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Report of Redressal of Complaints lodged by clients against Trading Members (TMs) during 2018-19

Last updated on 30-Apr-2019

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Total number of active clients for all the stock brokers of the exchange 8782207
Percentage of total number of complaints received as against total number of active clients for all the stock brokers of the exchange 0.06
Percentage of total number of complaints redressed as against total number of complaints received (Overall market redressal rate) 75.01
SN NAME OF THE TM DEFAULTER (YES/NO) UCC OF ACTIVE CLIENTS NO. OF COMPLAINTS RECEIVED AGAINST TM* RESOLVED THROUGH EXCHANGE/ IGRC NON ACTIONABLE** ADVISED / OPTED FOR ARBITRATION PENDING FOR REDRESSAL WITH EXCHANGE PERCENTAGE OF NUMBER OF COMPLAINTS RECEIVED AS AGAINST NUMBER OF ACTIVE CLIENTS PERCENTAGE OF NUMBER OF COMPLAINTS RESOLVED AS AGAINST NUMBER OF COMPLAINTS RECEIVED NO. OF ARBITRATION FILED BY CLIENTS DECIDED BY THE ARBITRATORS DECIDED BY ARBITRATORS IN FAVOUR OF CLIENTS PENDING FOR REDRESSAL WITH ARBITRATORS
1 GUINESS SECURITIES LIMITED No 6213 1401 18 0 0 1383 22.54 1.28 0 0 0 0
2 ZERODHA BROKING LIMITED No 909008 296 295 0 0 1 0.03 99.66 0 0 0 0
3 KARVY STOCK BROKING LTD. No 266287 253 252 0 0 1 0.09 99.6 10 10 7 0
4 ANGEL BROKING LIMITED No 412809 242 239 0 2 1 0.05 99.58 7 6 0 1
5 MOTILAL OSWAL FINANCIAL SERVICES LIMITED No 319138 213 210 0 0 3 0.06 98.59 5 5 1 1
6 KOTAK SECURITIES LTD. No 437822 189 185 0 2 2 0.04 98.94 5 2 0 3
7 ICICI SECURITIES LIMITED No 843975 171 171 0 0 0 0.02 100 2 1 0 1
8 IIFL SECURITIES LIMITED No 214149 139 138 0 0 1 0.06 99.28 5 3 2 2
9 F6 FINSERVE PRIVATE LIMITED Yes (Expelled) - 114 3 111 0 0 - 100 - - - -
10 SHAREKHAN LTD. No 509787 140 138 0 0 2 0.02 98.57 6 4 0 2
11 WEALTH MANTRA LIMITED Yes (Expelled) - 84 7 77 0 1 - 100 - - - -
12 TRADEBULLS SECURITIES (P) LTD. No 69362 112 111 0 0 1 0.16 99.1 12 10 2 2
13 BMA WEALTH CREATORS LIMITED No 23698 100 96 0 1 3 0.42 97 12 10 3 2
14 HDFC SECURITIES LTD. No 672044 93 92 0 1 0 0.01 100 2 0 0 2
15 EDELWEISS BROKING LIMITED No 120132 102 101 0 0 1 0.08 99.01 4 3 0 1
16 5PAISA CAPITAL LIMITED No 106280 110 106 0 1 3 0.1 97.27 2 2 2 0
17 RELIANCE SECURITIES LIMITED No 120227 94 91 0 3 0 0.07 100 11 6 1 5
18 NIRMAL BANG SECURITIES PVT. LTD. No 93607 88 82 0 3 3 0.09 96.59 9 7 3 2
