5051G) and

4.       Ambuja Estates & Holdings Pvt. Ltd (PAN No.AABCA2992H)

3 years

SEBI order against Parsoli Corporation Limited, its Directors and its Associate Companies

20-Feb-2009

SEBI vide its order dated February 20, 2009 has restrained Parsoli Corporation Limited, its whole time directors namely Mr. Zafar Sareshwala and Mr Uves Sareshwala and its associates/group companies from accessing the securities market, till further orders. They are also prohibited from buying, selling or dealing in securities in any manner directly or indirectly, till further orders.

Section 19 read with sections 11(1), 11B and 11(4) of the Securities and

Exchange Board of India Act, 1992,

 

1.       Parsoli Corporation Limited

2.       Mr.Zafar Saershwala

3.       Mr.Uves Sareshwala

 

Till further orders

SEBI order against M/s. Sunchan Securities Ltd. (Broker - BSE, NSE and OTCEI), its Directors and Compliance Officer

 

30-Jan-2009

SEBI vide an ad interim ex-parte order no WTM/MSS/MIRSD/DPS-I/160/09 dated January 30, 2009 has directed that the broker M/s. Sunchan Securities Limited (PAN- AAFCS8953A), its directors viz.

Mr. Sunil Mansinghani (PAN- AARPM7113P), Mrs. Kanchan Mansinghani (PAN- AAQPM1032Q), and Mr. Ajay Janardan Kotwal (PAN- AANPK8226F) and its compliance officer Mr. Riyaz Ismail Shaikh (PAN- AAVPS2375K)  shall not directly or indirectly buy, sell or deal in securities in any  manner whatsoever, either for themselves or for their clients.  The above directions shall take effect immediately and shall be in force until further orders

Clause A (4), Clause B (1), Clause C (6), Clause A (1) of Code of Conduct for stock brokers prescribed in Schedule II read with Regulation 7 of the SEBI (Stock Brokers and Sub Brokers) Regulations, 1992 (Broker Regulations) and Regulation 17 (1), Regulation 6A (1) (e), Regulation 21(1)  of Broker Regulations

 

1.       M/s. Sunchan Securities Limited (PAN- AAFCS8953A)

2.       Mr. Sunil Mansinghani (PAN- AARPM7113P)

3.       Mrs. Kanchan Mansinghani (PAN- AAQPM1032Q)

4.       Mr. Ajay Janardan Kotwal (PAN- AANPK8226F)

5.       Mr. Riyaz Ismail Shaikh (PAN- AAVPS2375K) 

Till further orders

SEBI order against Shri Shirish C Shah and others in the matter of Database Finance Ltd

14-Jan-2009

SEBI vide its order no WTM/TCN/168/IVD1/JAN/2009 dated January 14, 2009, in the matter of Database Finance Ltd., has restrained and prohibited, the following entities –

1.       Shri Shirish C. Shah from accessing the securities market and from buying, selling or dealing in securities, either directly or indirectly, for a period of two years from the date of this order;

2.       Shri Baban Sonate, Chandrika V Pandya, Platinum Finvest Pvt Ltd., Shri Sayyad Qader Yusuf, and Shri S Shaktishravana from accessing the securities market and from buying, selling or dealing in securities, either directly or indirectly, for a period of six months

3.        Mahek Consultants as a client from buying, selling or dealing in securities market in his name for a period of six months.

Sections 19, read with Sections 11, 11B and 11(4)  of the Securities and Exchange Board of India Act, 1992 and Regulation 11 of the Securities and Exchange Board of India (Prohibition of fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003,

1.       Shri Shirish C. Shah

 

2.       Shri Baban Sonate,

3.       Chandrika V Pandya,

4.       Platinum Finvest Pvt Ltd.,

5.       Shri Sayyad Qader Yusuf, and

6.       Shri S Shaktishravana

7.       Mahek Consultants

 

2 years

 

 

6 months

SEBI order against Cardioid Securities Pvt Ltd, Abhayraj Shukla and Parimal Bhagvatilal Bhalija in the matter of Sarita Software & Industries Ltd

14-Jan-2009

SEBI vide its order no WTM/TCN/159/IVD2/Jan/2009 dated January 14, 2009, in the matter of Sarita Software & Industries Ltd., has restrained

1.       M/s.Cardioid Securities Pvt Ltd,

2.       Shri Abhayraj Shukla and

3.       Shri Parimal Bhagvarilal Bhalija

from accessing the securities market either directly or indirectly and also have prohibited them from buying, selling or otherwise dealing in securities, in any manner whatsoever, for a period of six months

Section 19 read with Section 11 and 11B of SEBI Act and Regulation 11 of SEBI (PFUTP relating to Securities market) Regulations, 2003

1.       M/s.Cardioid Securities Pvt Ltd,

2.       Shri Abhayraj Shukla

3.       Shri Parimal Bhagvarilal Bhalija

6 months

SEBI order against Anirudh Sethi, Kamal Dalal, Ajay Gupta and Chehar Securities in the matter of Valuenotes.com

14-Jan-2009

SEBI vide its order no WTM/TCN/151/IVD2/Jan/2009 dated January 14, 2009, in the matter of Valuenotes.com, has restrained

1.       Anirudh Sethi and

2.       Kamal Dalal,  for a period of three months, respectively, and

3.       Chehar Securities and

4.       Ajay Gupta  for a

period of one month, respectively,

from accessing the securities market either directly or indirectly and also have prohibited them from buying, selling or otherwise dealing in securities, in any manner whatsoever.

