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Report of Redressal of Complaints lodged by clients against Trading Members (TMs) during 2017-18

Last updated on 31-Dec-2018

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Total number of active clients for all the stock brokers of the exchange 8289801
Percentage of total number of complaints received as against total number of active clients for all the stock brokers of the exchange 0.08
Percentage of total number of complaints redressed as against total number of complaints received (Overall market redressal rate) 99.78
SN NAME OF THE TM DEFAULTER (YES/NO) UCC OF ACTIVE CLIENTS NO. OF COMPLAINTS RECEIVED AGAINST TM* RESOLVED THROUGH EXCHANGE/ IGRC NON ACTIONABLE** ADVISED / OPTED FOR ARBITRATION PENDING FOR REDRESSAL WITH EXCHANGE PERCENTAGE OF NUMBER OF COMPLAINTS RECEIVED AS AGAINST NUMBER OF ACTIVE CLIENTS PERCENTAGE OF NUMBER OF COMPLAINTS RESOLVED AS AGAINST NUMBER OF COMPLAINTS RECEIVED NO. OF ARBITRATION FILED BY CLIENTS DECIDED BY THE ARBITRATORS DECIDED BY ARBITRATORS IN FAVOUR OF CLIENTS PENDING FOR REDRESSAL WITH ARBITRATORS
1 AMRAPALI AADYA TRADING & INVESTMENT PRIVATE LIMITED Yes (Expelled) 4938 2279 140 2138 1 0 46.15 100 7 3 2 4
2 ANGEL BROKING PRIVATE LIMITED No 363663 356 355 0 1 0 0.09 100 28 10 5 18
3 ZERODHA No 540905 306 293 0 0 0 0.05 95.75 4 3 2 1
4 F6 FINSERVE PRIVATE LIMITED No 1567 247 32 215 0 0 15.76 100 0 0 0 0
5 FICUS SECURITIES PRIVATE LIMITED No 590 239 18 220 1 0 40.5 100 - - - -
6 KARVY STOCK BROKING LTD. No 244753 225 224 0 1 0 0.09 100 26 17 9 9
7 WEALTH MANTRA LIMITED No 2768 209 120 79 8 2 7.55 99.04 0 0 0 0
8 KOTAK SECURITIES LTD. No 368638 200 199 0 1 0 0.05 100 8 7 3 1
9 MOTILAL OSWAL SECURITIES LTD. No 307647 160 159 0 1 0 0.05 100 6 4 1 2
10 SHAREKHAN LTD. No 535003 154 152 0 2 0 0.02 100 9 5 2 4
11 ICICI SECURITIES LIMITED No 798355 153 153 0 0 0 0.01 100 3 3 2 0
12 INDIA INFOLINE LTD. No 225435 138 138 0 0 0 0.06 100 6 5 2 1
13 BMA WEALTH CREATORS LIMITED No 28927 126 126 0 0 0 0.43 100 10 8 5 2
14 RELIANCE SECURITIES LIMITED No 122858 107 105 0 2 0 0.08 100 4 3 1 1
15 EDELWEISS BROKING LIMITED No 104643 103 103 0 0 0 0.09 100 3 2 1 1
16 SBICAP SECURITIES LIMITED No 213616 102 102 0 0 0 0.04 100 1 0 0 1
17 HDFC SECURITIES LTD. No 602493 102 102 0 0 0 0.01 100 3 3 1 0
18 TRADEBULLS SECURITIES (P) LTD. No 70928 80 80 0 0 0 0.11 100 2 1 1 1
19 RELIGARE SECURITIES LTD. No 143892 78 77 0 1 0 0.05 100 3 1 0 2
20 INDIABULLS VENTURES LTD. No 49495 74 74 0 0 0 0.14 100 5 3 1 2
21 NIRMAL BANG SECURITIES PVT. LTD. No 95918 69 69 0 0 0 0.07 100 9 7 3 2
22 SMC GLOBAL SECURITIES LTD. No 103047 58 58 0 0 0 0.05 100 1 1 0 0
23 ANAND RATHI SHARE AND STOCK BROKERS LIMITED No 77554 57 57 0 0 0 0.07 100 2 0 0 2
24 ADITYA BIRLA MONEY LIMITED No 54857 48 48 0 0 0 0.08 100 2 2 1 0
25 5PAISA CAPITAL LIMITED No 36034 41 41 0 0 0 0.11 100 - - - -