19 ADITYA BIRLA MONEY LIMITED No 44234 64 63 0 0 1 0.14 98.43 6 2 1 4
20 RELIGARE BROKING LIMITED No 159030 72 72 0 0 0 0.04 100 4 2 0 2
21 DEALMONEY SECURITIES PRIVATE LIMITED No 11551 71 68 0 2 1 0.61 98.59 1 1 0 0
22 RKSV SECURITIES INDIA PRIVATE LIMITED No 99546 67 66 0 1 0 0.06 100 0 0 0 0
23 INDIABULLS VENTURES LTD. No 44730 61 60 0 0 1 0.13 98.36 5 5 2 0
24 SBICAP SECURITIES LIMITED No 209301 60 60 0 0 0 0.02 100 3 2 0 1
25 PREM SOMANI SHARE BROKERS PVT. LTD. Yes (Expelled) 1 43 12 31 0 0 4300 100 - - - -
26 SMC GLOBAL SECURITIES LTD. No 105981 46 46 0 0 0 0.04 100 3 2 0 1
27 ANAND RATHI SHARE AND STOCK BROKERS LIMITED No 76095 46 46 0 0 0 0.06 100 1 1 0 0
28 VRISE SECURITIES PRIVATE LIMITED No 7700 28 28 0 0 0 0.36 100 4 2 1 2
29 GEOJIT FINANCIAL SERVICES LIMITED No 162789 37 37 0 0 0 0.02 100 1 1 0 0
30 BASAN EQUITY BROKING LIMITED No 3910 42 41 0 1 0 1.07 100 1 0 0 1
31 LKP SECURITIES LTD. No 28077 26 25 0 1 0 0.09 100 4 3 0 1
32 SWASTIKA INVESTMART LIMITED No 26305 27 27 0 0 0 0.1 100 0 0 0 0
33 MONARCH NETWORTH CAPITAL LIMITED No 45620 22 22 0 0 0 0.04 100 - - - -
34 ZERODHA SECURITIES PRIVATE LIMITED No 7 24 24 0 0 0 342.85 100 - - - -
35 SAMCO SECURITIES LIMITED No 39316 24 24 0 0 0 0.06 100 2 2 0 0
36 AXIS SECURITIES LIMITED No 419455 24 24 0 0 0 0 100 1 0 0 1
37 NARAYAN SECURITIES LIMITED No 1000 21 21 0 0 0 2.1 100 - - - -
38 NAVIA MARKETS LTD. No 9030 23 23 0 0 0 0.25 100 2 2 0 0
39 CHOICE EQUITY BROKING PRIVATE LIMITED No 23433 19 18 0 1 0 0.08 100 1 1 0 0
40 GLOBE CAPITAL MARKET LIMITED No 25995 20 20 0 0 0 0.07 100 4 4 0 0
41 KANTILAL CHHAGANLAL SECURITIES PRIVATE LIMITED No 2389 15 15 0 0 0 0.62 100 - - - -
42 IDBI CAPITAL MARKETS & SECURITIES LTD. No 40859 19 16 0 3 0 0.04 100 1 1 0 0
43 MASTER CAPITAL SERVICES LIMITED No 39790 19 19 0 0 0 0.04 100 1 1 0 0
44 ZEBU SHARE AND WEALTH MANAGEMENTS PRIVATE LIMITED No 6356 17 17 0 0 0 0.26 100 3 3 0 0
45 SAFAL CAPITAL (INDIA) LIMITED No 6427 14 14 0 0 0 0.21 100 - - - -
46 KIFS TRADE CAPITAL PRIVATE LIMITED No 21245 16 15 0 0 1 0.07 93.75 - - - -
47 COMFORT SECURITIES LIMITED No 2066 14 14 0 0 0 0.67 100 2 2 0 0
48 PROFITMART SECURITIES PRIVATE LIMITED No 12697 18 16 0 1 1 0.14 94.44 2 0 0 2
49 BONANZA PORTFOLIO LTD. No 35277 14 13 0 1 0 0.03 100 6 5 3 1
50 SHRIRAM INSIGHT SHARE BROKERS LIMITED No 27331 15 15 0 0 0 0.05 100 1 1 0 0
51 JM FINANCIAL SERVICES LIMITED No 35903 13 13 0 0 0 0.03 100 2 1 1 1
