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Report of Redressal of Complaints lodged by clients against Trading Members (TMs) during 2015-16

Last updated on 31-Aug-2019

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Total number of active clients for all the stock brokers of the exchange 5169963
Percentage of total number of complaints received as against total number of active clients for all the stock brokers of the exchange 0.09
Percentage of total number of complaints redressed as against total number of complaints received (Overall market redressal rate) 100
SN NAME OF THE TM DEFAULTER (YES/NO) UCC OF ACTIVE CLIENTS NO. OF COMPLAINTS RECEIVED AGAINST TM* RESOLVED THROUGH EXCHANGE/ IGRC NON ACTIONABLE** ADVISED / OPTED FOR ARBITRATION PENDING FOR REDRESSAL WITH EXCHANGE PERCENTAGE OF NUMBER OF COMPLAINTS RECEIVED AS AGAINST NUMBER OF ACTIVE CLIENTS PERCENTAGE OF NUMBER OF COMPLAINTS RESOLVED AS AGAINST NUMBER OF COMPLAINTS RECEIVED NO. OF ARBITRATION FILED BY CLIENTS DECIDED BY THE ARBITRATORS DECIDED BY ARBITRATORS IN FAVOUR OF CLIENTS PENDING FOR REDRESSAL WITH ARBITRATORS
1 ORION CAPITAL AND DEBT MARKET Yes(Expelled) 1489 502 84 416 2 0 33.71 100 5 5 2 0
2 BMA WEALTH CREATORS LIMITED No 32400 287 285 0 2 0 0.88 100 27 26 11 1
3 ANGEL BROKING PRIVATE LIMITED No 170808 279 278 0 1 0 0.16 100 18 16 9 2
4 INDIA INFOLINE LTD. No 262930 238 238 0 0 0 0.09 100 10 10 4 0
5 KARVY STOCK BROKING LTD. No 166923 191 190 0 1 0 0.11 100 23 21 7 2
6 MOONGIPA INVESTMENTS LIMITED Yes(Expelled) 86 159 60 98 1 0 184.88 100 3 3 3 0
7 SHAREKHAN LTD. No 335843 159 159 0 0 0 0.04 100 11 9 1 2
8 ICICI SECURITIES LIMITED No 560438 153 153 0 0 0 0.02 100 3 2 1 1
9 KOTAK SECURITIES LTD. No 246945 140 139 0 1 0 0.05 100 5 4 1 1
10 EDELWEISS BROKING LIMITED No 77459 125 125 0 0 0 0.16 100 4 4 0 0
11 MOTILAL OSWAL SECURITIES LTD. No 165844 116 115 0 1 0 0.06 100 2 2 0 0
12 RELIGARE SECURITIES LTD. No 120282 109 109 0 0 0 0.09 100 8 7 3 1
13 NIRMAL BANG SECURITIES PVT. LTD. No 61362 108 107 0 1 0 0.17 100 19 14 6 5
14 KASSA FINVEST PRIVATE LIMITED Yes(Expelled) - 101 5 96 0 0 - 100 0 0 0 0
15 SMC GLOBAL SECURITIES LTD. No 64231 86 84 0 2 0 0.13 100 9 7 3 2
16 LKP SECURITIES LTD. No 21643 85 85 0 0 0 0.39 100 10 9 4 1
17 SBICAP SECURITIES LIMITED No 125828 78 78 0 0 0 0.06 100 1 1 0 0
18 HDFC SECURITIES LTD. No 408059 75 75 0 0 0 0.01 100 2 1 0 1
19 INDIABULLS VENTURES LTD. No 38553 60 59 0 1 0 0.15 100 2 1 0 1
20 RELIANCE SECURITIES LIMITED No 97390 57 57 0 0 0 0.05 100 4 2 0 2
21 VENTURA SECURITIES LTD. No 59228 56 56 0 0 0 0.09 100 2 2 1 0
22 ANAND RATHI SHARE AND STOCK BROKERS LIMITED No 58264 51 51 0 0 0 0.08 100 4 4 0 0
23 ADITYA BIRLA MONEY LIMITED No 39497 45 45 0 0 0 0.11 100 2 2 0 0
24 GLOBE CAPITAL MARKET LIMITED No 19352 36 36 0 0 0 0.18 100 1 1 0 0
25 TRADEBULLS SECURITIES (P) LTD. No 22673 34 34 0 0 0 0.14 100 1 1 0 0
26 BONANZA PORTFOLIO LTD. No 33606 34 34 0 0 0 0.1 100 4 3 3 1
27 GEOJIT BNP PARIBAS FINANCIAL SERVICES LIMITED No 177397 32 32 0 0 0 0.01 100 7 6 3 1