 

It has been further directed that Anirudh Sethi shall cease and desist from giving investment advice to clients including any company specific recommendations which may amount to violation of Regulation 4 (2), (a), (f), (k) and (r ) of SEBI (PFUTP) Regulations, 2003 and Kamal Dalal, Chechar Securities and Ajay Gupta shall cease and desist from dealing in securities in such manner which may amount to violation of Regulation 3 (a), (b), (c) and 4(2)(a) & (b) of SEBI (PFUTP) Regulations, 2003.

Section 11B and 11D read with Section 19 of the SEBI Act1992 further read with Section 11 of SEBI (PFUTP relating to Securities Market) Regulations, 2003

1.       Anirudh Sethi,

 

2.       Kamal Dalal,

 

3.       Ajay Gupta and

 

4.       Chehar Securities

3 months

 

3 months

 

1 month

 

1 month

SEBI order against Ms.Priti Dalal in the matter of Singer (India) Ltd.

14-Jan-2009

SEBI vide its order no WTM/TCN/150/IVD2/JAN/2009 dated January 14, 2009, in the matter of M/s.Singer (India) Ltd., has restrained Ms Priti Dalal from accessing the securities market either directly or indirectly and also prohibited from buying, selling or otherwise dealing in securities, in any manner whatsoever, for a period of one month.

 

She is further directed to cease and desist from dealing in securities in such manner which may amount to violation of Regulation 3(a), (b) & (c) and 4(2)(a) & (b) of the SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003.

Section 11B and 11D read with Section 19 of SEBI Act, 1992, further read with Section 11 of the SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003.

Priti Dalal

1 month

SEBI order against Mividha Investments Pvt. Ltd. in the matter of Aftek Infosys Limited.

14-Jan-2009

SEBI vide its order no WTM/TCN/116/IVD2/Jan/2009 dated January 14, 2009, in the matter of Aftek Infosys Limited, has directed Mividha Investments Pvt. Ltd. not to buy, sell or deal in securities, in any manner, directly or indirectly, for a period of six months

Section 19 of SEBI Act, 1992 read with Section 11, 11B and Regulation 11 of SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003.

Mividha Investments Pvt. Ltd.

6 months

SEBI order against Shri C Krishna Prasad and Ask Holdings Private Limited in the matter of Granules India Limited

14-Jan-2009

SEBI vide its orders no WTM/TCN/152/IVD3/Jan/09 and WTM/TCN/153/IVD3/Jan/2009 dated January 14, 2009, in the matter of Granules India Limited, has restrained Shri C Krishna Prasad (PAN – ACQPC5566P) and Ask Holdings Private Limited (PAN – AABCA5572B) from accessing the securities market and have prohibited them from buying, selling or otherwise dealing in securities in any manner whatsoever, whether directly or indirectly for a period of one month and three months, respectively, with immediate effect

sections 11(4) and 11 B read with Section 19 of the SEBI Act, 1992 and Regulation 11 of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 1995 further read with relevant provisions of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003

1.       Shri C Krishna Prasad (PAN – ACQPC5566P)

 

2.       Ask Holdings Private Limited (PAN – AABCA5572B)

1 month

 

 

 

 

3 months

SEBI order against M/s. Shri Parshwa Finance and Shri Mahendra A Shah in the matter of M/s. Sawaca Communications Ltd

13-Jan-2009

SEBI vide its order no WTM/TCN/145/IVD3/Jan/2009 for M/s. Shri Parshwa Finance and WTM/TCN/147/IVD3/Jan/2009 for Shri Mahendra A Shah dated January 13, 2009, in the matter of M/s Sawaca Communications Ltd., has inter-alia directed as under –

 

Quote

 

M/s. Shri Parshwa Finance be prohibited from associating with any corporate body, from buying, selling or dealing in securities, directly or indirectly for a period of one year.

 

Shri Mahendra A. Shah be prohibited from associating with any corporate body, from buying, selling or dealing in securities, directly or indirectly for a period of three years.