52 VENTURA SECURITIES LTD. No 76088 13 13 0 0 0 0.01 100 - - - -
53 ASHLAR SECURITIES PRIVATE LIMITED No 5155 14 14 0 0 0 0.27 100 0 0 0 0
54 SOUTH ASIAN STOCKS LTD. No 12345 12 12 0 0 0 0.09 100 1 1 0 0
55 KAYNET FINANCE LIMITED No 2782 11 10 0 1 0 0.39 100 5 4 2 1
56 QUANTUM GLOBAL SECURITIES LIMITED No 3279 21 18 0 3 0 0.64 100 3 0 0 3
57 VNS FINANCE & CAPITAL SERVICES LTD. No 21652 14 14 0 0 0 0.06 100 - - - -
58 STOCK HOLDING CORPORATION OF INDIA LTD No - 9 9 0 0 0 - 100 - - - -
59 PRUDENT BROKING SERVICES PRIVATE LIMITED No 17917 12 12 0 0 0 0.06 100 3 3 0 0
60 SHCIL SERVICES LIMITED No 23736 11 11 0 0 0 0.04 100 - - - -
61 TRUSTLINE SECURITIES LIMITED No 11171 16 12 0 0 4 0.14 75 2 0 0 2
62 ARIHANT CAPITAL MARKETS LIMITED No 30666 11 11 0 0 0 0.03 100 1 1 1 0
63 MARWADI SHARES AND FINANCE LIMITED No 83111 8 8 0 0 0 0 100 - - - -
64 KSBL SECURITIES LIMITED No 569 17 16 0 1 0 2.98 100 2 2 0 0
65 AMRAPALI AADYA TRADING & INVESTMENT PRIVATE LIMITED Yes (Expelled) - 8 0 8 0 0 - 100 - - - -
66 YES SECURITIES (INDIA) LIMITED No 11086 9 9 0 0 0 0.08 100 1 1 0 0
67 INDITRADE CAPITAL LIMITED No 10986 9 9 0 0 0 0.08 100 0 0 0 0
68 BANSAL FINSTOCK PRIVATE LIMITED No 11435 9 7 0 0 2 0.07 77.77 2 2 2 0
69 STANDARD CHARTERED SECURITIES (INDIA) LIMITED No 6289 9 9 0 0 0 0.14 100 - - - -
70 ANGEL SECURITIES LTD No 8 6 6 0 0 0 75 100 - - - -
71 EDELWEISS SECURITIES LIMITED No 727 7 7 0 0 0 0.96 100 - - - -
72 FAIRWEALTH SECURITIES LIMITED No 11723 6 6 0 0 0 0.05 100 1 1 0 0
73 MANGAL KESHAV FINANCIAL SERVICES LLP No 7804 6 6 0 0 0 0.07 100 - - - -
74 INTEGRATED ENTERPRISES (INDIA) PRIVATE LIMITED No 37378 8 8 0 0 0 0.02 100 - - - -
75 WAY2WEALTH BROKERS PRIVATE LIMITED No 26001 9 9 0 0 0 0.03 100 - - - -
76 R K GLOBAL SHARES & SECURITIES LIMITED No 8476 6 6 0 0 0 0.07 100 1 1 1 0
77 BEZEL STOCK BROKERS PRIVATE LIMITED No 809 8 8 0 0 0 0.98 100 - - - -
78 SHREE BAHUBALI INTERNATIONAL LTD. No 8496 5 5 0 0 0 0.05 100 - - - -
79 ABHIPRA CAPITAL LTD. No 2166 6 6 0 0 0 0.27 100 - - - -
80 NARNOLIA FINANCIAL ADVISORS LIMITED No 12921 9 9 0 0 0 0.06 100 1 0 0 1
81 SHRI PARASRAM HOLDINGS PVT. LTD. No 29885 5 5 0 0 0 0.01 100 - - - -
82 INTIME EQUITIES LIMITED No 6362 7 7 0 0 0 0.11 100 3 1 0 2
83 ASIT C MEHTA INVESTMENT INTERRMEDIATES LTD. No 21043 5 5 0 0 0 0.02 100 0 0 0 0
84 SUMPOORNA PORTFOLIO LIMITED No 2156 5 5 0 0 0 0.23 100 - - - -
85 KUNVARJI FINSTOCK PVT. LTD. No 9137 5 5 0 0 0 0.05 100 1 1 0 0