28 C.D. EQUISEARCH PVT. LTD No 7089 29 28 0 1 0 0.4 100 1 1 0 0
29 AXIS SECURITIES LIMITED No 184325 29 29 0 0 0 0.01 100 3 3 1 0
30 UNICON SECURITIES PVT. LTD. Yes(Expelled) - 29 5 24 0 0 - 100 - - - -
31 SWASTIKA INVESTMART LIMITED No 16035 29 28 0 1 0 0.18 100 2 2 1 0
32 NETWORTH STOCK BROKING LTD. No 30544 29 29 0 0 0 0.09 100 2 2 1 0
33 INTEGRATED ENTERPRISES (INDIA) LIMITED No 33393 28 28 0 0 0 0.08 100 4 3 2 1
34 BANSAL FINSTOCK PRIVATE LIMITED No 5065 26 26 0 0 0 0.51 100 4 4 2 0
35 ZERODHA No 61970 25 25 0 0 0 0.04 100 - - - -
36 FAIRWEALTH SECURITIES LIMITED No 8888 25 25 0 0 0 0.28 100 1 1 0 0
37 TRUSTLINE SECURITIES LIMITED No 15311 24 24 0 0 0 0.15 100 2 2 1 0
38 AMRAPALI AADYA TRADING & INVESTMENT PRIVATE LIMITED No 5165 23 23 0 0 0 0.44 100 3 1 1 2
39 ALICE BLUE SECURITIES No 4317 22 22 0 0 0 0.5 100 1 1 0 0
40 IDBI CAPITAL MARKET SERVICES LTD. No 21376 22 22 0 0 0 0.1 100 - - - -
41 ARCADIA SHARE & STOCK BROKERS PRIVATE LIMITED No 11404 21 21 0 0 0 0.18 100 2 2 0 0
42 INTIME EQUITIES LIMITED No 8823 20 20 0 0 0 0.22 100 1 1 1 0
43 MASTER CAPITAL SERVICES LIMITED No 32003 19 19 0 0 0 0.05 100 1 1 1 0
44 SHRIRAM INSIGHT SHARE BROKERS LIMITED No 29119 18 18 0 0 0 0.06 100 1 1 1 0
45 MAX PLANWEALTH SECURITIES LIMITED No - 18 18 0 0 0 - 100 0 0 0 0
46 GUINESS SECURITIES LIMITED No 9164 17 17 0 0 0 0.18 100 2 2 0 0
47 WAY2WEALTH BROKERS PRIVATE LIMITED No 15355 15 15 0 0 0 0.09 100 1 1 0 0
48 STOCK HOLDING CORPORATION OF INDIA LTD No - 15 15 0 0 0 - 100 - - - -
49 EDELWEISS SECURITIES LIMITED No 1281 15 15 0 0 0 1.17 100 - - - -
50 ALANKIT ASSIGNMENTS LTD. No 16666 15 15 0 0 0 0.09 100 1 1 1 0
51 FIN BRAINS SECURITIES (INDIA) LTD. Yes(Expelled) - 14 11 3 0 0 - 100 0 0 0 0
52 DREAMS BROKING PRIVATE LIMITED No - 14 14 0 0 0 - 100 - - - -
53 EDELWEISS FINANCIAL ADVISORS LIMITED No - 13 13 0 0 0 - 100 0 0 0 0
54 WEALTH MANTRA LIMITED No 3209 13 13 0 0 0 0.4 100 - - - -
55 KAYNET FINANCE LIMITED No 2908 13 13 0 0 0 0.44 100 1 0 0 1
56 DESTIMONEY SECURITIES PRIVATE LIMITED No 6519 13 13 0 0 0 0.19 100 2 2 0 0
57 ATS SHARE BROKERS PRIVATE LIMITED No 4286 13 13 0 0 0 0.3 100 2 2 2 0
58 JM FINANCIAL SERVICES LIMITED No 28292 12 12 0 0 0 0.04 100 - - - -
59 EXPONENTIAL FINANCIAL SERVICES PRIVATE LIMITED NO 1007 12 12 0 0 0 1.19 100 - - - -
60 STANDARD CHARTERED SECURITIES (INDIA) LIMITED No 8797 12 12 0 0 0 0.13 100 - - - -
61 SW CAPITAL PRIVATE LIMITED No 3666 11 11 0 0 0 0.3 100 - - - -
62 RKSV SECURITIES INDIA PRIVATE LIMITED No 10622 10 10 0 0 0 0.09 100 - - - -
63 SATCO CAPITAL MARKETS LIMITED No 3273 10 10 0 0 0 0.3 100 - - - -
64 HEDGE EQUITIES LIMITED No 7912 9 9 0 0 0 0.11 100 2 2 0 0
65 EMKAY GLOBAL FINANCIAL SERVICES LIMITED No 13740 9 9 0 0 0 0.06 100 0 0 0 0
66 PACE STOCK BROKING SERVICES PRIVATE LIMITED No 6878 9 9 0 0 0 0.13 100 - - - -
67 RR EQUITY BROKERS PVT. LTD. No 1803 9 9 0 0 0 0.49 100 - - - -
68 SAMCO SECURITIES LIMITED No 8256 8 8 0 0 0 0.09 100 - - - -
69 SUSHIL FINANCIAL SERVICES PRIVATE LIMITED No 18802 8 8 0 0 0 0.04 100 - - - -