 

Unquote

Section 19 read with sections 11 and 11B of the SEBI Act, 1992 read with Regulation 4(a) and (b) of the SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 1995 read with Regulation 11 and 13 of the SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market), 2003

1.       M/s. Shri Parshwa Finance

 

 

 

 

2.       Shri Mahendra A. Shah

1 year

 

 

 

 

 

3 years

SEBI order against DSQ Biotech Ltd., Shri Dinesh Dalmia, M/s.Triumph International Finance India Limited and various other entities in the matter of DSQ Biotech Limited

13-Jan-2009

SEBI vide its orders no WTM/TCN/140/IVD3/Jan/09 and WTM/TCN/ID-3/144/Jan/2009 dated January 13, 2009, in the matter of DSQ Biotech Limited, has directed that the following entities shall not access the securities market, or buy, sell or deal in securities in any manner whatsoever, directly or indirectly for a period of ten years (and five years for Triumph International Finance India Limited, after setting off period of debarment already undergone): -

 

1.       Triumph International Finance India Limited

2.       M/s. DSQ Biotech Ltd.,

and its directors namely -

3.       Shri Dinesh Dalmia (Chairman),

4.       Shri K. Gopalakrishnan (Managing Director),

5.       Shri M G Anant Kumar (Executive Director),

6.       Shri S Ganapathy Subramanium

7.       Shri P S Balasubramanium

8.       Shri Vasudev Subanthore

and its group entities namely -

9.       M/s. DSQ Holdings Ltd.

10.   Powerflow Holdings and Trading Pvt. Ltd.,

11.   Hulda Properties and Trades Ltd.,

12.   Cooltex Commodities Pvt. Ltd.,

13.   Berral Trading & Investment Co. Pvt. Ltd.,

14.   Arun Polymers (P) Ltd.

15.   Aspolight Barter

 

Sections 11 and 11B of the same Act and further read with Regulation 11 of the SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003

1.       Triumph International Finance India Limited

2.       M/s. DSQ Biotech Ltd.,

3.       Shri Dinesh Dalmia (Chairman),

4.       Shri K. Gopalakrishnan (Managing Director),

5.       Shri M G Anant Kumar (Executive Director),

6.       Shri S Ganapathy Subramanium

7.       Shri P S Balasubramanium

8.       Shri Vasudev Subanthore

9.       M/s. DSQ Holdings Ltd.

10.   Powerflow Holdings and Trading Pvt. Ltd.,

11.   Hulda Properties and Trades Ltd.,

12.   Cooltex Commodities Pvt. Ltd.,

13.   Berral Trading & Investment Co. Pvt. Ltd.,

14.   Arun Polymers (P) Ltd. and

15.  Aspolight Barter

5 years

 

 

 

10 years

SEBI order against Eupharma Laboratories Ltd., Mahavir Capital Services Pvt. Ltd., Mahavir Securities Pvt. Ltd and their Directors

13-Jan-2009

SEBI vide its order no WTM/TCN/ID-3/141/ Jan /2009 dated January 13, 2009 has directed that

1.       M/s. Eupharma Laboratories Ltd.

and its directors namely

2.       Shri Ramanlal V Shah,

3.       Shri Shrenik Shah,

4.       Shri Sudhir K. Agarwal

and

5.       Shri Ashok Saxena,

 

6.       M/s Mahavir Capital Services Pvt. Ltd

and

7.       M/s Mahavir Securities Pvt. Ltd

and its director

8.       Shri Rajesh Shah,

in the matter of Eupharma Laboratories Ltd., shall not access the securities market, or buy, sell or deal in securities in any manner whatsoever, directly or indirectly for a period of one year

Section 19 read with Sections 11 and 11B of the Securities and Exchange Board of India Act, 1992 further read with Regulation 11 of the Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Practices Relating to Securities Market) Regulation, 2003

1.       M/s. Eupharma Laboratories Ltd.

2.       Shri Ramanlal V Shah

3.       Shri Shrenik Shah

4.       Shri Sudhir K. Agarwal

5.       Shri Ashok Saxena

6.       M/s Mahavir Capital Services Pvt. Ltd

7.       M/s Mahavir Securities Pvt. Ltd

8.       Shri Rajesh Shah

1 year

SEBI order against Shri Suresh Bafna in the scrip of Mazda Fabrics and Processors Limited

13-Jan-2009

SEBI vide its order no WTM/TCN/ID6//2009 dated January 13, 2009 has directed that Shri Suresh Bafna [PAN – AANHS2604B & AACPB3278M] Director of Clio Finance Limited (now called Clio Infotech Limited), in the matter of M/s. Mazda Fabrics and Processors Limited, shall not access the securities market, or buy, sell or deal in securities in any manner whatsoever, directly or indirectly for a period of two years

Section 19 of the SEBI Act, 1992 read with Sections 11B and 11(4) of the SEBI Act, 1992

Shri Suresh Bafna [PAN – AANHS2604B & AACPB3278M]

2 years

SEBI order against Shri S K Chadha in the matter of M/s. Ashoka Refineries Ltd

12-Jan-2009

SEBI vide its order no WTM/TCN/126/ID3/Jan/2009 dated January 12, 2009, in the matter of M/s Ashoka Refinery Ltd, has inter-alia directed as under –

 

Quote

 

Shri S K Chadha, Managing Director of M/s KMF Ltd, shall not operate in the capital market as an intermediary or as a whole-time director or partner in an intermediary for a period of six months from the date of passing of this order.

 

Unquote

Section 11B of the SEBI Act, 1992

Shri S K Chadha

6 months

SEBI order against Dhanlaxmi Cotex Ltd in the matter of  Soundcraft  Industries Ltd.

