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Report of Redressal of Complaints lodged by clients against Trading Members (TMs) during 2018-19

Last updated on 31-Dec-2018

Download the file to view all records. (.xls)

Total number of active clients for all the stock brokers of the exchange 8938814
Percentage of total number of complaints received as against total number of active clients for all the stock brokers of the exchange 0.04
Percentage of total number of complaints redressed as against total number of complaints received (Overall market redressal rate) 85
SN NAME OF THE TM DEFAULTER (YES/NO) UCC OF ACTIVE CLIENTS NO. OF COMPLAINTS RECEIVED AGAINST TM* RESOLVED THROUGH EXCHANGE/ IGRC NON ACTIONABLE** ADVISED / OPTED FOR ARBITRATION PENDING FOR REDRESSAL WITH EXCHANGE PERCENTAGE OF NUMBER OF COMPLAINTS RECEIVED AS AGAINST NUMBER OF ACTIVE CLIENTS PERCENTAGE OF NUMBER OF COMPLAINTS RESOLVED AS AGAINST NUMBER OF COMPLAINTS RECEIVED NO. OF ARBITRATION FILED BY CLIENTS DECIDED BY THE ARBITRATORS DECIDED BY ARBITRATORS IN FAVOUR OF CLIENTS PENDING FOR REDRESSAL WITH ARBITRATORS
1 GUINESS SECURITIES LIMITED No 7506 518 17 0 0 501 - 4.15 0 0 0 0
2 ZERODHA No 847016 230 229 0 0 1 - 100 0 0 0 0
3 KARVY STOCK BROKING LTD. No 270521 203 197 0 0 6 - 97.52 10 8 6 2
4 ANGEL BROKING LIMITED No 415572 195 189 0 0 6 - 97.92 6 4 0 2
5 MOTILAL OSWAL SECURITIES LTD. No 328145 157 150 0 0 7 - 96.15 3 1 0 2
6 KOTAK SECURITIES LTD. No 409619 151 140 0 0 11 - 93.33 3 0 0 3
7 ICICI SECURITIES LIMITED No 844853 145 145 0 0 0 - 100 1 1 0 0
8 IIFL SECURITIES LIMITED No 232344 122 120 0 0 2 - 99.17 5 3 2 2
9 F6 FINSERVE PRIVATE LIMITED Yes (Expelled) 698 114 3 111 0 0 - 100 - - - -
10 SHAREKHAN LTD. No 548873 104 99 0 0 5 - 96.11 6 3 0 3
11 WEALTH MANTRA LIMITED Yes (Expelled) 1142 84 7 77 0 0 - 100 - - - -
12 TRADEBULLS SECURITIES (P) LTD. No 75196 86 82 0 0 4 - 98.79 8 5 2 3
13 BMA WEALTH CREATORS LIMITED No 26233 83 80 0 0 3 - 96.38 9 8 3 1
14 HDFC SECURITIES LTD. No 674495 78 75 0 0 3 - 96.15 0 0 0 0
15 EDELWEISS BROKING LIMITED No 122029 79 76 0 0 3 - 98.7 3 3 0 0
16 5PAISA CAPITAL LIMITED No 89996 75 71 0 0 4 - 95.94 2 2 2 0
17 RELIANCE SECURITIES LIMITED No 116880 75 65 0 1 9 - 89.18 8 6 1 2
18 NIRMAL BANG SECURITIES PVT. LTD. No 98337 67 66 0 1 0 - 100 7 6 3 1
19 RELIGARE BROKING LIMITED No 163802 59 55 0 0 4 - 94.82 3 2 0 1
20 ADITYA BIRLA MONEY LIMITED No 43485 58 57 0 0 1 - 98.27 2 1 1 1