70 PHILLIPCAPITAL (INDIA) PVT. LTD No 9540 8 8 0 0 0 0.08 100 1 0 0 1
71 TR CAPITAL LIMITED No 1162 8 8 0 0 0 0.68 100 - - - -
72 BERKELEY SECURITIES LIMITED No 1129 8 8 0 0 0 0.7 100 - - - -
73 LSE SECURITIES LIMITED No 6763 8 8 0 0 0 0.11 100 - - - -
74 ZERODHA SECURITIES PRIVATE LIMITED No - 8 8 0 0 0 - 100 - - - -
75 MANSUKH SECURITIES & FINANCE LIMITED No 7901 8 8 0 0 0 0.1 100 1 0 0 1
76 R K GLOBAL SHARES & SECURITIES LIMITED No 9815 8 8 0 0 0 0.08 100 0 0 0 0
77 SOUTH ASIAN STOCKS LTD. No 6436 8 8 0 0 0 0.12 100 - - - -
78 MONEYPLEX SECURITIES PRIVATE LIMITED No 236 8 8 0 0 0 3.38 100 - - - -
79 IFCI FINANCIAL SERVICES LIMITED No 6080 7 7 0 0 0 0.11 100 0 0 0 0
80 ADROIT FINANCIAL SERVICES PRIVATE LIMITED No 8115 7 7 0 0 0 0.08 100 1 0 0 1
81 ISE SECURITIES & SERVICES LIMITED No 12207 7 7 0 0 0 0.05 100 - - - -
82 CONSORTIUM SECURITIES PRIVATE LTD. No 5467 7 7 0 0 0 0.12 100 2 0 0 2
83 KUMAR SHARE BROKERS LTD. No 869 7 7 0 0 0 0.8 100 - - - -
84 KARUNA FINANCIAL SERVICES PVT. LTD No 1221 7 7 0 0 0 0.57 100 2 2 0 0
85 PEERLESS SECURITIES LIMITED No 5792 6 5 0 1 0 0.1 100 - - - -
86 ABHIPRA CAPITAL LTD. No 2968 6 6 0 0 0 0.2 100 - - - -
87 RAGHUNANDAN CAPITAL PRIVATE LIMITED No 1645 6 6 0 0 0 0.36 100 1 0 0 1
88 NORD FOREX INDIA PVT. LTD. No 46 6 6 0 0 0 13.04 100 - - - -
89 SSJ FINANCE & SECURITIES PVT. LTD. No 7904 6 6 0 0 0 0.07 100 - - - -
90 CLICK2TRADE CAPITAL LIMITED Yes(Expelled) - 6 0 6 0 0 - 100 1 1 1 0
91 SKI CAPITAL SERVICES LTD. No 1207 6 6 0 0 0 0.49 100 - - - -
92 HDFC BANK LTD. No - 6 6 0 0 0 - 100 - - - -
93 JAINAM SHARE CONSULTANTS PRIVATE LIMITED No 14344 6 6 0 0 0 0.04 100 1 1 0 0
94 FIRST GLOBAL STOCKBROKING PVT.LTD. No 390 5 5 0 0 0 1.28 100 - - - -
95 MATALIA STOCK BROKING PVT. LTD. No 5033 5 5 0 0 0 0.09 100 - - - -
96 VGP PORTFOLIO No 964 5 5 0 0 0 0.51 100 - - - -
97 VNS FINANCE & CAPITAL SERVICES LTD. No 9644 5 5 0 0 0 0.05 100 - - - -
98 ACUMEN CAPITAL MARKET (INDIA) LTD No 4344 5 5 0 0 0 0.11 100 - - - -
99 VERTEX SECURITIES LTD. No 3458 5 5 0 0 0 0.14 100 1 1 0 0
100 BEZEL STOCK BROKERS PRIVATE LIMITED No 1138 5 5 0 0 0 0.43 100 - - - -
101 PRRSAAR No 350 5 5 0 0 0 1.42 100 - - - -
102 AXIS CAPITAL LIMITED No 419 5 5 0 0 0 1.19 100 - - - -
103 NINE STAR BROKING PRIVATE LIMITED No 4186 5 5 0 0 0 0.11 100 - - - -
104 NG RATHI INVESTRADES PRIVATED LIMITED No 2430 5 5 0 0 0 0.2 100 - - - -
105 ASHIKA STOCK BROKING LTD. No 13583 5 5 0 0 0 0.03 100 - - - -
106 ALTINA SECURITIES PVT. LTD No 353 4 4 0 0 0 1.13 100 - - - -
107 MNS SECURITIES LTD. No - 4 4 0 0 0 - 100 - - - -
108 ASIT C MEHTA INVESTMENT INTERRMEDIATES LTD. No 20077 4 4 0 0 0 0.01 100 - - - -
109 PRABHUDAS LILLADHER PVT. LTD. No 12369 4 3 0 1 0 0.03 100 1 0 0 1
110 ICICI WEB TRADE LTD No - 4 4 0 0 0 - 100 - - - -
111 EUREKA STOCK & SHARE BROKING SERVICES LIMITED No 18162 4 4 0 0 0 0.02 100 - - - -
112 SHREE BAHUBALI INTERNATIONAL LTD. No 8238 4 4 0 0 0 0.04 100 - - - -
113 ORION STOCKS LIMITED No 3 4 4 0 0 0 133.33 100 - - - -
114 PRUDENT BROKING SERVICES PRIVATE LIMITED No 6945 4 4 0 0 0 0.05 100 - - - -