09-Jan-2009

SEBI vide its order no WTM/TCN/100/ IVD3/Jan/09 dated January 09, 2009 has debarred Dhanlaxmi Cotex Ltd. (PAN No. AABCD2387H.), in the matter of, Soundcraft Industries Limited, from accessing the securities market and prohibited from buying, selling or dealing in securities, either directly or indirectly, for a period of six months

Section 19 read with Section 11 and 11 B of SEBI Act, 1992,  read with Regulation 11 of the SEBI (Prohibition of Fraudulent And Unfair Trade Practices relating to the Securities Market) Regulations, 1995 and the corresponding regulations under SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to the Securities Market) Regulations, 2003

Dhanlaxmi Cotex Ltd. (PAN No. AABCD2387H.)

6 months

SEBI order against P.L.Choudhary & Co., Pawankumar Choudhary (HUF), P.P.Choudhary (HUF), Sabitaridevi Choudhary and Sarita Choudhary

09-Jan-2009

SEBI vide its order no. WTM/TCN/121/IVD-3/Jan/09 dated January 09, 2009 has restrained the following entities, in the matter of Jagsonpal Pharmaceuticals Limited, from accessing the securities market and from buying, selling or dealing in securities for a period of three months:

1.       M/s.P.L.Choudhary & Co.

2.       M/s.Pawankumar Choudhary (HUF) (PAN – AAAHP4710L)

3.       M/s.P.P.Choudhary (HUF) (PAN – AAAHP4899N)

4.       Mrs.Sabitaridevi Choudhary (PAN – ACTPC7703P)

5.       Mrs.Sarita Choudhary (PAN – ACYPC9216A)

Section 19 read with Section 11B of the SEBI Act, 1992 and Regulation 11 of SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations 2003.

1.       M/s.P.L.Choudhary & Co.

2.       M/s.Pawankumar Choudhary (HUF) (PAN – AAAHP4710L)

3.       M/s.P.P.Choudhary (HUF) (PAN – AAAHP4899N)

4.       Mrs.Sabitaridevi Choudhary (PAN – ACTPC7703P)

5.       Mrs.Sarita Choudhary (PAN – ACYPC9216A)

3 months

SEBI order against M/s.Pivotal Stoxare Limited in the matter of Ojas Technochem Products Limited

09-Jan-2009

SEBI vide its order no. WTM/TCN/110/ID3/Jan/2009 dated January 09, 2009 has restrained M/s.Pivotal Stoxare Ltd., in the matter of Ojas Technochem Products Limited, from accessing the securities market and also prohibited them from buying, selling or otherwise dealing in or associating with the securities market in any manner whatsoever for a period of six months, with immediate effect.

 

Section 11 and 11B of SEBI Act, 1992 read with Section 19 of the SEBI Act and Regulation 11 of the SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003

M/s.Pivotal Stoxare Ltd

6 months

SEBI order against  Shri Sanjiv Pravinchandra Shah and Classic Consultancy in the matter of Monalisa Infotech Limited

09-Jan-2009

SEBI vide its order no. WTM/TCN/112/IVD2/Jan/09 and WTM/TCN/113/IVD2/Jan/09 dated January 09, 2009 has restrained  Shri Sanjiv Pravinchandra Shah  and Classic Consultancy, respectively,

in the matter of Monalisa Infotech Limited, from accessing the securities market and prohibited them from buying, selling or otherwise dealing in securities in any manner whatsoever, whether directly or indirectly for a period of six months with immediate effect.

Section 11 and 11B read with Section 19 of the SEBI Act, 1992 and Regulation 11 of SEBI(Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 1995 read with relevant provisions of SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations 2003.

1.       Shri Sanjiv Pravinchandra Shah

2.       Classic Consultancy

 

6 months

SEBI order against Shri Ashok Agarwal, Shri Sandeep Bansal, Shri Sanjeev Bansal and others in the matter of Vatsa Music Ltd.

09-Jan-2009

SEBI vide its order no. WTM/TCN/111/IVD2/Jan/2009 dated January 09, 2009 has restrained the following entities, in the matter of Vatsa Music Ltd., from being associated with the securities market in any manner whatsoever and from buying, selling and dealing in securities for a period of two years, with immediate effect :

1.       Prabhat and Co.

2.       Shri Ashok Agarwal

3.       Shri Sanjeev Bansal

4.       Shri Sandeep Bansal

5.       New Age Shares and Stock Brokers Pvt. Ltd.

6.       Big Star Films Ltd. (formerly Moon Holding and Credit Ltd.)

7.       Systel Infotech Ltd. (formerly Ketaki Estate and Finance Ltd.)

 

Section 19 of the SEBI Act read with Section 11 of the SEBI Act, 1992 and Regulation 11 of SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 1995 read with relevant provisions of SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations 2003.