21 DEALMONEY SECURITIES PRIVATE LIMITED No 10915 54 50 0 1 3 - 96.22 1 1 0 0
22 RKSV SECURITIES INDIA PRIVATE LIMITED No 81166 52 52 0 0 0 - 100 0 0 0 0
23 INDIABULLS VENTURES LTD. No 47342 47 47 0 0 0 - 100 5 3 2 2
24 SBICAP SECURITIES LIMITED No 210073 45 45 0 0 0 - 100 2 1 0 1
25 PREM SOMANI SHARE BROKERS PVT. LTD. Yes (Expelled) 158 43 12 31 0 0 - 100 - - - -
26 SMC GLOBAL SECURITIES LTD. No 110015 41 40 0 0 1 - 100 2 1 0 1
27 ANAND RATHI SHARE AND STOCK BROKERS LIMITED No 77133 39 38 0 0 1 - 100 1 0 0 1
28 GEOJIT FINANCIAL SERVICES LIMITED No 173731 26 25 0 0 1 - 100 1 1 0 0
29 VRISE SECURITIES PRIVATE LIMITED No 8182 25 24 0 0 1 - 96 2 1 0 1
30 BASAN EQUITY BROKING LIMITED No 3765 24 24 0 0 0 - 100 - - - -
31 LKP SECURITIES LTD. No 29765 22 22 0 0 0 - 100 3 0 0 3
32 SWASTIKA INVESTMART LIMITED No 27180 20 19 0 0 1 - 95 0 0 0 0
33 MONARCH NETWORTH CAPITAL LIMITED No 51722 20 20 0 0 0 - 100 - - - -
34 ZERODHA SECURITIES PRIVATE LIMITED No 4 20 20 0 0 0 - 100 - - - -
35 AXIS SECURITIES LIMITED No 416707 19 19 0 0 0 - 100 - - - -
36 NARAYAN SECURITIES LIMITED No 1300 20 18 0 0 2 - 89.47 - - - -
37 SAMCO SECURITIES LIMITED No 38849 19 19 0 0 0 - 100 1 0 0 1
38 NAVIA MARKETS LTD. No 8898 19 19 0 0 0 - 100 2 2 0 0
39 CHOICE EQUITY BROKING PRIVATE LIMITED No 18655 19 15 0 0 4 - 83.33 1 1 0 0
40 GLOBE CAPITAL MARKET LIMITED No 25421 16 16 0 0 0 - 100 4 3 0 1
41 KANTILAL CHHAGANLAL SECURITIES PRIVATE LIMITED No 2654 15 15 0 0 0 - 100 - - - -
42 IDBI CAPITAL MARKETS & SECURITIES LTD. No 38563 15 15 0 0 0 - 100 1 1 0 0
43 SAFAL CAPITAL (INDIA) LIMITED No 7028 14 14 0 0 0 - 100 - - - -
44 MASTER CAPITAL SERVICES LIMITED No 44043 14 14 0 0 0 - 100 1 1 0 0
45 ZEBU SHARE AND WEALTH MANAGEMENTS PRIVATE LIMITED No 6025 14 14 0 0 0 - 100 3 2 0 1
46 KIFS TRADE CAPITAL PRIVATE LIMITED No 24031 13 13 0 0 0 - 100 - - - -
47 COMFORT SECURITIES LIMITED No 2221 13 13 0 0 0 - 100 2 2 0 0
48 PROFITMART SECURITIES PRIVATE LIMITED No 11497 12 12 0 0 0 - 100 - - - -
49 SHRIRAM INSIGHT SHARE BROKERS LIMITED No 29124 12 12 0 0 0 - 100 1 1 0 0
50 BONANZA PORTFOLIO LTD. No 39923 12 12 0 0 0 - 100 5 4 3 1
51 JM FINANCIAL SERVICES LIMITED No 38480 12 12 0 0 0 - 100 1 1 1 0
52 SOUTH ASIAN STOCKS LTD. No 12637 11 10 0 0 1 - 90.9 1 0 0 1
53 VENTURA SECURITIES LTD. No 81693 11 11 0 0 0 - 100 - - - -
54 ASHLAR SECURITIES PRIVATE LIMITED No 4802 11 11 0 0 0 - 100 0 0 0 0
55 KAYNET FINANCE LIMITED No 3150 10 9 0 1 0 - 100 5 3 1 2