26 KAYNET FINANCE LIMITED No 3387 38 38 0 0 0 1.12 100 2 2 1 0
27 GEOJIT FINANCIAL SERVICES LIMITED No 183466 38 38 0 0 0 0.02 100 2 1 0 1
28 GLOBE CAPITAL MARKET LIMITED No 26413 36 36 0 0 0 0.13 100 1 0 0 1
29 AXIS SECURITIES LIMITED No 404769 35 35 0 0 0 0 100 - - - -
30 RKSV SECURITIES INDIA PRIVATE LIMITED No 43889 35 35 0 0 0 0.07 100 1 0 0 1
31 VENTURA SECURITIES LTD. No 82753 34 34 0 0 0 0.04 100 - - - -
32 LKP SECURITIES LTD. No 28952 34 34 0 0 0 0.11 100 0 0 0 0
33 FAIRWEALTH SECURITIES LIMITED No 11308 29 29 0 0 0 0.25 100 2 2 2 0
34 BANSAL FINSTOCK PRIVATE LIMITED No 13257 26 26 0 0 0 0.19 100 3 2 0 1
35 MASTER CAPITAL SERVICES LIMITED No 45757 24 24 0 0 0 0.05 100 11 10 0 1
36 BONANZA PORTFOLIO LTD. No 46035 24 24 0 0 0 0.05 100 5 5 4 0
37 MONARCH NETWORTH CAPITAL LIMITED No 54858 23 23 0 0 0 0.04 100 1 1 0 0
38 SAMCO SECURITIES LIMITED No 29595 22 22 0 0 0 0.07 100 1 0 0 1
39 SWASTIKA INVESTMART LIMITED No 25560 21 21 0 0 0 0.08 100 2 1 1 1
40 SHRIRAM INSIGHT SHARE BROKERS LIMITED No 31374 20 20 0 0 0 0.06 100 0 0 0 0
41 VRISE SECURITIES PRIVATE LIMITED No 7627 20 20 0 0 0 0.26 100 1 1 0 0
42 DEALMONEY SECURITIES PRIVATE LIMITED No 7850 20 20 0 0 0 0.25 100 6 2 1 4
43 STANDARD CHARTERED SECURITIES (INDIA) LIMITED No 8676 19 19 0 0 0 0.21 100 - - - -
44 IDBI CAPITAL MARKETS & SECURITIES LTD. No 35362 18 18 0 0 0 0.05 100 1 1 1 0
45 ALICE BLUE SECURITIES PVT. LTD. No 5181 17 17 0 0 0 0.32 100 1 1 0 0
46 PROFITMART SECURITIES PRIVATE LIMITED No 6781 16 16 0 0 0 0.23 100 1 1 1 0
47 CHOICE EQUITY BROKING PRIVATE LIMITED No 14882 15 15 0 0 0 0.1 100 1 1 1 0
48 MPSE SECURITIES LIMITED No 7110 14 14 0 0 0 0.19 100 - - - -
49 PREM SOMANI SHARE BROKERS PVT. LTD. No 351 14 14 0 0 0 3.98 100 0 0 0 0
50 INTEGRATED ENTERPRISES (INDIA) PRIVATE LIMITED No 40725 14 14 0 0 0 0.03 100 3 3 2 0
51 PRUDENT BROKING SERVICES PRIVATE LIMITED No 19197 13 13 0 0 0 0.06 100 - - - -
52 NAVIA MARKETS LTD. No 7421 13 13 0 0 0 0.17 100 - - - -
53 GUINESS SECURITIES LIMITED No 8790 13 13 0 0 0 0.14 100 1 1 0 0
54 ASHIKA STOCK BROKING LTD. No 17195 12 12 0 0 0 0.06 100 2 0 0 2
55 PHILLIPCAPITAL (INDIA) PVT. LTD No 13490 12 12 0 0 0 0.08 100 2 2 0 0
56 KIFS TRADE CAPITAL PRIVATE LIMITED No 24248 12 12 0 0 0 0.04 100 - - - -
57 VNS FINANCE & CAPITAL SERVICES LTD. No 19469 12 12 0 0 0 0.06 100 - - - -
58 PACE STOCK BROKING SERVICES PRIVATE LIMITED No 7290 12 12 0 0 0 0.16 100 1 1 0 0
59 DBFS SECURITIES LIMITED No 11321 11 11 0 0 0 0.09 100 2 0 0 2
60 SHCIL SERVICES LIMITED No 19869 11 11 0 0 0 0.05 100 - - - -
61 SKUNG TRADELINK LIMITED No 1186 10 10 0 0 0 0.84 100 1 0 0 1
62 NG RATHI INVESTRADES PRIVATED LIMITED No 2869 10 10 0 0 0 0.34 100 0 0 0 0
63 KSBL SECURITIES LIMITED No 949 10 10 0 0 0 1.05 100 0 0 0 0
64 ARCADIA SHARE & STOCK BROKERS PRIVATE LIMITED No 17446 10 9 0 1 0 0.05 100 1 1 0 0
65 JM FINANCIAL SERVICES LIMITED No 38831 10 10 0 0 0 0.02 100 - - - -