1.       Prabhat and Co.

2.       Shri Ashok Agarwal

3.       Shri Sanjeev Bansal

4.       Shri Sandeep Bansal

5.       New Age Shares and Stock Brokers Pvt. Ltd.

6.       Big Star Films Ltd. (formerly Moon Holding and Credit Ltd.)

7.       Systel Infotech Ltd. (formerly Ketaki Estate and Finance Ltd.)

 

2 years

SEBI consent order for Shri Tarun Agarwal in the matter of Coromandal Fertilizers Ltd

06-Jan-2009

SEBI vide its consent order no AP/AO-3/2008-09 dated January 06, 2009, in the matter of Coromandal Fertilizers Ltd., has debarred the applicant – Shri Tarun Agarwal from the securities market, whether directly or indirectly, for a period of one year from date of the consent order

Section 15 I read with Sections 15 HA and 15 HB of the SEBI Act, 1992

Shri Tarun Agarwal

1 year

SEBI order against Mr.Prem Chand Batra in the matter of Welcome Coir Industries Limited

06-Jan-2009

SEBI vide its order dated January 06, 2008 has prohibited Mr. Prem Chand Batra, in the matter of Welcome Coir Industries Limited, from buying, selling and dealing in securities in any manner either directly or indirectly for a period of one month with immediate effect. 

Section 19 read with Section 11B of the SEBI Act, 1992 and Regulation 11 of SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003

Prem Chand Batra

1 month

SEBI order against Websity Infosys Limited and various entities and its Directors

31-Dec-2008

SEBI vide its order no. WTM/KMA/IVD-NRO/26/12/2008 dated December 31, 2008 has prohibited Websity Infosys Ltd and its Directors and various other entities along with its Directors, in the matter of Websity Infosys Ltd., from buying, selling or dealing in securities in any manner either directly or indirectly for a period of five years :

 

1.       Websity Infosys Limited

2.       Lunar Finance Limited

3.       Yare Engineering Private Limited

4.       Yashodanandan Investment Private Limited

5.       Chakradhara Holdings Private Limited

6.       Devkinandan Holdings Private Limited

7.       Murliwala Holdings Private Limited

8.       Sunraj Software Private Limited

9.       Echo Chemicals Private Limited

10.   Emerald Housing & Constructions Private Limited

11.   Teknik Digital Systems Private Limited

12.   M/s. Jai Shankar Investment Private Limited

13.   Luxury Foams Limited

14.   TMS Boards & Industries Private Limited

15.   Cookfast Foods Private Limited

16.   Econo Commercial Evaluators Private Limited

17.   Ajay Roadways Private Limited

18.   Castle Builders Private Limited

19.   Dilli Soaps & Chemicals Private Limited

20.   Rai Commercial Private Limited

21.   CMC Marketing Private Limited

22.   Mr. Rajiv Sharma (partner M/s Rajiv Sharma & Co, Chartered Accountants) [period of debarment – 1year]

 

Name of Directors :

 

1.       Mr. S.L. Maloo

2.       Mr.R.K. Agarwal

3.       Mr. M. C. Maloo

4.       Mr. S.C. Sethia

5.       Mr. K. K. Agarwal

6.       Mr. Sunil Agarwal

7.       Mr. D.D.Manger

8.       Mr. Ashutosh Sharma

9.       Mr.Digambar Mandal

10.   Mr M. C.Chhajer

11.   Mr. Jaswant Saini

12.   Mr.M M.Miglani

 

Section 19 read with Section 11B of the SEBI Act, 1992 read with Regulation 11 of SEBI (Prohibiton of Fraudulent and Unfair Trde Practices relating to Securities Market) Regulations, 2003 and SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 1995

1.       Websity Infosys Limited

2.       Lunar Finance Limited

3.       Yare Engineering Private Limited

4.       Yashodanandan Investment Private Limited

5.       Chakradhara Holdings Private Limited

6.       Devkinandan Holdings Private Limited

7.       Murliwala Holdings Private Limited

8.       Sunraj Software Private Limited

9.       Echo Chemicals Private Limited

10.   Emerald Housing & Constructions Private Limited

11.   Teknik Digital Systems Private Limited

12.   M/s. Jai Shankar Investment Private Limited

13.   Luxury Foams Limited

14.   TMS Boards & Industries Private Limited

15.   Cookfast Foods Private Limited

16.   Econo Commercial Evaluators Private Limited

17.   Ajay Roadways Private Limited

18.   Castle Builders Private Limited

19.   Dilli Soaps & Chemicals Private Limited

20.   Rai Commercial Private Limited

21.   CMC Marketing Private Limited

22.   Mr. Rajiv Sharma (partner M/s Rajiv Sharma & Co, Chartered Accountants)

 

Name of Directors of above mentioned entities :

 

1.       Mr. S.L. Maloo

2.       Mr.R.K. Agarwal

3.       Mr. M. C. Maloo

4.       Mr. S.C. Sethia

5.       Mr. K. K. Agarwal

6.       Mr. Sunil Agarwal

7.       Mr. D.D.Manger

8.       Mr. Ashutosh Sharma

9.       Mr.Digambar Mandal

10.   Mr M. C.Chhajer

11.   Mr. Jaswant Saini

12.   Mr. M.M. Miglani

5 years

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1 year

 

 

 

 

 

 

 

 

 

5 years

 

 