56 QUANTUM GLOBAL SECURITIES LIMITED No 2967 10 10 0 0 0 - 100 0 0 0 0
57 VNS FINANCE & CAPITAL SERVICES LTD. No 22091 10 10 0 0 0 - 100 - - - -
58 SHCIL SERVICES LIMITED No 23354 9 9 0 0 0 - 100 - - - -
59 STOCK HOLDING CORPORATION OF INDIA LTD No - 9 9 0 0 0 - 100 - - - -
60 TRUSTLINE SECURITIES LIMITED No 12183 9 9 0 0 0 - 100 - - - -
61 PRUDENT BROKING SERVICES PRIVATE LIMITED No 19467 9 9 0 0 0 - 100 3 2 0 1
62 AMRAPALI AADYA TRADING & INVESTMENT PRIVATE LIMITED Yes (Expelled) - 8 0 8 0 0 - 100 - - - -
63 KSBL SECURITIES LIMITED No 727 8 6 0 1 1 - 87.5 2 1 0 1
64 MARWADI SHARES AND FINANCE LIMITED No 92268 8 8 0 0 0 - 100 - - - -
65 ARIHANT CAPITAL MARKETS LIMITED No 32950 8 8 0 0 0 - 100 1 0 0 1
66 BANSAL FINSTOCK PRIVATE LIMITED No 12715 7 7 0 0 0 - 100 2 1 1 1
67 STANDARD CHARTERED SECURITIES (INDIA) LIMITED No 6818 7 7 0 0 0 - 100 - - - -
68 INDITRADE CAPITAL LIMITED No 13085 7 7 0 0 0 - 100 0 0 0 0
69 YES SECURITIES (INDIA) LIMITED No 11175 7 6 0 0 1 - 85.71 1 1 0 0
70 EDELWEISS SECURITIES LIMITED No 711 6 6 0 0 0 - 100 - - - -
71 INTEGRATED ENTERPRISES (INDIA) PRIVATE LIMITED No 38606 6 6 0 0 0 - 100 - - - -
72 FAIRWEALTH SECURITIES LIMITED No 11839 6 6 0 0 0 - 100 1 1 0 0
73 R K GLOBAL SHARES & SECURITIES LIMITED No 9236 6 6 0 0 0 - 100 1 1 1 0
74 MANGAL KESHAV FINANCIAL SERVICES LLP No 8704 6 6 0 0 0 - 100 - - - -
75 ANGEL SECURITIES LTD No 11 6 6 0 0 0 - 100 - - - -
76 WAY2WEALTH BROKERS PRIVATE LIMITED No 27892 6 6 0 0 0 - 100 - - - -
77 BEZEL STOCK BROKERS PRIVATE LIMITED No 913 6 6 0 0 0 - 100 - - - -
78 NARNOLIA FINANCIAL ADVISORS LIMITED No 12917 5 4 0 0 1 - 80 - - - -
79 KUNVARJI FINSTOCK PVT. LTD. No 10552 5 5 0 0 0 - 100 1 0 0 1
80 EXCLUSIVE SECURITIES LTD. No 3718 5 5 0 0 0 - 100 - - - -
81 GOODWILL WEALTH MANAGEMENT PVT LTD No 8599 5 5 0 0 0 - 100 - - - -
82 ALICE BLUE FINANCIAL SERVICES PRIVATE LIMITED #N/A 4932 5 5 0 0 0 - 100 - - - -
83 MONEYLICIOUS SECURITIES PRIVATE LIMITED No 245 5 5 0 0 0 - 100 - - - -
84 INTIME EQUITIES LIMITED No 7212 5 5 0 0 0 - 100 2 0 0 2
85 SUMPOORNA PORTFOLIO LIMITED No 2225 5 5 0 0 0 - 100 - - - -
86 ASIT C MEHTA INVESTMENT INTERRMEDIATES LTD. No 23661 5 5 0 0 0 - 100 0 0 0 0
87 SHREE BAHUBALI INTERNATIONAL LTD. No 9201 5 5 0 0 0 - 100 - - - -
88 ABHIPRA CAPITAL LTD. No 2472 5 5 0 0 0 - 100 - - - -
89 SHRI PARASRAM HOLDINGS PVT. LTD. No 34083 5 5 0 0 0 - 100 - - - -