66 PEERLESS SECURITIES LIMITED No 4159 10 10 0 0 0 0.24 100 - - - -
67 C.D. EQUISEARCH PVT. LTD No 3570 10 10 0 0 0 0.28 100 0 0 0 0
68 ASHLAR SECURITIES PRIVATE LIMITED No 3607 9 9 0 0 0 0.24 100 1 0 0 1
69 BASAN EQUITY BROKING LIMITED No 2384 9 9 0 0 0 0.37 100 - - - -
70 HINDUSTAN TRADECOM PRIVATE LIMITED No 2950 9 9 0 0 0 0.3 100 - - - -
71 ARTHA VRDDHI SECURITIES LIMITED No 1453 9 9 0 0 0 0.61 100 - - - -
72 ELITE WEALTH ADVISORS LIMITED No 5897 9 9 0 0 0 0.15 100 1 1 1 0
73 INTIME EQUITIES LIMITED No 8183 9 9 0 0 0 0.1 100 1 1 0 0
74 ABHIPRA CAPITAL LTD. No 3001 9 9 0 0 0 0.29 100 2 2 0 0
75 FINVASIA SECURITIES PRIVATE LIMITED No 1998 8 8 0 0 0 0.4 100 - - - -
76 STOCK HOLDING CORPORATION OF INDIA LTD No - 8 8 0 0 0 - 100 - - - -
77 SATCO CAPITAL MARKETS LIMITED No 3481 8 8 0 0 0 0.22 100 - - - -
78 R K GLOBAL SHARES & SECURITIES LIMITED No 10021 8 8 0 0 0 0.07 100 - - - -
79 B N RATHI SECURITIES LIMITED No 8148 8 8 0 0 0 0.09 100 - - - -
80 EDELWEISS SECURITIES LIMITED No 695 8 8 0 0 0 1.15 100 - - - -
81 VERACITY FINANCIAL SERVICES PVT LTD No 1115 7 7 0 0 0 0.62 100 1 1 0 0
82 CANARA BANK SECURITIES LIMITED No 9784 7 7 0 0 0 0.07 100 - - - -
83 INDITRADE CAPITAL LIMITED No 13978 7 7 0 0 0 0.05 100 3 2 1 1
84 BEST BULL STOCK TRADING No 234 7 7 0 0 0 2.99 100 - - - -
85 ESCORTS SECURITIES LTD. No 1783 7 7 0 0 0 0.39 100 - - - -
86 QUANTUM GLOBAL SECURITIES LIMITED No 1066 7 7 0 0 0 0.65 100 1 0 0 1
87 J M GLOBAL EQUITIES PRIVATE LIMITED No 1393 6 6 0 0 0 0.43 100 2 2 0 0
88 ATS SHARE BROKERS PRIVATE LIMITED No 3014 6 6 0 0 0 0.19 100 0 0 0 0
89 ARHAM WEALTH MANAGEMENT PVT LTD No 1651 6 6 0 0 0 0.36 100 - - - -
90 FYERS SECURITIES No 1827 6 6 0 0 0 0.32 100 - - - -
91 LSC Securities Limited No 9557 6 6 0 0 0 0.06 100 1 0 0 1
92 SSJ FINANCE & SECURITIES PVT. LTD. No 12070 6 6 0 0 0 0.04 100 - - - -
93 INDIANIVESH SECURITIES LTD. No 14628 6 6 0 0 0 0.04 100 0 0 0 0
94 SHRI PARASRAM HOLDINGS PVT. LTD. No 37241 6 6 0 0 0 0.01 100 - - - -
95 ARIHANT CAPITAL MARKETS LIMITED No 32370 6 6 0 0 0 0.01 100 - - - -
96 ALANKIT ASSIGNMENTS LTD. No 21561 6 6 0 0 0 0.02 100 - - - -
97 MULTIPLEX CAPITAL LTD. No 2559 6 6 0 0 0 0.23 100 1 1 0 0
98 DALAL & BROACHA STOCK BROKING PVT. LTD No 4164 6 6 0 0 0 0.14 100 - - - -
99 ALKA SECURITIES LTD Yes - 6 6 0 0 0 - 100 - - - -
100 ASIT C MEHTA INVESTMENT INTERRMEDIATES LTD. No 26543 6 6 0 0 0 0.02 100 - - - -
101 WAY2WEALTH BROKERS PRIVATE LIMITED No 29395 6 6 0 0 0 0.02 100 0 0 0 0
102 SOUTH ASIAN STOCKS LTD. No 11869 6 6 0 0 0 0.05 100 - - - -
103 CELEBRUS CAPITAL LIMITED No 5975 5 5 0 0 0 0.08 100 1 1 0 0
104 ICICI SECURITIES PRIMARY DEALERSHIP LIMITED No 1 5 5 0 0 0 500 100 - - - -
105 GROVALUE SECURITIES PVT LTD No 1304 5 5 0 0 0 0.38 100 2 2 0 0
106 SPACE ANG INDIA CORPORATION No - 5 5 0 0 0 - 100 - - - -
107 INVENTURE GROWTH & SECURITIES LIMITED No 7349 5 5 0 0 0 0.06 100 - - - -