115 CHOICE EQUITY BROKING PRIVATE LIMITED No 3360 4 4 0 0 0 0.11 100 - - - -
116 BURGEON SECURITIES No 8 4 3 0 1 0 50 100 - - - -
117 KOTAK MAHINDRA BANK LTD. No 1 4 4 0 0 0 400 100 - - - -
118 MPSE SECURITIES LIMITED No 3037 4 4 0 0 0 0.13 100 - - - -
119 SHRI PARASRAM HOLDINGS PVT. LTD. No 22707 4 4 0 0 0 0.01 100 - - - -
120 ARIHANT CAPITAL MARKETS LIMITED No 18015 4 4 0 0 0 0.02 100 2 2 0 0
121 MARWADI SHARES AND FINANCE LIMITED No 33442 4 4 0 0 0 0.01 100 - - - -
122 INDIA ADVANTAGE SECURITIES PRIVATE LIMITED No 2881 4 4 0 0 0 0.13 100 - - - -
123 MONARCH PROJECT & FINMARKETS LIMITED No 14526 3 3 0 0 0 0.02 100 - - - -
124 BGSE FINANCIALS LIMITED No 11049 3 3 0 0 0 0.02 100 - - - -
125 JUST TRADE SECURITIES LIMITED No 2713 3 3 0 0 0 0.11 100 - - - -
126 INDIANIVESH SECURITIES PVT. LTD. No 8276 3 3 0 0 0 0.03 100 - - - -
127 WELLINDIA SECURITIES LIMITED No 737 3 3 0 0 0 0.4 100 - - - -
128 URJA INVESTMENT PVT. LTD. No 699 3 3 0 0 0 0.42 100 2 2 0 0
129 ALKA SECURITIES LTD No - 3 1 2 0 0 - 100 0 0 0 0
130 ACTION FINANCIAL SERVICES (INDIA) LIMITED No 550 3 3 0 0 0 0.54 100 - - - -
131 ORTEM SECURITIES LIMITED No 1762 3 3 0 0 0 0.17 100 - - - -
132 VEDIKA SECURITIES (P) LTD No 736 3 3 0 0 0 0.4 100 - - - -
133 COIMBATORE CAPITAL LIMITED No 6530 3 3 0 0 0 0.04 100 - - - -
134 DJS STOCK AND SHARES LTD. No 36 3 3 0 0 0 8.33 100 - - - -
135 MUTHOOT SECURITIES LTD. No 5481 3 3 0 0 0 0.05 100 1 1 0 0
136 BOB CAPITAL MARKETS LIMITED No 706 3 3 0 0 0 0.42 100 - - - -
137 INDIABULLS BROKERAGE LIMITED No - 3 3 0 0 0 - 100 0 0 0 0
138 I VENTURES CAPITAL PRIVATE LIMITED No 416 3 3 0 0 0 0.72 100 - - - -
139 GREENBUCKS SECURITIES PRIVATE LIMITED No 1375 3 3 0 0 0 0.21 100 1 1 0 0
140 SRM SECURITIES PRIVATE LIMITED No 21 3 3 0 0 0 14.28 100 - - - -
141 SKUNG TRADELINK LIMITED No 797 3 3 0 0 0 0.37 100 - - - -
142 ROYAL INTERNATIONAL SHARES PRIVATE LIMITED No - 3 3 0 0 0 - 100 3 3 3 0
143 FORTUNE CAPITAL SERVICES PRIVATE LIMITED No 1911 3 3 0 0 0 0.15 100 - - - -
144 VACHANA INVESTMENTS PRIVATE LIMITED No 665 3 3 0 0 0 0.45 100 - - - -
145 SYSTEMATIX SHARES & STOCKS (INDIA) LTD. No 4197 3 3 0 0 0 0.07 100 - - - -
146 ASTHA CREDIT & SECURITIES (P) LTD No 2512 3 3 0 0 0 0.11 100 - - - -
147 BEST BULL STOCK TRADING No 577 3 3 0 0 0 0.51 100 - - - -
148 COMPOSITE SECURITIES LTD. No 1094 3 3 0 0 0 0.27 100 - - - -
149 SPFL SECURITIES LIMITED No 5170 3 3 0 0 0 0.05 100 - - - -
150 INDIRA SECURITIES PRIVATE LIMITED No 4025 3 3 0 0 0 0.07 100 1 1 0 0
151 NAVIA MARKETS LTD. No 4141 3 3 0 0 0 0.07 100 - - - -
152 ORIENT CAPITAL MARKETS PVT.LTD. No - 3 3 0 0 0 - 100 - - - -
153 DBFS SECURITIES LIMITED No 8708 3 3 0 0 0 0.03 100 0 0 0 0
154 FINCAP PORTFOLIO LIMITED No 91 3 3 0 0 0 3.29 100 - - - -
155 SKP SECURITIES LTD. No 3273 3 3 0 0 0 0.09 100 - - - -
156 KEYNOTE CAPITALS LTD. No 237 3 3 0 0 0 1.26 100 1 1 1 0
157 UBS SECURITIES INDIA PVT. LTD. No 226 3 3 0 0 0 1.32 100 - - - -
158 SAMRIDHI STOCKS PVT. LTD. No 70 3 3 0 0 0 4.28 100 - - - -
159 AXIS CAPITAL MARKET (INDIA) LIMITED No - 2 2 0 0 0 - 100 - - - -