86 EXCLUSIVE SECURITIES LTD. No 3385 5 5 0 0 0 0.14 100 1 0 0 1
87 MONEYLICIOUS SECURITIES PRIVATE LIMITED No 272 5 5 0 0 0 1.83 100 - - - -
88 ALICE BLUE FIN SVCS P LTD No 7337 11 11 0 0 0 0.14 100 - - - -
89 GOODWILL WEALTH MANAGEMENT PVT LTD No 9679 7 7 0 0 0 0.07 100 2 2 2 0
90 ARHAM SHARE CONSULTANTS PRIVATE LIMITED No 6978 6 6 0 0 0 0.08 100 0 0 0 0
91 DHWAJA SHARES & SECURITIES PRIVATE LIMITED No 492 4 3 0 1 0 0.81 100 - - - -
92 SKUNG TRADELINK LIMITED No 982 4 4 0 0 0 0.4 100 0 0 0 0
93 BHANSALI VALUE CREATIONS PRIVATE LIMITED No 7553 4 4 0 0 0 0.05 100 - - - -
94 FORTUNE CAPITAL SERVICES PRIVATE LIMITED No 4948 6 6 0 0 0 0.12 100 - - - -
95 ICICI SECURITIES PRIMARY DEALERSHIP LIMITED No 1 4 4 0 0 0 400 100 - - - -
96 FYERS SECURITIES No 5323 5 5 0 0 0 0.09 100 - - - -
97 ACUMEN CAPITAL MARKET (INDIA) LTD No 6401 4 4 0 0 0 0.06 100 - - - -
98 FIRST GLOBAL STOCKBROKING PVT.LTD. No 253 4 4 0 0 0 1.58 100 6 5 5 1
99 SUSHIL FINANCIAL SERVICES PRIVATE LIMITED No 34445 4 4 0 0 0 0.01 100 - - - -
100 INDIRA SECURITIES PRIVATE LIMITED No 6568 4 4 0 0 0 0.06 100 0 0 0 0
101 EMKAY GLOBAL FINANCIAL SERVICES LIMITED No 14674 4 4 0 0 0 0.02 100 2 2 2 0
102 DFS SECURITIES PVT LTD No - 4 4 0 0 0 - 100 - - - -
103 HDFC BANK LTD. No - 4 4 0 0 0 - 100 - - - -
104 NJ INDIA INVEST PRIVATE LIMITED No 15146 3 3 0 0 0 0.01 100 - - - -
105 ASHIKA STOCK BROKING LTD. No 14570 3 3 0 0 0 0.02 100 1 1 0 0
106 FINVASIA SECURITIES PRIVATE LIMITED No 3448 4 4 0 0 0 0.11 100 - - - -
107 BEST BULL STOCK TRADING No - 4 4 0 0 0 - 100 - - - -
108 UNICON SECURITIES PVT. LTD. Yes (Expelled) - 3 2 1 0 0 - 100 - - - -
109 INDUS PORTFOLIO (P) LTD No 4374 3 3 0 0 0 0.06 100 - - - -
110 C.D. EQUISEARCH PVT. LTD No 1981 3 3 0 0 0 0.15 100 - - - -
111 BRICS SECURITIES LTD. No - 3 3 0 0 0 - 100 - - - -
112 IFCI FINANCIAL SERVICES LIMITED No 5918 3 3 0 0 0 0.05 100 - - - -
113 JM FINANCIAL SECURITIES PVT.LTD. No - 3 3 0 0 0 - 100 - - - -
114 PRABHUDAS LILLADHER PVT. LTD. No 19983 3 3 0 0 0 0.01 100 - - - -
115 STEWART & MACKERTICH WEALTH MANAGEMENT LTD. No 3340 3 3 0 0 0 0.08 100 1 1 1 0
116 PEERLESS SECURITIES LIMITED No 3636 4 4 0 0 0 0.11 100 2 1 1 1
117 JUST TRADE SECURITIES LIMITED No 1916 3 3 0 0 0 0.15 100 - - - -
118 INDIANIVESH SECURITIES LTD. No 14386 3 3 0 0 0 0.02 100 - - - -
119 DBFS SECURITIES LIMITED No 7916 3 3 0 0 0 0.03 100 1 1 0 0
120 ISE SECURITIES & SERVICES LIMITED No 12755 3 3 0 0 0 0.02 100 - - - -