 

SEBI consent order of Ramilaben S. Patel, Hema Paresh Patel, Paresh Patel, Rajeshkumar V. Patel and Kirtiben R. Patel

31-Dec-2008

SSEBI vide its consent order no. CO/IVD-6//148/2008 dated December 31, 2008 has ordered that the applicants –

1.       Ramilaben S. Patel (PAN – ABJPP8146Q),

2.       Hema Paresh Patel (PAN – ANCPP1816A),

3.       Paresh Patel (PAN – AGNPP9624Q),

4.       Rajeshkumar V. Patel (PAN – ABCPP2582R) and

5.       Kirtiben R. Patel (PAN – ABJPP8147R),

n the matter of Genus Commutrade Limited, shall not buy, sell or deal in securities, in any manner whatsoever, directly or indirectly, for a period of two years from the date of this Order.  Further, the applicants have remitted a sum of Rs.130000/- towards settlement charges

Under section 11B of the SEBI Act, 1992 and  Regulation 3, 4 (b), 5 and 6 (a) of the SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 1995

1.       Ramilaben S. Patel (PAN – ABJPP8146Q)

2.       Hema Paresh Patel (PAN – ANCPP1816A)

3.       Paresh Patel (PAN – AGNPP9624Q)

4.       Rajeshkumar V. Patel (PAN – ABCPP2582R)

5.       Kirtiben R. Patel (PAN – ABJPP8147R)

2 years

SEBI order against Yogesh Mafatlal Bhansali and others in the matter of Nissan Copper Limited

31-Dec-2008

SEBI vide its order no. WTM/MSS/ISD/146/08 dated December 31, 2008 has restrained the following noticees from buying, selling or otherwise dealing in securities in whatsoever manner, directly or indirectly, either on their own account or on account of any other person, for a period of 3 years from the date of this Order :

 

1.       Babiben Mafatlal Bhansali  (PAN - AEFPB9077H)

2.       Rajnikant Mafatlal Bhansali (PAN - ACVPB8682O)

3.       Jyotshna Rajnikant Bhansali (PAN No - AEFPB9076G)

4.       Vishal Rajnikant Bhansali (PAN No - AEEPB6127K)

5.       Riki Rajnikant Bhansali (PAN - AFTPB2585H)

6.       Piyush Mafatlal Bhansali (PAN - AEEPB2546Q)

7.       Beenaben Piyushkumar Bhansali (PAN - AEFPB9078J)

8.       Yogesh Mafatlal Bhansali (PAN - AARPB6394H)

9.       Purviben Yogeshkumar Bhansali (PAN - ADEPB8180F)

10.   Piyush Mafatlal Bhansali HUF (PAN - AACHB2951D)

11.   Yogesh Mafatlal Bhansali HUF (PAN - AACHB4227Q)

12.   Rajnikant Mafatlal Bhansali HUF (PAN - AACHB2132C)

13.   Fairy Vishal Bhansali (PAN - AZYPS2104E)

14.   Mafatlal Kalidas Bhansali HUF (PAN - AACHB3565P)

 

Section 19 read with Section 11(4) and 11B of the SEBI Act 1992 and Regulation 11 of SEBI (Prohibition OF Fraudulent and Unfair Trade Practices relating to the Securities Market) Regulations, 2003

1.       Babiben Mafatlal Bhansali  (PAN - AEFPB9077H)

2.       Rajnikant Mafatlal Bhansali (PAN - ACVPB8682O)

3.       Jyotshna Rajnikant Bhansali (PAN No - AEFPB9076G)

4.       Vishal Rajnikant Bhansali (PAN No - AEEPB6127K)

5.       Riki Rajnikant Bhansali (PAN - AFTPB2585H)

6.       Piyush Mafatlal Bhansali (PAN - AEEPB2546Q)

7.       Beenaben Piyushkumar Bhansali (PAN - AEFPB9078J)

8.       Yogesh Mafatlal Bhansali (PAN - AARPB6394H)

9.       Purviben Yogeshkumar Bhansali (PAN - ADEPB8180F)

10.   Piyush Mafatlal Bhansali HUF (PAN - AACHB2951D)

11.   Yogesh Mafatlal Bhansali HUF (PAN - AACHB4227Q)

12.   Rajnikant Mafatlal Bhansali HUF (PAN - AACHB2132C)

13.   Fairy Vishal Bhansali (PAN - AZYPS2104E)

14.   Mafatlal Kalidas Bhansali HUF (PAN - AACHB3565P)

 

3 years

SEBI order against Mr.Debapriya Ghosh in the matter of Adinath Bio-labs Limited

26-Dec-2008

SEBI vide its order no.WRM/KMA/IVD-ERO/23/12/2008 dated December 26, 2008, in the matter of Adinath Bio-Labs Limited has prohibited Mr.Debapriya Ghosh from buying, selling or dealing in securities in any manner for a period of one month, with immediate effect.