108 INDBANK MERCHANT BANKING SERVICES LTD. No 7144 5 5 0 0 0 0.06 100 1 1 1 0
109 MICROSEC CAPITAL LIMITED No 10011 5 5 0 0 0 0.04 100 - - - -
110 ASTHA CREDIT & SECURITIES (P) LTD No 5789 5 5 0 0 0 0.08 100 - - - -
111 ADROIT FINANCIAL SERVICES PRIVATE LIMITED No 11367 5 5 0 0 0 0.04 100 - - - -
112 UNICON SECURITIES PVT. LTD. Yes (Expelled) - 5 2 3 0 0 - 100 0 0 0 0
113 TRUSTLINE SECURITIES LIMITED No 12948 5 5 0 0 0 0.03 100 1 1 0 0
114 ANUGRAH STOCK & BROKING PVT. LTD. No 8475 5 5 0 0 0 0.05 100 - - - -
115 ARHAM SHARE CONSULTANTS PRIVATE LIMITED No 6427 4 4 0 0 0 0.06 100 2 1 1 1
116 SHILPA STOCK BROKER PRIVATE LIMITED No 2908 4 4 0 0 0 0.13 100 - - - -
117 CAPSTOCKS & SECURITIES (INDIA) PRIVATE LIMITED No 8224 4 4 0 0 0 0.04 100 1 0 0 1
118 ALMONDZ GLOBAL SECURITIES LTD. No 2395 4 4 0 0 0 0.16 100 - - - -
119 SUNIDHI SECURITIES & FINANCE LIMITED No 7250 4 4 0 0 0 0.05 100 - - - -
120 INTEGRATED MASTER SECURITIES PVT. LTD. No 3144 4 4 0 0 0 0.12 100 - - - -
121 IFCI FINANCIAL SERVICES LIMITED No 6707 4 4 0 0 0 0.05 100 0 0 0 0
122 PRABHUDAS LILLADHER PVT. LTD. No 19993 4 4 0 0 0 0.02 100 0 0 0 0
123 EXCLUSIVE SECURITIES LTD. No 4075 4 4 0 0 0 0.09 100 - - - -
124 MAYUR SHARE BROKING PVT. LTD. No - 3 3 0 0 0 - 100 - - - -
125 JHAVERI SECURITIES LIMITED No 37579 3 3 0 0 0 0 100 - - - -
126 GOODWILL WEALTH MANAGEMENT PVT LTD No 5148 3 3 0 0 0 0.05 100 - - - -
127 ALICE BLUE FINANCIAL SERVICES No 911 3 3 0 0 0 0.32 100 - - - -
128 ACHINTYA SECURITIES PRIVATE LIMITED No 599 3 3 0 0 0 0.5 100 - - - -
129 IDBI BANK LIMITED No 3 3 3 0 0 0 100 100 - - - -
130 AXIS SHARES & SECURITIES PRIVATE LIMITED No - 3 3 0 0 0 - 100 - - - -
131 ANAND RATHI FINANCIAL SERVICES LIMITED No - 3 3 0 0 0 - 100 - - - -
132 MANGAL KESHAV FINANCIAL SERVICES LIMITED No 9775 3 3 0 0 0 0.03 100 - - - -
133 RUDRA SHARES & STOCK BROKERS LIMITED No 7828 3 3 0 0 0 0.03 100 - - - -
134 ACUMEN CAPITAL MARKET (INDIA) LTD No 5435 3 3 0 0 0 0.05 100 2 2 0 0
135 A . G. SHARES & SECURITIES LTD. No 2780 3 3 0 0 0 0.1 100 - - - -
136 CPR CAPITAL SERVICES LTD. No 346 3 3 0 0 0 0.86 100 - - - -
137 JYOTI PORTFOLIO PRIVATE LIMITED No 3084 3 3 0 0 0 0.09 100 - - - -
138 BHARAT BHUSHAN EQUITY TRADERS LTD. No 2186 3 3 0 0 0 0.13 100 - - - -
139 KANTILAL CHHAGANLAL SECURITIES PRIVATE LIMITED No 2857 3 3 0 0 0 0.1 100 0 0 0 0
140 KISAN RATILAL CHOKSEY SHARES AND SECURITIES PRIVATE LIMTIED No 8865 3 3 0 0 0 0.03 100 - - - -
141 SW CAPITAL PRIVATE LIMITED No 1442 3 3 0 0 0 0.2 100 - - - -
142 KOTAK MAHINDRA SECURITIES LTD. No - 3 3 0 0 0 - 100 - - - -
143 ACTION FINANCIAL SERVICES (INDIA) LIMITED No 550 3 3 0 0 0 0.54 100 - - - -
144 YES SECURITIES (INDIA) LIMITED No 10817 3 3 0 0 0 0.02 100 - - - -
145 GREENBUCKS SECURITIES PRIVATE LIMITED No 886 2 2 0 0 0 0.22 100 - - - -
146 SKP SECURITIES LTD. No 3534 2 2 0 0 0 0.05 100 - - - -
147 ACHIIEVERS EQUITIES LIMITED No 1473 2 2 0 0 0 0.13 100 1 1 0 0