160 CREATIVE GLOBAL STOCK BROKING PRIVATE LIMITED No 5 2 2 0 0 0 40 100 - - - -
161 BNK SECURITIES PVT.LTD. No 145 2 2 0 0 0 1.37 100 - - - -
162 KANTILAL CHHAGANLAL SECURITIES PRIVATE LIMITED No 2320 2 2 0 0 0 0.08 100 - - - -
163 MARKET CREATORS LIMITED No 2561 2 2 0 0 0 0.07 100 1 0 0 1
164 LAKSHMISHREE INVESTMENT & SECURITIES PVT. LTD. No 3563 2 2 0 0 0 0.05 100 - - - -
165 TATA SECURITIES LIMITED No 5820 2 2 0 0 0 0.03 100 - - - -
166 ANAND RATHI FINANCIAL SERVICES LIMITED No - 2 2 0 0 0 - 100 - - - -
167 INTERACTIVE BROKERS (INDIA) PRIVATE LIMITED No 366 2 2 0 0 0 0.54 100 - - - -
168 KALPATARU MULTIPLIER LTD. No 1505 2 2 0 0 0 0.13 100 - - - -
169 KARMIC STOCK BROKING PRIVATE LIMITED No 299 2 2 0 0 0 0.66 100 - - - -
170 DIVYA PORTFOLIO PRIVATE LIMITED No 250 2 2 0 0 0 0.8 100 - - - -
171 MEHTA EQUITIES LIMITED No 1175 2 2 0 0 0 0.17 100 - - - -
172 SODHANI SECURITIES LTD. No 127 2 2 0 0 0 1.57 100 - - - -
173 SYKES & RAY EQUITIES (I) LTD. No 5562 2 2 0 0 0 0.03 100 - - - -
174 INDITRADE CAPITAL LIMITED No 10697 2 2 0 0 0 0.01 100 - - - -
175 INDBANK MERCHANT BANKING SERVICES LTD. No 5457 2 2 0 0 0 0.03 100 - - - -
176 JM FINANCIAL SECURITIES PVT.LTD. No - 2 2 0 0 0 - 100 - - - -
177 ITI SECURITIES LIMITED No - 2 2 0 0 0 - 100 - - - -
178 SUNIDHI SECURITIES & FINANCE LIMITED No 5179 2 2 0 0 0 0.03 100 - - - -
179 KIFS SECURITIES PRIVATE LIMITED No 11352 2 2 0 0 0 0.01 100 - - - -
180 JHAVERI SECURITIES LIMITED No 20040 2 2 0 0 0 0 100 1 1 0 0
181 JOINDRE CAPITAL SERVICES LTD No 4003 2 2 0 0 0 0.04 100 - - - -
182 BALJIT SECURITIES PVT. LTD. No 1449 2 2 0 0 0 0.13 100 - - - -
183 KORP SECURITIES LTD No 28 2 2 0 0 0 7.14 100 - - - -
184 SRI BHEEMESWARA SECURITIES (P) LTD No 52 2 2 0 0 0 3.84 100 - - - -
185 SHILPA STOCK BROKER PRIVATE LIMITED No 2496 2 2 0 0 0 0.08 100 - - - -
186 TRANSGLOBAL SECURITIES LTD. No 1 2 2 0 0 0 200 100 - - - -
187 CAPSTOCKS & SECURITIES (INDIA) PRIVATE LIMITED No 7117 2 2 0 0 0 0.02 100 - - - -
188 ROONGTA RISING STOCK PRIVATE LIMITED No 629 2 2 0 0 0 0.31 100 - - - -
189 ANGEL SECURITIES LTD No 19 2 2 0 0 0 10.52 100 - - - -
190 NIRMAL BANG EQUITIES PRIVATE LIMITED No 57 2 2 0 0 0 3.5 100 - - - -
191 CSE CAPITAL MARKETS PRIVATE LIMITED No - 2 2 0 0 0 - 100 - - - -
192 SUNFLOWER BROKING PVT. LTD. No 1240 2 2 0 0 0 0.16 100 - - - -
193 ASHLAR SECURITIES PRIVATE LIMITED No 2271 2 2 0 0 0 0.08 100 - - - -
194 VISHWAS FINCAP SERVICES PRIVATE LIMITED No 574 2 2 0 0 0 0.34 100 1 1 0 0
195 MAXGROWTH CAPITAL PRIVATE LIMITED No 906 2 2 0 0 0 0.22 100 - - - -
196 MAYUR SHARE BROKING PVT. LTD. NO - 2 2 0 0 0 - 100 - - - -
197 FRR SHARES AND SECURITIES LIMITED No 2517 2 2 0 0 0 0.07 100 - - - -
198 ACHIIEVERS EQUITIES LIMITED No 1489 2 2 0 0 0 0.13 100 - - - -
199 AMBALAL SHARES & STOCKS PRIVATE LIMITED NO 2934 2 2 0 0 0 0.06 100 - - - -
200 BADJATE STOCK AND SHARES PRIVATE LIMITED No 1021 2 2 0 0 0 0.19 100 - - - -
201 YES SECURITIES (INDIA) LIMITED NO 4302 2 2 0 0 0 0.04 100 - - - -
202 ICICI SECURITIES PRIMARY DEALERSHIP LIMITED No 1 2 2 0 0 0 200 100 - - - -