90 ARHAM SHARE CONSULTANTS PRIVATE LIMITED No 7716 5 4 0 0 1 - 80 0 0 0 0
91 INDIRA SECURITIES PRIVATE LIMITED No 7119 4 4 0 0 0 - 100 0 0 0 0
92 EMKAY GLOBAL FINANCIAL SERVICES LIMITED No 16493 4 4 0 0 0 - 100 2 2 2 0
93 DHWAJA SHARES & SECURITIES PRIVATE LIMITED No 557 4 3 0 1 0 - 100 - - - -
94 SKUNG TRADELINK LIMITED No 1084 4 3 0 0 1 - 75 0 0 0 0
95 BHANSALI VALUE CREATIONS PRIVATE LIMITED No 8010 4 4 0 0 0 - 100 - - - -
96 FORTUNE CAPITAL SERVICES PRIVATE LIMITED No 4668 4 4 0 0 0 - 100 - - - -
97 ICICI SECURITIES PRIMARY DEALERSHIP LIMITED No 1 4 4 0 0 0 - 100 - - - -
98 FYERS SECURITIES No 3979 4 4 0 0 0 - 100 - - - -
99 SUSHIL FINANCIAL SERVICES PRIVATE LIMITED No 37667 4 4 0 0 0 - 100 - - - -
100 ACUMEN CAPITAL MARKET (INDIA) LTD No 4331 4 2 0 0 2 - 50 - - - -
101 FIRST GLOBAL STOCKBROKING PVT.LTD. No 283 4 4 0 0 0 - 100 6 5 5 1
102 DFS SECURITIES PVT LTD No - 4 4 0 0 0 - 100 - - - -
103 HDFC BANK LTD. No - 4 4 0 0 0 - 100 - - - -
104 NJ INDIA INVEST PRIVATE LIMITED No 15636 3 3 0 0 0 - 100 - - - -
105 CELEBRUS CAPITAL LIMITED No 5809 3 3 0 0 0 - 100 - - - -
106 FINVASIA SECURITIES PRIVATE LIMITED No 3128 3 3 0 0 0 - 100 - - - -
107 BRICS SECURITIES LTD. No - 3 3 0 0 0 - 100 - - - -
108 IFCI FINANCIAL SERVICES LIMITED No 6225 3 3 0 0 0 - 100 - - - -
109 JM FINANCIAL SECURITIES PVT.LTD. No - 3 3 0 0 0 - 100 - - - -
110 PRABHUDAS LILLADHER PVT. LTD. No 20879 3 3 0 0 0 - 100 - - - -
111 STEWART & MACKERTICH WEALTH MANAGEMENT LTD. No 3159 3 3 0 0 0 - 100 1 1 1 0
112 PEERLESS SECURITIES LIMITED No 3815 3 3 0 0 0 - 100 2 1 1 1
113 BEST BULL STOCK TRADING No - 3 3 0 0 0 - 100 - - - -
114 UNICON SECURITIES PVT. LTD. Yes (Expelled) - 3 2 1 0 0 - 100 - - - -
115 INDUS PORTFOLIO (P) LTD No 4911 3 3 0 0 0 - 100 - - - -
116 C.D. EQUISEARCH PVT. LTD No 2385 3 3 0 0 0 - 100 - - - -
117 ISE SECURITIES & SERVICES LIMITED No 14127 3 3 0 0 0 - 100 - - - -
118 ASHIKA STOCK BROKING LTD. No 16002 3 3 0 0 0 - 100 1 1 0 0
119 JUST TRADE SECURITIES LIMITED No 2177 3 3 0 0 0 - 100 - - - -
120 INDIANIVESH SECURITIES LTD. No 15332 3 3 0 0 0 - 100 - - - -
121 DBFS SECURITIES LIMITED No 8553 3 3 0 0 0 - 100 1 1 0 0
122 ISHTA SECURITIES No 138 2 2 0 0 0 - 100 1 1 0 0
123 CHOLAMANDALAM SECURITIES LIMITED No 6452 2 2 0 0 0 - 100 - - - -
124 NIRMAL BANG EQUITIES PRIVATE LIMITED No 77 2 2 0 0 0 - 100 - - - -
125 ATS SHARE BROKERS PRIVATE LIMITED No 2134 2 2 0 0 0 - 100 - - - -
126 FRR SHARES AND SECURITIES LIMITED No 3144 2 1 0 0 1 - 50 - - - -