148 BLUE CHIP CORPORATION PRIVATE LIMITED No - 2 2 0 0 0 - 100 - - - -
149 FORTUNE CAPITAL SERVICES PRIVATE LIMITED No 3750 2 2 0 0 0 0.05 100 - - - -
150 ORION CAPITAL AND DEBT MARKET Yes (Expelled) - 2 1 1 0 0 - 100 - - - -
151 GCL SECURITIES PVT LTD No 4057 2 2 0 0 0 0.04 100 - - - -
152 SUNLIGHT BROKING LLP No 2393 2 2 0 0 0 0.08 100 - - - -
153 MOTILAL OSWAL CAPITAL MARKETS PRIVATE LIMITED No - 2 2 0 0 0 - 100 - - - -
154 VIKSON SECURITIES PRIVATE LIMITED No 3348 2 2 0 0 0 0.05 100 - - - -
155 BEZEL STOCK BROKERS PRIVATE LIMITED No 1034 2 2 0 0 0 0.19 100 - - - -
156 SIC STOCKS & SERVICES PRIVATE LIMITED No 208 2 2 0 0 0 0.96 100 - - - -
157 ANGEL SECURITIES LTD No 14 2 2 0 0 0 14.28 100 - - - -
158 A C AGARWAL SHARE BROKERS PVT LTD No 3292 2 2 0 0 0 0.06 100 - - - -
159 PROFICIENT EQUITIES PRIVATE LIMITED No 289 2 2 0 0 0 0.69 100 - - - -
160 ISE SECURITIES & SERVICES LIMITED No 15330 2 2 0 0 0 0.01 100 - - - -
161 C D INTEGRATED SERVICES LTD. No 3723 2 2 0 0 0 0.05 100 - - - -
162 HEM FINLEASE PVT. LTD. No 11784 2 2 0 0 0 0.01 100 - - - -
163 SKSE SECURITIES LTD. No 5998 2 2 0 0 0 0.03 100 - - - -
164 SYSTEMATIX SHARES & STOCKS (INDIA) LTD. No 5613 2 2 0 0 0 0.03 100 - - - -
165 RR EQUITY BROKERS PVT. LTD. No 550 2 2 0 0 0 0.36 100 0 0 0 0
166 KUNVARJI FINSTOCK PVT. LTD. No 11606 2 2 0 0 0 0.01 100 - - - -
167 ANMOL SHARE BROKING LTD No 1319 2 2 0 0 0 0.15 100 - - - -
168 JUST TRADE SECURITIES LIMITED No 2645 2 2 0 0 0 0.07 100 - - - -
169 INDO JATALIA SECURITIES PRIVATE LIMITED No 451 2 2 0 0 0 0.44 100 - - - -
170 COMFORT SECURITIES LIMITED No 1722 2 2 0 0 0 0.11 100 - - - -
171 PROGRESSIVE SHARE BROKERS PRIVATE LIMITED No 4891 2 2 0 0 0 0.04 100 - - - -
172 CLICK2TRADE CAPITAL LIMITED Yes (Expelled) - 2 0 2 0 0 - 100 0 0 0 0
173 STEEL CITY SECURITIES LTD. No 15159 2 2 0 0 0 0.01 100 - - - -
174 INDIABULLS BROKERAGE LIMITED No - 2 2 0 0 0 - 100 - - - -
175 PRRSAAR No 313 2 2 0 0 0 0.63 100 - - - -
176 RAHUL SINGHAL PORTFOLIO No 334 2 2 0 0 0 0.59 100 - - - -
177 I VENTURES CAPITAL PRIVATE LIMITED No 166 2 2 0 0 0 1.2 100 - - - -
178 BERKELEY SECURITIES LIMITED No 1034 2 2 0 0 0 0.19 100 - - - -
179 UPSE SECURITIES LIMITED No 996 2 2 0 0 0 0.2 100 - - - -
180 INDUS PORTFOLIO (P) LTD No 5358 2 2 0 0 0 0.03 100 - - - -
181 JAYPEE CAPITAL SERVICES LTD. No 4 2 2 0 0 0 50 100 - - - -
182 CIL SECURITIES LTD. No 1862 2 2 0 0 0 0.1 100 - - - -
183 ALTINA SECURITIES PVT. LTD No 305 2 2 0 0 0 0.65 100 - - - -
184 SODHANI SECURITIES LTD. No 170 2 2 0 0 0 1.17 100 - - - -
185 SUSHIL FINANCIAL SERVICES PRIVATE LIMITED No 39086 2 2 0 0 0 0 100 - - - -
186 VINIT ENTERPRISES No 250 2 2 0 0 0 0.8 100 - - - -
187 FRR SHARES AND SECURITIES LIMITED No 3435 2 2 0 0 0 0.05 100 0 0 0 0
188 SHIVMANGAL SECURITIES PRIVATE LIMITED No 406 1 1 0 0 0 0.24 100 - - - -
189 SHREE BAHUBALI INTERNATIONAL LTD. No 9752 1 1 0 0 0 0.01 100 - - - -
190 VARDHAMAN CAPITAL PVT. LTD No 935 1 1 0 0 0 0.1 100 - - - -