203 ALMONDZ GLOBAL SECURITIES LTD. No 1782 2 2 0 0 0 0.11 100 - - - -
204 MERITS CAPITAL MARKET SERVICES PVT. LTD. No 866 2 2 0 0 0 0.23 100 - - - -
205 PAN SECURITIES LIMITED No 114 2 2 0 0 0 1.75 100 - - - -
206 ANUGRAH STOCK & BROKING PVT. LTD. No 4127 2 2 0 0 0 0.04 100 0 0 0 0
207 PUG SECURITIES PRIVATE LIMITED No 110 2 2 0 0 0 1.81 100 - - - -
208 ANS PVT. LTD. No 4049 2 2 0 0 0 0.04 100 - - - -
209 FAIR INTERMEDIATE INVESTMENTS PVT. LTD. No 1880 2 2 0 0 0 0.1 100 1 0 0 1
210 MICROSEC CAPITAL LIMITED No 6483 2 2 0 0 0 0.03 100 - - - -
211 SAS BROKING PRIVATE LIMITED No 256 2 2 0 0 0 0.78 100 - - - -
212 ENRICH FIN & SECURITIES LTD. No 56 2 2 0 0 0 3.57 100 0 0 0 0
213 INDIAN FINANCE GUARANTY LTD. No - 2 2 0 0 0 - 100 - - - -
214 INTEGRATED MASTER SECURITIES PVT. LTD. No 2540 2 2 0 0 0 0.07 100 - - - -
215 STEEL CITY SECURITIES LTD. No 14323 2 1 0 1 0 0.01 100 - - - -
216 REFLECTION INVESTMENTS No 174 2 2 0 0 0 1.14 100 - - - -
217 SUGAL & DAMANI SHARE BROKERS LIMITED No 2611 2 2 0 0 0 0.07 100 - - - -
218 PEE AAR SECURITIES LIMITED No 1149 2 2 0 0 0 0.17 100 - - - -
219 MANUBHAI MANGALDAS SECURITIES PVT. LTD. No 2602 2 2 0 0 0 0.07 100 - - - -
220 HSE SECURITIES LTD. No 2783 2 2 0 0 0 0.07 100 - - - -
221 B N RATHI SECURITIES LIMITED No 6077 2 2 0 0 0 0.03 100 - - - -
222 ASE CAPITAL MARKETS LTD. No 8010 1 1 0 0 0 0.01 100 - - - -
223 CORUM SECURITIES PVT. LTD. NO 112 1 1 0 0 0 0.89 100 - - - -
224 ITI FINANCIAL SERVICES LTD. No 2080 1 1 0 0 0 0.04 100 - - - -
225 EASTERN FINANCIERS LTD No 2477 1 1 0 0 0 0.04 100 - - - -
226 PRL STOCK & SHARE BROKERS PVT. LTD. No 580 1 1 0 0 0 0.17 100 - - - -
227 KUNVARJI FINSTOCK PVT. LTD. No 4821 1 1 0 0 0 0.02 100 - - - -
228 BHARAT RASAYAN FINANCE LTD No - 1 1 0 0 0 - 100 - - - -
229 ELITE WEALTH ADVISORS LIMITED No 4852 1 1 0 0 0 0.02 100 - - - -
230 GOGIA CAPITAL SERVICES LIMITED No 1643 1 1 0 0 0 0.06 100 - - - -
231 DOOGAR & ASSOCIATES SECURITIES LTD. NO 189 1 1 0 0 0 0.52 100 - - - -
232 INTEGRATED CAPITAL SERVICES LTD. No - 1 1 0 0 0 - 100 - - - -
233 M G CAPITAL SERVICES LTD. No - 1 1 0 0 0 - 100 - - - -
234 MULTIPLEX CAPITAL LTD. No 1726 1 1 0 0 0 0.05 100 - - - -
235 GOLDSTREET SECURITIES LIMITED No 36 1 1 0 0 0 2.77 100 1 0 0 1
236 R G SHARE BROKERS LTD. NO 99 1 1 0 0 0 1.01 100 - - - -
237 TIME CAPITAL LTD. No 138 1 1 0 0 0 0.72 100 - - - -
238 VIVEK FINANCIAL FOCUS LTD. NO 2266 1 1 0 0 0 0.04 100 - - - -
239 VOGUE COMMERCIAL COMPANY LIMITED No 3122 1 1 0 0 0 0.03 100 - - - -
240 FORTUNES EQUITIES LTD. No - 1 1 0 0 0 - 100 - - - -
241 PCS SECURITIES LTD. No 9946 1 1 0 0 0 0.01 100 - - - -
242 EXCLUSIVE SECURITIES LTD. No 3715 1 1 0 0 0 0.02 100 - - - -
243 INDO THAI SECURITIES LTD. No 965 1 1 0 0 0 0.1 100 1 1 0 0
244 CHOLAMANDALAM SECURITIES LIMITED No 4597 1 1 0 0 0 0.02 100 - - - -
245 GEMS EQUITIES & SECURITIES PVT. LTD. No - 1 1 0 0 0 - 100 - - - -
246 PATERSON SECURITIES PRIVATE LIMITED No 1397 1 1 0 0 0 0.07 100 - - - -
247 RELIABLE STOCKS & SHARES (INDIA) LTD. No 666 1 1 0 0 0 0.15 100 - - - -