127 A.N. SECURITIES No 25 2 2 0 0 0 - 100 - - - -
128 ACHIIEVERS EQUITIES LIMITED No 1269 2 2 0 0 0 - 100 - - - -
129 AMBALAL SHARES & STOCKS PRIVATE LIMITED No 2201 2 2 0 0 0 - 100 - - - -
130 4A SECURITIES LIMITED No 147 2 1 0 0 1 - 50 - - - -
131 AASMAA SECURITIES PRIVATE LIMITED No 2233 2 2 0 0 0 - 100 - - - -
132 LFS BROKING PRIVATE LIMITED No 964 2 2 0 0 0 - 100 - - - -
133 SPACE ANG INDIA CORPORATION No - 2 2 0 0 0 - 100 - - - -
134 IIFL WEALTH MANAGEMENT LTD No 1542 2 2 0 0 0 - 100 - - - -
135 ARTHA VRDDHI SECURITIES LIMITED No 1510 2 2 0 0 0 - 100 8 3 3 5
136 SATCO CAPITAL MARKETS LIMITED No 3270 2 2 0 0 0 - 100 - - - -
137 ICICI WEB TRADE LTD No - 2 2 0 0 0 - 100 - - - -
138 GOLDMINE STOCKS PRIVATE LIMITED No 16316 2 2 0 0 0 - 100 - - - -
139 JHAVERI SECURITIES LIMITED No 37167 2 2 0 0 0 - 100 - - - -
140 JOINDRE CAPITAL SERVICES LTD No 7622 2 2 0 0 0 - 100 - - - -
141 KRISHA INCAP SERVICES PVT.LTD. No 72 2 2 0 0 0 - 100 - - - -
142 VERTEX SECURITIES LTD. No 3813 2 2 0 0 0 - 100 - - - -
143 COIMBATORE CAPITAL LIMITED No 6134 2 2 0 0 0 - 100 - - - -
144 ALANKIT ASSIGNMENTS LTD. No 18876 2 2 0 0 0 - 100 0 0 0 0
145 CONSORTIUM SECURITIES PRIVATE LTD. No 4678 2 2 0 0 0 - 100 1 0 0 1
146 INDIAN FINANCE GUARANTY LTD. No 351 3 2 0 0 1 - 100 - - - -
147 INTEGRATED MASTER SECURITIES PVT. LTD. No 2763 2 2 0 0 0 - 100 - - - -
148 MODEX INTERNATIONAL SECURITIES LTD. No 2015 2 2 0 0 0 - 100 - - - -
149 MULTIPLEX CAPITAL LTD. No 2309 2 2 0 0 0 - 100 - - - -
150 GOLDSTREET SECURITIES LIMITED No 20 2 2 0 0 0 - 100 - - - -
151 PACE STOCK BROKING SERVICES PRIVATE LIMITED No 5899 2 2 0 0 0 - 100 1 0 0 1
152 PCS SECURITIES LTD. No 10914 2 2 0 0 0 - 100 - - - -
153 CIL SECURITIES LTD. No 1850 2 2 0 0 0 - 100 1 1 0 0
154 BGSE FINANCIALS LIMITED No 11864 2 2 0 0 0 - 100 - - - -
155 SURESH RATHI SECURITIES PRIVATE LIMITED No 27283 2 2 0 0 0 - 100 - - - -
156 PHILLIPCAPITAL (INDIA) PVT. LTD No 13209 2 2 0 0 0 - 100 - - - -
157 BP EQUITIES PRIVATE LIMITED No 9529 2 2 0 0 0 - 100 - - - -
158 PUG SECURITIES PRIVATE LIMITED No 57 2 2 0 0 0 - 100 - - - -
159 SYSTEMATIX SHARES & STOCKS (INDIA) LTD. No 5267 2 2 0 0 0 - 100 1 1 0 0
160 JAINAM SHARE CONSULTANTS PRIVATE LIMITED No 55425 2 2 0 0 0 - 100 - - - -
161 SAS BROKING PRIVATE LIMITED No - 2 2 0 0 0 - 100 - - - -
162 ASTHA CREDIT & SECURITIES (P) LTD No 7217 2 2 0 0 0 - 100 - - - -
163 DESTINY SECURITIES LTD. No 60 2 2 0 0 0 - 100 1 1 1 0