191 COIMBATORE CAPITAL LIMITED No 6916 1 1 0 0 0 0.01 100 0 0 0 0
192 STAR FINVEST PVT. LTD. No 909 1 1 0 0 0 0.11 100 - - - -
193 ALLIED FINANCIAL SERVICES PVT LTD No 227 1 1 0 0 0 0.44 100 - - - -
194 BHARAT RASAYAN FINANCE LTD No 1 1 1 0 0 0 100 100 - - - -
195 ACEMONEY INTERMEDIARIES PRIVATE LIMITED No 915 1 1 0 0 0 0.1 100 - - - -
196 COMPOSITE SECURITIES LTD. No 1300 1 1 0 0 0 0.07 100 - - - -
197 CONSORTIUM SECURITIES PRIVATE LTD. No 5434 1 1 0 0 0 0.01 100 - - - -
198 HORIZON PORTFOLIO LTD. No 51 1 1 0 0 0 1.96 100 - - - -
199 UNITED SHARE BROKERS LTD No 378 1 1 0 0 0 0.26 100 - - - -
200 TRADENEXT SECURITIES LTD No 11 1 1 0 0 0 9.09 100 1 1 0 0
201 MANSUKH SECURITIES & FINANCE LIMITED No 8232 1 1 0 0 0 0.01 100 - - - -
202 AFN LANGRANA SHARE & STOCK BROKERS P. LTD No 199 1 1 0 0 0 0.5 100 - - - -
203 AXIS CAPITAL MARKET (INDIA) LIMITED No - 1 1 0 0 0 - 100 - - - -
204 DAULAT SECURITIES LTD. No 470 1 1 0 0 0 0.21 100 - - - -
205 DB (INTERNATIONAL) STOCK BROKERS LTD. No 3474 1 1 0 0 0 0.02 100 - - - -
206 FIRST GLOBAL STOCKBROKING PVT.LTD. No 345 1 1 0 0 0 0.28 100 - - - -
207 MONARCH PROJECT & FINMARKETS LIMITED No - 1 1 0 0 0 - 100 1 1 0 0
208 MONEYCARE SECURITIES & FINANCIAL SERVICES LTD. No 2892 1 1 0 0 0 0.03 100 - - - -
209 NDA SECURITIES LTD. No 2369 1 1 0 0 0 0.04 100 - - - -
210 KHANDWALA SECURITIES LTD. No 1043 1 1 0 0 0 0.09 100 - - - -
211 MAXIMUS SECURITIES LIMITED No 470 1 1 0 0 0 0.21 100 - - - -
212 ICICI WEB TRADE LTD No - 1 1 0 0 0 - 100 - - - -
213 GOLDMINE STOCKS PRIVATE LIMITED No 16875 1 1 0 0 0 0 100 - - - -
214 SHAH INVESTOR'S HOME LIMITED No 36073 1 1 0 0 0 0 100 - - - -
215 JOINDRE CAPITAL SERVICES LTD No 8143 1 1 0 0 0 0.01 100 - - - -
216 KRISHA INCAP SERVICES PVT.LTD. No 99 1 1 0 0 0 1.01 100 0 0 0 0
217 JK SECURITIES PVT. LTD. No 7599 1 1 0 0 0 0.01 100 - - - -
218 DAYCO SECURITIES PVT. LTD. No 3362 1 1 0 0 0 0.02 100 - - - -
219 EAST INDIA SECURITIES LTD. No 1359 1 1 0 0 0 0.07 100 0 0 0 0
220 EUREKA STOCK & SHARE BROKING SERVICES LIMITED No 23661 1 1 0 0 0 0 100 - - - -
221 FINMAN FINANCE (INDIA) PRIVATE LTD No - 1 1 0 0 0 - 100 - - - -
222 KORP SECURITIES LTD No 39 1 1 0 0 0 2.56 100 - - - -
223 NAKAMICHI SECURITIES LTD No 1467 1 1 0 0 0 0.06 100 - - - -
224 PRB SECURITIES PRIVATE LTD. No 13 1 1 0 0 0 7.69 100 - - - -
225 RADAR SECURITIES LTD. No - 1 1 0 0 0 - 100 - - - -
226 CREDENTIAL STOCK BROKERS LIMITED No 645 1 1 0 0 0 0.15 100 - - - -
227 STOCKS & SECURITIES (BANGALORE) PVT. LTD. No 204 1 1 0 0 0 0.49 100 - - - -
228 NARAYAN SECURITIES LIMITED No 1490 1 1 0 0 0 0.06 100 - - - -
229 CHOLA SECURITIES PVT LIMITED No - 1 1 0 0 0 - 100 - - - -
230 BGSE FINANCIALS LIMITED No 12856 1 1 0 0 0 0 100 - - - -
231 SURESH RATHI SECURITIES PRIVATE LIMITED No 28826 1 1 0 0 0 0 100 - - - -
232 HDFC BANK LTD. No - 1 1 0 0 0 - 100 - - - -
233 IL&FS SECURITIES SERVICES LIMITED No - 1 1 0 0 0 - 100 - - - -