Sections 11(4), 11, 11B read with Regulation 11 of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003

Mr.Debapriya Ghosh

1 month

SEBI Consent order of Shri Santosh Gayakwad in the matter of Genus Commutrade Limited

22-Dec-2008

SEBI vide its consent order no.CO/IVD-6/ 1031 /134/2008 dated December 22, 2008 has ordered that the applicant shall not buy, sell or otherwise deal in securities, in any manner whatsoever, directly or indirectly, for a period of three years from the date of this order. Further, the applicant has remitted a sum of Rs.25000 (Rupees twenty five thousand only) towards settlement charges.

Under Section 11B of the SEBI Act, 1992. Regulation 3, 4 (a) to (d) and Regulation 6 (a) of the SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 1995.

Shri Santosh Gayakwad

3 years

SEBI order against Somani Cement Company Ltd., Mr.Bimlesh Kumar Mishra and Mr.A K Singh in the matter of Somani Cement Company Ltd.

17-Dec-2008

SEBI vide its order no. WTM/MSS/IVD/139/0 dated December 17, 2008 has restrained the following entities, in the matter of Somani Cement Company Ltd., from buying, selling or dealing in securities in whatsoever manner or accessing the securities market, directly or indirectly, in any manner, as follows:

1.       Somani Cement Company Ltd. for a period of ten years

2.       Mr.Bimlesh Kumar Mishra (PAN – AGCPM0469R) for a period of ten years

3.       Mr.A K Singh for a period of three years

 

Section 19 read with sections 11(4) and 11B of the SEBI Act, 1992 and Regulation 44 of the SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 1997.

1.       Somani Cement Company Ltd.

2.       Mr.Bimlesh Kumar Mishra (PAN – AGCPM0469R)

3.       Mr.A K Singh

 

10 years

 

10 years

 

 

3 years

SEBI Consent orders of Ms.Bhawna Kasera, Mr.Jitendra Kumar Kasera, Mr.Ravindra Kumar Kasera and Ms.Kusum Kasera

16-Dec-2008

SEBI vide its consent order no.s CO/ISD/1704/AO/SD/15/2008, CO/ISD/1705/AO/SD/16/2008, CO/ISD/1709/AO/SD/17/2008 & CO/ISD/1714/AO/SD/14/2008 dated December 16, 2008 has debarred the applicants –

1.       Ms.Bhawna Kasera, Mr.Jitendra Kumar Kasera

2.       Mr.Ravindra Kumar Kasera and

3.       Ms.Kusum Kasera

, in the matter of SBEC Sugar Limited, from dealing in securities market directly or indirectly for a period of 3 months.  Further, the applicants have remitted a sum of Rs.35000/-, Rs.50000/-, Rs.165000/- and Rs.50000/-, respectively, towards the terms of consent in the matter.

Under Section 15HA of the SEBI Act, 1992 read with the Regulation 3, 4(1), 4(2)(a),(b),(g) and (n) of the SEBI (Prohibition of Fraudulent and Unfair Trade Practices) Regulations, 2003.

1.       Ms.Bhawna Kasera (PAN -  ARYPK2913R)

2.       Mr.Jitendra Kumar Kasera (PAN -  AGKPK5210G)

3.       Mr.Ravindra Kumar Kasera  (PAN -  AGEPK2260L)

4.       Ms.Kusum Kasera (PAN -  AGKPK5211H)

3 months

SEBI order against M/s.Mackertich Consultancy Services Private Limited

12-Dec-2008

SEBI vide its order no. WTM/TCN/82/IVD2/DEC/08 dated December 12, 2008 has restrained M/s.Mackertich Consultancy Services Private Limited (PAN – AABCM5680Q), from accessing the securities market and has prohibited it from buying, selling or dealing or associating with the securities market in any manner whatsoever for a period of 15 days with immediate effect.

Section 19 of SEBI Act, 1992 read with Section 11 and 11 B of SEBI Act, 1992

M/s.Mackertich Consultancy Services Private Limited (PAN – AABCM5680Q)

15 days

SEBI order against Apex Enterprises (India) Ltd. in the matter of SAB TV

12-Dec-2008

SEBI vide its order no. WTM/TCN/78/IVD4/DEC/08 dated December 12, 2008 has restrained Apex Enterprises (India) Ltd., in the matter of Sri Adhikari Brothers Television Network Ltd. (SAB TV), from dealing in securities directly and indirectly for a period of 1 month

Section 19 of SEBI Act, 1992 read with Section 11 and 11 B of SEBI Act, 1992, read with PFUTP Regulations, 1995/2003.