164 ZUARI FINSERV PRIVATE LIMITED No 3971 2 2 0 0 0 - 100 - - - -
165 R.K. STOCKHOLDING (P) LTD. No 1184 2 2 0 0 0 - 100 - - - -
166 NG RATHI INVESTRADES PRIVATED LIMITED No 2663 3 2 0 0 1 - 100 - - - -
167 C. M. GOENKA STOCK BROKERS PVT. LTD. No 1098 2 2 0 0 0 - 100 - - - -
168 RKG SHARE BROKERS PVT. LTD. No 6 2 2 0 0 0 - 100 - - - -
169 ADVENT STOCK BROKING PRIVATE LIMITED No 1 2 2 0 0 0 - 100 - - - -
170 AXIS SHARES & SECURITIES PRIVATE LIMITED No - 2 2 0 0 0 - 100 - - - -
171 CAPITAL WIZARD STOCK BROKING PVT. LTD. No 227 2 2 0 0 0 - 100 - - - -
172 FICUS SECURITIES PRIVATE LIMITED Yes (Expelled) - 2 0 2 0 0 - 100 - - - -
173 HEDGE EQUITIES LIMITED No 5556 2 2 0 0 0 - 100 - - - -
174 MOTILAL OSWAL CAPITAL MARKETS PRIVATE LIMITED No - 2 2 0 0 0 - 100 - - - -
175 INDIABULLS BROKERAGE LIMITED No - 2 2 0 0 0 - 100 - - - -
176 GEPL CAPITAL PRIVATE LIMITED #N/A 7881 1 1 0 0 0 - 100 - - - -
177 COMPETENT FINMAN PVT. LTD. No 2257 1 1 0 0 0 - 100 1 0 0 1
178 ICICI BANK LTD No - 1 1 0 0 0 - 100 - - - -
179 SRI SHIRDI CAPITAL SERVICES PRIVATE LIMITED No 842 1 1 0 0 0 - 100 - - - -
180 MAVERICK SHARE BROKERS PRIVATE LIMITED No 8897 1 1 0 0 0 - 100 - - - -
181 ASE CAPITAL MARKETS LTD. No 19699 1 1 0 0 0 - 100 - - - -
182 ANUGRAH STOCK & BROKING PVT. LTD. No 8635 1 1 0 0 0 - 100 - - - -
183 KOTAK MAHINDRA BANK LTD. No - 1 1 0 0 0 - 100 - - - -
184 KARUNA FINANCIAL SERVICES PVT. LTD No 1157 1 1 0 0 0 - 100 - - - -
185 FAIR INTERMEDIATE INVESTMENTS PVT. LTD. No 1954 1 1 0 0 0 - 100 - - - -
186 MARFATIA STOCK BROKING PRIVATE LIMITED No 5054 1 1 0 0 0 - 100 - - - -
187 RR EQUITY BROKERS PVT. LTD. No 470 1 1 0 0 0 - 100 - - - -
188 R WADIWALA SECURITIES PVT. LTD. No 5936 1 1 0 0 0 - 100 - - - -
189 J G SHAH FINANCIAL CONSULTANTS PVT. LTD. No 478 1 1 0 0 0 - 100 - - - -
190 UNION BANK OF INDIA No 1 1 1 0 0 0 - 100 - - - -
191 ALMONDZ GLOBAL SECURITIES LTD. No 2437 1 1 0 0 0 - 100 - - - -
192 PRATHAM SECURITIES PRIVATE LIMITED No - 1 1 0 0 0 - 100 - - - -
193 A. S. STOCK BROKING AND MANAGEMENT PVT LTD. No 62 1 1 0 0 0 - 100 - - - -
194 LAKSHMISHREE INVESTMENT & SECURITIES PVT. LTD. No 6157 1 1 0 0 0 - 100 - - - -
195 INDO JATALIA SECURITIES PRIVATE LIMITED No 359 1 1 0 0 0 - 100 - - - -
196 WELLINDIA SECURITIES LIMITED No 769 1 1 0 0 0 - 100 - - - -
197 CANARA BANK SECURITIES LIMITED No 9830 1 1 0 0 0 - 100 - - - -
198 INTERACTIVE BROKERS (INDIA) PRIVATE LIMITED No 594 1 1 0 0 0 - 100 - - - -