234 AXIS BANK LTD. No 1 1 1 0 0 0 100 100 - - - -
235 SARAVANA STOCKS PRIVATE LIMITED No 702 1 1 0 0 0 0.14 100 - - - -
236 K DAMANI SECURITIES PRIVATE LIMITED No 17 1 1 0 0 0 5.88 100 - - - -
237 SWAN SECURITIES PVT. LTD. No 46 1 1 0 0 0 2.17 100 - - - -
238 COMPETENT FINMAN PVT. LTD. No 2386 1 1 0 0 0 0.04 100 - - - -
239 R.L.P. SECURITIES PVT. LTD. No 2188 1 1 0 0 0 0.04 100 - - - -
240 BP EQUITIES PRIVATE LIMITED No 9626 1 1 0 0 0 0.01 100 - - - -
241 SURYA SHAKTI INDIA FINANCIAL PVT. LTD. No 42 1 1 0 0 0 2.38 100 - - - -
242 IIT CORPORATE SERVICES LTD. No - 1 1 0 0 0 - 100 - - - -
243 L.D.K. SHARES & SECURITIES PRIVATE LIMITED No 486 1 1 0 0 0 0.2 100 - - - -
244 ASE CAPITAL MARKETS LTD. No 21495 1 1 0 0 0 0 100 - - - -
245 BALAJI EQUITIES LTD. No 1976 1 1 0 0 0 0.05 100 - - - -
246 DSE FINANCIAL SERVICES LTD. No 561 1 1 0 0 0 0.17 100 - - - -
247 PUG SECURITIES PRIVATE LIMITED No 84 1 1 0 0 0 1.19 100 - - - -
248 KOTAK MAHINDRA BANK LTD. No - 1 1 0 0 0 - 100 - - - -
249 EASTERN FINANCIERS LTD No 2612 1 1 0 0 0 0.03 100 - - - -
250 WELLWORTH SHARE & STOCK BROKING LIMITED No 5942 1 1 0 0 0 0.01 100 - - - -
251 FAIR INTERMEDIATE INVESTMENTS PVT. LTD. No 2705 1 1 0 0 0 0.03 100 - - - -
252 JAINAM SHARE CONSULTANTS PRIVATE LIMITED No 54727 1 1 0 0 0 0 100 - - - -
253 RAJVI STOCK BROKING PRIVATE LIMITED No 6659 1 1 0 0 0 0.01 100 - - - -
254 SHREE KANHA STOCK BROKING PVT. LTD No 5615 1 1 0 0 0 0.01 100 - - - -
255 MUNOTH CAPITAL MARKET LTD No 63 1 1 0 0 0 1.58 100 - - - -
256 TRADESWIFT BROKING PRIVATE LIMITED No 4475 1 1 0 0 0 0.02 100 - - - -
257 DESTINY SECURITIES LTD. No 141 1 0 0 1 0 0.7 100 - - - -
258 MSE FINANCIAL SERVICES LTD. No 558 1 1 0 0 0 0.17 100 - - - -
259 SHAREWEALTH SECURITIES LIMITED No 7130 1 1 0 0 0 0.01 100 - - - -
260 ZUARI FINSERV PRIVATE LIMITED No 3969 1 1 0 0 0 0.02 100 - - - -
261 AJMERA ASSOCIATES LTD. No 1709 1 1 0 0 0 0.05 100 - - - -
262 C. M. GOENKA STOCK BROKERS PVT. LTD. No 1102 1 1 0 0 0 0.09 100 - - - -
263 SHARAVU FINANCIAL PVT. LTD. No 972 1 1 0 0 0 0.1 100 - - - -
264 SAMRIDHI STOCKS PVT. LTD. No 141 1 1 0 0 0 0.7 100 - - - -
265 SHAVETA STOCK & SECURITIES PVT. LTD. No 486 1 1 0 0 0 0.2 100 - - - -
266 MLB CAPITAL PRIVATE LIMITED No 1772 1 1 0 0 0 0.05 100 - - - -
267 QUANTUM SECURITIES PVT. LTD. No 530 1 1 0 0 0 0.18 100 - - - -
268 SS CORPORATE SECURITIES LIMITED No 12964 1 1 0 0 0 0 100 - - - -
269 SPFL SECURITIES LIMITED No 6422 1 1 0 0 0 0.01 100 - - - -
270 CANARA SECURITIES LTD No - 1 1 0 0 0 - 100 - - - -
271 PCS SECURITIES LTD. No 11305 1 1 0 0 0 0 100 - - - -
272 INDIRA SECURITIES PRIVATE LIMITED No 7127 1 1 0 0 0 0.01 100 1 1 0 0
273 PUMARTH CREDIT & CAPITAL LTD. No 355 1 1 0 0 0 0.28 100 - - - -
274 CHOLAMANDALAM SECURITIES LIMITED No 6647 1 1 0 0 0 0.01 100 - - - -
275 REFLECTION INVESTMENTS No 155 1 1 0 0 0 0.64 100 - - - -
276 EMKAY GLOBAL FINANCIAL SERVICES LIMITED No 17333 1 1 0 0 0 0 100 1 1 0 0