Apex Enterprises (India) Ltd

1 month

SEBI order against various entities in the matter of Soundcraft Industries Limited

12-Dec-2008

SEBI vide its order no.s WTM/TCN/91/IVD3/DEC/08, WTM/TCN/92/ID3/DEC/2008 & WTM/TCN/93/ID3/DEC/2008 dated December 12, 2008 has debarred the following individuals/entities from accessing the securities market and prohibited them from buying, selling or dealing in securities, either directly or indirectly, in the matter of Soundcraft Industries Limited

1.       Shri Rajkumar Chainrai Basantani

2.       Panna Agrofine Pvt.Ltd (PAN – AAACP6160H)

3.       Jaitra Estate Developers Pvt. Ltd. (PAN – AAACJ2532P)

4.       Born Free Finance Pvt. Ltd. (PAN – AAABCB5127B)

5.       Bharat H Jain (DP ID IN301071 BO  ID 80013178)

6.       M/s.Jain Investment (Prop.Ramila Jain) DP ID IN 301071 BO ID 10055765

7.       Asmita R Shah (DP ID IN 300095 BO ID 10630356)

8.       AMS Finance & Securities Ltd. (PAN – AAACA6746Q)

 

Section 19 read with Section 11 and 11 B of SEBI Act, 1992, read with Regulation of the SEBI (Prohibition of Fraudulent & Unfair Trade Practices relating to the Securities Market) Regulations, 2003

1.       Shri Rajkumar Chainrai Basantani

2.       Panna Agrofine Pvt.Ltd (PAN – AAACP6160H)

3.       Jaitra Estate Developers Pvt. Ltd. (PAN – AAACJ2532P)

4.       Born Free Finance Pvt. Ltd. (PAN – AAABCB5127B)

5.       Bharat H Jain (DP ID IN301071 BO  ID 80013178)

6.       M/s.Jain Investment (Prop.Ramila Jain) DP ID IN 301071 BO ID 10055765

7.       Asmita R Shah (DP ID IN 300095 BO ID 10630356)

8.       AMS Finance & Securities Ltd. (PAN – AAACA6746Q)

 

5 years

 

6 months

 

 

6 months

 

 

 

6 months

 

 

6 months

 

 

6 months

 

 

 

 

6 months

 

 

6 months

 

SEBI consent order of Infinity.Com Stock Broking Private Limited in the matter of Greenfield Trading & Finance Limited

28-Nov-2008

SEBI vide its consent order no.CO/ID3/400/113/2008 dated November 28, 2008 has ordered that the applicant Infinity.Com Stock Broking Private Limited (PAN – AAACA4758L and Broker Regn. no. INB 010926432), in the matter of Greenfield Trading & Finance Limited, shall not buy, sell or deal in securities directly or indirectly for a period of one year from date of the order

Section 11B and 11(4) of the SEBI Act, 1992

Infinity.Com Stock Broking Private Limited PAN – AAACA4758L Broker Regn. no. - INB 010926432

1 year

SEBI order against Shri Ashish Kaushikbhai Shah in the matter of M/s Somani Cement Company Ltd

24-Nov-2008

SEBI vide its order no.WTM/MSS/IVD/110/08 dated November 24, 2008 has restrained Shri Ashish Kaushikbhai Shah (PAN – ASCPS1113J), in the matter of dealings in the shares of M/s Somani Cement Company Ltd., from buying, selling and dealing in securities in whatsoever manner or accessing the securities market directly or indirectly in any manner for a period of five years

Section 19 read with Sections 11 (4) and 11B of the SEBI Act, 1992 and Regulation 44 of the SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 1997.

Shir Ashish Kaushikbhai Shah

(PAN – ASCPS1113J)

5 years

SEBI Consent Order For Smt.Harsha S Jhaveri In The Matter Of Oasis Media Matrix Ltd.

 

14-Nov-2008

SEBI vide its Consent Order no.CO/IVD-6/1084/103/2008 dated November 14, 2008 has ordered that the applicant Smt.Harsha S Jhaveri (PAN – AAUPJ8953B) shall not buy, sell or deal in securities in any manner whatsoever or access securities market directly or indirectly for a period of 2 years from the date of order.  It is also ordered that the applicant shall pay Rs.2,00,000/- (Rupees two lakh only) towards settlement charges.

Section 11B of SEBI Act, 1992 and Regulation 4 (a) to (d) of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securiites Market) Regulations, 1995.

Harsha S Jhaveri   (PAN – AAUPJ8953B)

2 years

Sebi Order Against Various Entities In The Matter Of Manna Glass Tech Industries Limited

23-Oct-2008

SEBI has passed orders no. WTM/TCN/59/IVD 2/Oct/08, WTM/TCN/60/IVD/Oct/08 and WTM/TCN/61/IVD2/Oct/08 dated October 23, 2008 against the following entities and have restrained them from accessing the securities market and prohibited from buying, selling or otherwise dealing in securities in any manner whatsoever, whether directly or indirectly –

1.       Shri Minesh Patel (Proprietor - Miral Financial Consultancy) for 1 year

2.       Shri Piyush Jhaveri (Proprietor - Shri Parshwa Finance) for 1 year

3.       Shri. Tushar A Majmudar for 3 years

4.       Smt Rena A Majmudar for 3 years

5.       Smt Rima T. Majmudar for 3 years

 

Sections 11 and 11 B read with Section 19 of the SEBI Act, 1992 and Regulation

11 of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to

Securities Market) Regulations, 1995 further read with relevant provisions of

SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities

Market) Regulations, 2003

 

1.       Shri Minesh Patel (Proprietor - Miral Financial Consultancy)

2.       Shri Piyush Jhaveri (Proprietor - Shri Parshwa Finance)