248 SHREYAS STOCKS PRIVATE LIMITED No - 1 1 0 0 0 - 100 - - - -
249 MANGAL KESHAV SECURITIES LTD. No 6273 1 1 0 0 0 0.01 100 - - - -
250 COMPUACTION FINANCIAL SERVICES PVT. LTD. No 99 1 1 0 0 0 1.01 100 0 0 0 0
251 OPG SECURITIES PVT. LTD. No 19 1 1 0 0 0 5.26 100 - - - -
252 INDOVISION SECURITIES LIMITED No 1161 1 1 0 0 0 0.08 100 - - - -
253 SURESH RATHI SECURITIES PRIVATE LIMITED No 9929 1 1 0 0 0 0.01 100 - - - -
254 IL&FS SECURITIES SERVICES LIMITED No - 1 1 0 0 0 - 100 - - - -
255 EDELWEISS CAPITAL LTD. No - 1 1 0 0 0 - 100 - - - -
256 BANSAL SHAREVEST SERVICES LTD No 1 1 1 0 0 0 100 100 - - - -
257 BASANT SHARE AND STOCK BROKING PVT. LTD. No - 1 1 0 0 0 - 100 - - - -
258 ICICI BANK LTD. No 5 1 1 0 0 0 20 100 - - - -
259 GEPL CAPITAL PRIVATE LIMITED No 5924 1 1 0 0 0 0.01 100 0 0 0 0
260 BP EQUITIES PRIVATE LIMITED NO 5235 1 1 0 0 0 0.01 100 - - - -
261 CITIGROUP GLOBAL MARKETS INDIA PVT. LTD. NO 2981 1 1 0 0 0 0.03 100 - - - -
262 NORTHEAST BROKING SERVICES LTD. No 2045 1 1 0 0 0 0.04 100 - - - -
263 COCHIN STOCK BROKERS LTD. No 3152 1 1 0 0 0 0.03 100 - - - -
264 INTELLECT STOCK BROKING LIMITED No 405 1 1 0 0 0 0.24 100 - - - -
265 RELIGARE CAPITAL MARKETS LIMITED No 113 1 1 0 0 0 0.88 100 - - - -
266 QUANT SECURITIES PRIVATE LIMITED No 8 1 1 0 0 0 12.5 100 - - - -
267 BHAIJEE PORTFOLIO LIMITED No 300 1 1 0 0 0 0.33 100 - - - -
268 FORTUNE CAPITAL SERVICES No 2 1 1 0 0 0 50 100 - - - -
269 SIC STOCKS & SERVICES PRIVATE LIMITED No 144 1 1 0 0 0 0.69 100 - - - -
270 FULLERTON SECURITIES & WEALTH ADVISORS LIMITED No - 1 1 0 0 0 - 100 - - - -
271 SHCIL SERVICES LIMITED No 7703 1 1 0 0 0 0.01 100 - - - -
272 FLOURISH FINCAP PVT LTD No 168 1 1 0 0 0 0.59 100 - - - -
273 RTG SHARE BROKING LIMITED No 1162 1 1 0 0 0 0.08 100 - - - -
274 GOOD FORTUNE CAPITALS PRIVATE LIMITED No 27 1 1 0 0 0 3.7 100 - - - -
275 RUDRA SHARES & STOCK BROKERS LIMITED NO 3650 1 1 0 0 0 0.02 100 - - - -
276 NJ INDIA INVEST PRIVATE LIMITED No 2462 1 1 0 0 0 0.04 100 - - - -
277 MAUZAMPURIA SECURITIES No 38 1 1 0 0 0 2.63 100 - - - -
278 SUMPOORNA PORTFOLIO LIMITED No 1368 1 1 0 0 0 0.07 100 1 0 0 1
279 JKB FINANCIAL SERVICES LIMITED No 2093 1 1 0 0 0 0.04 100 - - - -
280 WEALTH DISCOVERY SECURITIES PVT. LTD. No 436 1 1 0 0 0 0.22 100 - - - -
281 PASSION STOCK BROKING PRIVATE LIMITED No 7 1 1 0 0 0 14.28 100 - - - -
282 MADHYA PRADESH STOCK EXCHANGE LIMITED No - 1 1 0 0 0 - 100 - - - -
283 PROCAP FINANCIAL SERVICES PRIVATE LIMITED No - 1 1 0 0 0 - 100 - - - -
284 CELEBRUS CAPITAL LIMITED No 3636 1 1 0 0 0 0.02 100 - - - -
285 F6 FINSERVE PRIVATE LIMITED No 1464 1 1 0 0 0 0.06 100 - - - -
286 SHREE TISAI CONSULTANT PRIVATE LIMITED No 564 1 1 0 0 0 0.17 100 - - - -
287 FINVASIA SECURITIES PRIVATE LIMITED No 617 1 1 0 0 0 0.16 100 - - - -
288 ADVENTURES INDIA FINANCIAL SERVICES LIMITED No 9 1 1 0 0 0 11.11 100 - - - -
289 PARIM FINSERV No 110 1 1 0 0 0 0.9 100 1 1 0 0
290 TRADESWIFT BROKING PRIVATE LIMITED No 2098 1 1 0 0 0 0.04 100 - - - -
291 SAMURAI SECURITIES PRIVATE LIMITED No 209 1 1 0 0 0 0.47 100 - - - -