199 KALPATARU MULTIPLIER LTD. No 2353 1 1 0 0 0 - 100 - - - -
200 SMVD SECURITIES No 48 1 1 0 0 0 - 100 - - - -
201 RAGHUNANDAN CAPITAL PRIVATE LIMITED No 2057 1 1 0 0 0 - 100 - - - -
202 FORTUNE CAPITAL SERVICES No 2 1 1 0 0 0 - 100 - - - -
203 NKB SECURITIES No 55 1 1 0 0 0 - 100 - - - -
204 PANTOMATH STOCK BROKERS PRIVATE LIMITED No 310 1 1 0 0 0 - 100 - - - -
205 RTG SHARE BROKING LIMITED No 85 1 1 0 0 0 - 100 - - - -
206 GOOD FORTUNE CAPITALS PRIVATE LIMITED No 17 1 1 0 0 0 - 100 - - - -
207 A C AGARWAL SHARE BROKERS PVT LTD No 3728 1 1 0 0 0 - 100 - - - -
208 ACHINTYA SECURITIES PRIVATE LIMITED No 633 1 1 0 0 0 - 100 - - - -
209 BERKELEY SECURITIES LIMITED No 945 1 1 0 0 0 - 100 1 1 1 0
210 UNLOCK WEALTH SECURITIES LIMITED No 1031 1 1 0 0 0 - 100 - - - -
211 J M GLOBAL EQUITIES PRIVATE LIMITED No 1063 1 1 0 0 0 - 100 - - - -
212 BHUMIKA CONSULTANCY (P) LTD No 2346 1 1 0 0 0 - 100 - - - -
213 MAXGROWTH CAPITAL PRIVATE LIMITED No 738 1 1 0 0 0 - 100 - - - -
214 GREENBUCKS SECURITIES PRIVATE LIMITED No 836 1 1 0 0 0 - 100 - - - -
215 BURGEON SECURITIES No 88 1 0 0 0 1 - 0 - - - -
216 WEALTH DISCOVERY SECURITIES PVT. LTD. No 1090 1 1 0 0 0 - 100 - - - -
217 RELIGARE SHARE BROKERS LIMITED No - 1 1 0 0 0 - 100 - - - -
218 ORION CAPITAL AND DEBT MARKET Yes (Expelled) - 1 0 1 0 0 - 100 - - - -
219 TRADEJINI FINANCIAL SERVICES PVT LTD No 5013 1 1 0 0 0 - 100 - - - -
220 FINDOC INVESTMART PVT. LTD. No 1844 1 1 0 0 0 - 100 - - - -
221 VERACITY FINANCIAL SERVICES PVT LTD No 786 1 1 0 0 0 - 100 - - - -
222 VACHANA INVESTMENTS PRIVATE LIMITED No 866 1 1 0 0 0 - 100 - - - -
223 GROVALUE SECURITIES PVT LTD No 1278 1 1 0 0 0 - 100 - - - -
224 GCL SECURITIES PVT LTD No 4282 1 1 0 0 0 - 100 - - - -
225 MANDOT SECURITIES PRIVATE LIMITED No 857 1 1 0 0 0 - 100 - - - -
226 PATEL WEALTH ADVISORS PVT LTD No 5967 1 1 0 0 0 - 100 - - - -
227 SUNNESS CAPITAL INDIA PVT LTD No 830 1 1 0 0 0 - 100 - - - -
228 SUNLIGHT BROKING LLP No 2807 1 1 0 0 0 - 100 - - - -
229 KISAN RATILAL CHOKSEY SHARES AND SECURITIES PRIVATE LIMTIED No 8202 1 1 0 0 0 - 100 - - - -
230 INDIA ADVANTAGE SECURITIES PRIVATE LIMITED No 5051 1 1 0 0 0 - 100 - - - -
231 ARJ SECURITIES PVT. LTD. No 117 1 1 0 0 0 - 100 - - - -
232 VCK SHARE & STOCK BROKING SERVICES LTD. No 2371 1 1 0 0 0 - 100 - - - -
233 BAJAJ SHARE & STOCK BROKERS PVT. LTD No 29 1 1 0 0 0 - 100 - - - -
234 KHANDWALA SECURITIES LTD. No 967 1 1 0 0 0 - 100 - - - -