277 PINNACLE FOREX AND SECURITIES PRIVATE LIMITED No 2286 1 1 0 0 0 0.04 100 - - - -
278 PSB SECURITIES LIMITED No 1459 1 1 0 0 0 0.06 100 - - - -
279 SEEMA SECURITIES PVT.LTD. No - 1 1 0 0 0 - 100 - - - -
280 INNOVATIVE CONSULTANTS No 148 1 1 0 0 0 0.67 100 - - - -
281 TR CAPITAL LIMITED No 1544 1 1 0 0 0 0.06 100 2 0 0 2
282 TIPSONS STOCK BROKERS PRIVATE LIMITED No 1434 1 1 0 0 0 0.06 100 - - - -
283 BULLMART SECURITIES PRIVATE LIMITED No - 1 1 0 0 0 - 100 - - - -
284 MAXGROWTH CAPITAL PRIVATE LIMITED No 924 1 1 0 0 0 0.1 100 - - - -
285 NJ INDIA INVEST PRIVATE LIMITED No 13806 1 1 0 0 0 0 100 - - - -
286 INVESTSMART STOCK BROKERS PVT. LTD. No 309 1 1 0 0 0 0.32 100 - - - -
287 NINE STAR BROKING PRIVATE LIMITED No 10866 1 1 0 0 0 0 100 - - - -
288 PSL SECURITIES No - 1 1 0 0 0 - 100 - - - -
289 AMBALAL SHARES & STOCKS PRIVATE LIMITED No 2409 1 1 0 0 0 0.04 100 - - - -
290 JKB FINANCIAL SERVICES LIMITED No 2354 1 1 0 0 0 0.04 100 - - - -
291 MAX PLANWEALTH SECURITIES LIMITED No - 1 1 0 0 0 - 100 0 0 0 0
292 WEALTH DISCOVERY SECURITIES PVT. LTD. No 766 1 1 0 0 0 0.13 100 - - - -
293 PROCAP FINANCIAL SERVICES PRIVATE LIMITED No - 1 1 0 0 0 - 100 - - - -
294 4A SECURITIES LIMITED No 173 1 1 0 0 0 0.57 100 1 1 1 0
295 AMRUTLEELA EQUITIES PRIVATE LIMITED No 207 1 1 0 0 0 0.48 100 - - - -
296 AASMAA SECURITIES PRIVATE LIMITED No 1858 1 1 0 0 0 0.05 100 - - - -
297 BADJATE STOCK AND SHARES PRIVATE LIMITED No 1476 1 1 0 0 0 0.06 100 1 0 0 1
298 CROWN MONEY No 64 1 1 0 0 0 1.56 100 - - - -
299 123 CAPITALS No 241 1 1 0 0 0 0.41 100 - - - -
300 PURE BROKING PRIVATE LIMITED No 768 1 1 0 0 0 0.13 100 1 1 0 0
301 LFS BROKING PRIVATE LIMITED No 819 1 1 0 0 0 0.12 100 0 0 0 0
302 ADWEALTH STOCK BROKING PRIVATE LIMITED No 961 1 1 0 0 0 0.1 100 - - - -
303 ISHTA SECURITIES No 263 1 1 0 0 0 0.38 100 - - - -
304 JALAN & CO No 888 1 1 0 0 0 0.11 100 - - - -
305 TRADE CITY SECURITIES PRIVATE LIMITED No 22 1 1 0 0 0 4.54 100 - - - -
306 MOTISONS SHARES PRIVATE LIMITED No 2108 1 1 0 0 0 0.04 100 - - - -
307 RELIGARE CAPITAL MARKETS LIMITED No 57 1 1 0 0 0 1.75 100 - - - -
308 HEDGE EQUITIES LIMITED No 6086 1 1 0 0 0 0.01 100 - - - -
309 MAX STOCK BROKING PRIVATE LIMITED No 1198 1 1 0 0 0 0.08 100 - - - -
310 MUTHOOT SECURITIES LTD. No 5217 1 1 0 0 0 0.01 100 - - - -
311 BCB BROKERAGE PRIVATE LIMITED No 975 1 1 0 0 0 0.1 100 - - - -
312 WADHWA SECURITIES LIMITED No 1 1 1 0 0 0 100 100 - - - -
313 RAGHUNANDAN CAPITAL PRIVATE LIMITED No 2015 1 1 0 0 0 0.04 100 0 0 0 0
314 TRADEHIFI STOCK BROKING PRIVATE LIMITED No 31 1 1 0 0 0 3.22 100 - - - -
315 SHAREWAY SECURITIES LTD. No 54 1 1 0 0 0 1.85 100 - - - -
316 GOLDEN STOCK BROKERS PRIVATE LIMITED No 37 1 1 0 0 0 2.7 100 - - - -

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**Non actionable means the complaint that are incomplete/outside the scope of stock exchange/against defaulter, expelled member