292 R.K. STOCKHOLDING (P) LTD. NO 1255 1 1 0 0 0 0.07 100 0 0 0 0
293 AJMERA ASSOCIATES LTD. No 591 1 1 0 0 0 0.16 100 0 0 0 0
294 FORT SHARE BROKING PRIVATE LIMITED No 1116 1 1 0 0 0 0.08 100 - - - -
295 NAVJEEVAN EQUITY BROKING PRIVATE LIMITED NO 150 1 1 0 0 0 0.66 100 - - - -
296 CAPITAL WIZARD STOCK BROKING PVT. LTD. No 279 1 1 0 0 0 0.35 100 - - - -
297 KMS STOCK BROKING CO PVT LTD No - 1 1 0 0 0 - 100 - - - -
298 TRADEWELL SECURITIES LTD. No 1545 1 1 0 0 0 0.06 100 - - - -
299 A TO Z STOCK TRADE PRIVATE LIMITED No - 1 1 0 0 0 - 100 - - - -
300 COMFORT SECURITIES LIMITED No 779 1 1 0 0 0 0.12 100 - - - -
301 SHRIAM FINANCIAL PRIVATE LIMITED No 290 1 1 0 0 0 0.34 100 - - - -
302 INDIA CAPITAL MARKETS PRIVATE LIMITED No 301 1 1 0 0 0 0.33 100 - - - -
303 ORIENTAL CAPITAL MARKETS LTD. No - 1 1 0 0 0 - 100 - - - -
304 PADMAKSHI FINANCIAL SERVICES PRIVATE LIMITED No 232 1 1 0 0 0 0.43 100 1 1 0 0
305 SHREEPATI HOLDINGS & FINANCE PRIVATE LIMITED No 529 1 1 0 0 0 0.18 100 - - - -
306 DANI SHARES & STOCKS PRIVATE LIMITED No 2590 1 1 0 0 0 0.03 100 - - - -
307 INFINITY.COM FINANCIAL SECURITIES LIMITED No 109 1 1 0 0 0 0.91 100 - - - -
308 DIMENSIONAL SECURITIES PVT. LTD No 2740 1 1 0 0 0 0.03 100 - - - -
309 KOTAK MAHINDRA SECURITIES LTD. No - 1 1 0 0 0 - 100 - - - -
310 PRUDENTIAL STOCK & SECURITIES LTD NO - 1 1 0 0 0 - 100 - - - -
311 INNOVATE SECURITIES PVT. LTD. No 3673 1 1 0 0 0 0.02 100 - - - -
312 COMPOSITE INVESTMENTS PRIVATE LIMITED No 1422 1 1 0 0 0 0.07 100 - - - -
313 KUMAR V JAHGIRDAR NO 54 1 1 0 0 0 1.85 100 - - - -
314 ANKIT SECURITIES & FINANCE COMPANY PRIVATE LIMITED No 1410 1 1 0 0 0 0.07 100 - - - -
315 FORTUNE FISCAL LTD No 1781 1 1 0 0 0 0.05 100 - - - -
316 KRISHA INCAP SERVICES PVT.LTD. No 85 1 1 0 0 0 1.17 100 - - - -
317 JK SECURITIES PVT. LTD. NO 5395 1 1 0 0 0 0.01 100 - - - -
318 EAST INDIA SECURITIES LTD. No 1259 1 1 0 0 0 0.07 100 - - - -
319 FAST CAPITAL MARKETS LTD. No 1131 1 1 0 0 0 0.08 100 - - - -
320 DYNAMIC EQUITIES PRIVATE LIMITED No 3475 1 1 0 0 0 0.02 100 - - - -
321 VARDHAMAN CAPITAL PVT. LTD No 759 1 1 0 0 0 0.13 100 - - - -
322 VINTAGE CAPITAL MARKETS LIMITED No - 1 1 0 0 0 - 100 - - - -
323 A . G. SHARES & SECURITIES LTD. No 1824 1 1 0 0 0 0.05 100 - - - -
324 CENTRUM BROKING LIMITED NO 1167 1 1 0 0 0 0.08 100 3 3 0 0
325 DB (INTERNATIONAL) STOCK BROKERS LTD. No 2364 1 1 0 0 0 0.04 100 - - - -
326 GLOBAL INVESTMENTS NO 274 1 1 0 0 0 0.36 100 - - - -
327 TECHNO SHARES & STOCKS PRIVATE LIMITED NO 6597 1 1 0 0 0 0.01 100 - - - -
328 JAMNADAS VIRJI SHARES & STOCK BROKERS PRIVATE LIMITED No 201 1 1 0 0 0 0.49 100 - - - -
329 TRANSPARENT SHARES AND SECURITIES PRIVATE LIMITED No 884 1 1 0 0 0 0.11 100 - - - -
330 MAHESH INVESTMENTS No - 1 1 0 0 0 - 100 - - - -
331 MANALI TRADING & HOLDINGS PRIVATE LIMITED No 226 1 1 0 0 0 0.44 100 - - - -

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**Non actionable means the complaint that are incomplete/outside the scope of stock exchange/against defaulter, expelled member