235 SUNIDHI SECURITIES & FINANCE LIMITED No 6986 1 1 0 0 0 - 100 - - - -
236 AMRAPALI CAPITAL AND FINANCE SERVICES LTD. No 198 1 1 0 0 0 - 100 - - - -
237 ANVIL SHARE & STOCK BROKING PVT. LTD No 1287 1 1 0 0 0 - 100 - - - -
238 PRAVIN RATILAL SHARE AND STOCK BROKERS LTD No 12407 1 1 0 0 0 - 100 - - - -
239 RATNAKAR SECURITIES PVT LTD No 12340 1 1 0 0 0 - 100 - - - -
240 ARCADIA SHARE & STOCK BROKERS PRIVATE LIMITED #N/A 16229 1 1 0 0 0 - 100 - - - -
241 COMPOSITE INVESTMENTS PRIVATE LIMITED No 1526 1 1 0 0 0 - 100 - - - -
242 FAST CAPITAL MARKETS LTD. No 1310 1 1 0 0 0 - 100 - - - -
243 EUREKA STOCK & SHARE BROKING SERVICES LIMITED No 22904 1 1 0 0 0 - 100 - - - -
244 UNITED CREDIT SECURITIES LTD. No 220 1 1 0 0 0 - 100 - - - -
245 A . G. SHARES & SECURITIES LTD. No 2664 1 1 0 0 0 - 100 - - - -
246 ADROIT FINANCIAL SERVICES PRIVATE LIMITED No 10676 1 1 0 0 0 - 100 - - - -
247 ASTITVA CAPITAL MARKET PRIVATE LIMITED No 175 1 1 0 0 0 - 100 - - - -
248 FARSIGHT SECURITIES LTD. No 1588 1 1 0 0 0 - 100 - - - -
249 GOGIA CAPITAL SERVICES LIMITED No 1554 1 1 0 0 0 - 100 - - - -
250 MAHESHWARI TECHNICAL & FINANCIAL SERVICES LTD. No 1342 1 1 0 0 0 - 100 - - - -
251 PRABHAT FINANCIAL SERVICES LTD. No 3720 1 1 0 0 0 - 100 - - - -
252 QUANTUM SECURITIES PVT. LTD. No 519 1 1 0 0 0 - 100 - - - -
253 SS CORPORATE SECURITIES LIMITED No 12725 1 1 0 0 0 - 100 - - - -
254 SANCHIT FINANCIAL & MANAGEMENT SERVICES LTD. No 401 1 1 0 0 0 - 100 - - - -
255 SKI CAPITAL SERVICES LTD. No 1132 1 1 0 0 0 - 100 - - - -
256 STAR SHARE & STOCK BROKERS LTD. No - 1 1 0 0 0 - 100 1 0 0 1
257 SUNGLOW CAPITAL SERVICES LTD. #N/A 116 3 0 0 0 3 - 0 - - - -
258 SAAKETA CONSULTANTS LTD. No 963 1 1 0 0 0 - 100 - - - -
259 ZEN SECURITIES LTD. No 15368 1 1 0 0 0 - 100 - - - -
260 AMU SHARES & SECURITIES LTD. No 1 1 1 0 0 0 - 100 - - - -
261 B N RATHI SECURITIES LIMITED No 7844 1 1 0 0 0 - 100 - - - -
262 ESCORTS SECURITIES LTD. No 1728 1 1 0 0 0 - 100 1 1 1 0
263 ARCH FINANCE LTD. No 1251 1 1 0 0 0 - 100 - - - -
264 RENAISSANCE SECURITIES LIMITED No - 1 1 0 0 0 - 100 - - - -
265 MANUBHAI MANGALDAS SECURITIES PVT. LTD. No 3966 1 1 0 0 0 - 100 - - - -
266 HSE SECURITIES LTD. No 2668 1 1 0 0 0 - 100 - - - -
267 ICICI BANK LTD. No 4 1 1 0 0 0 - 100 - - - -

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Note:
**Non actionable means the complaint that are incomplete/outside the scope of stock exchange/against defaulter, expelled member