121 CELEBRUS CAPITAL LIMITED No 4901 3 3 0 0 0 0.06 100 - - - -
122 INDIABULLS BROKERAGE LIMITED No - 3 3 0 0 0 - 100 - - - -
123 BP EQUITIES PRIVATE LIMITED No 8986 2 2 0 0 0 0.02 100 - - - -
124 ATS SHARE BROKERS PRIVATE LIMITED No 1818 2 2 0 0 0 0.11 100 - - - -
125 FRR SHARES AND SECURITIES LIMITED No 2886 2 2 0 0 0 0.06 100 - - - -
126 A.N. SECURITIES No 22 2 2 0 0 0 9.09 100 - - - -
127 ACHIIEVERS EQUITIES LIMITED No 1176 2 2 0 0 0 0.17 100 - - - -
128 AMBALAL SHARES & STOCKS PRIVATE LIMITED No 2029 2 2 0 0 0 0.09 100 - - - -
129 4A SECURITIES LIMITED No 127 2 2 0 0 0 1.57 100 - - - -
130 AASMAA SECURITIES PRIVATE LIMITED No 2103 2 2 0 0 0 0.09 100 - - - -
131 LFS BROKING PRIVATE LIMITED No 985 5 5 0 0 0 0.5 100 - - - -
132 SPACE ANG INDIA CORPORATION No - 3 3 0 0 0 - 100 - - - -
133 IIFL WEALTH MANAGEMENT LTD No 1626 2 2 0 0 0 0.12 100 - - - -
134 ISHTA SECURITIES No 86 2 2 0 0 0 2.32 100 1 1 0 0
135 HEDGE EQUITIES LIMITED No 5378 2 2 0 0 0 0.03 100 - - - -
136 MOTILAL OSWAL CAPITAL MARKETS PRIVATE LIMITED No - 2 2 0 0 0 - 100 - - - -
137 GOLDMINE STOCKS PRIVATE LIMITED No 14498 3 3 0 0 0 0.02 100 - - - -
138 JHAVERI SECURITIES LIMITED No 34713 2 2 0 0 0 0 100 - - - -
139 JOINDRE CAPITAL SERVICES LTD No 6992 2 2 0 0 0 0.02 100 - - - -
140 KRISHA INCAP SERVICES PVT.LTD. No 69 2 2 0 0 0 2.89 100 - - - -
141 VERTEX SECURITIES LTD. No 3683 2 2 0 0 0 0.05 100 - - - -
142 COIMBATORE CAPITAL LIMITED No 5739 2 2 0 0 0 0.03 100 - - - -
143 ALANKIT ASSIGNMENTS LTD. No 15637 3 3 0 0 0 0.01 100 0 0 0 0
144 CONSORTIUM SECURITIES PRIVATE LTD. No 4346 3 3 0 0 0 0.06 100 1 1 0 0
145 INDIAN FINANCE GUARANTY LTD. No 412 3 3 0 0 0 0.72 100 - - - -
146 INTEGRATED MASTER SECURITIES PVT. LTD. No 2510 2 2 0 0 0 0.07 100 - - - -
147 MODEX INTERNATIONAL SECURITIES LTD. No 1874 2 2 0 0 0 0.1 100 - - - -
148 MULTIPLEX CAPITAL LTD. No 2102 2 2 0 0 0 0.09 100 - - - -
149 GOLDSTREET SECURITIES LIMITED No 18 2 2 0 0 0 11.11 100 - - - -
150 PACE STOCK BROKING SERVICES PRIVATE LIMITED No 5020 4 4 0 0 0 0.07 100 1 1 1 0
151 CIL SECURITIES LTD. No 1747 2 2 0 0 0 0.11 100 1 1 0 0
152 ARTHA VRDDHI SECURITIES LIMITED No 1508 3 3 0 0 0 0.19 100 8 6 3 2
153 SATCO CAPITAL MARKETS LIMITED No 3033 3 3 0 0 0 0.09 100 - - - -
154 ICICI WEB TRADE LTD No - 2 2 0 0 0 - 100 - - - -
155 PUG SECURITIES PRIVATE LIMITED No 55 2 2 0 0 0 3.63 100 - - - -
156 SYSTEMATIX SHARES & STOCKS (INDIA) LTD. No 4745 2 2 0 0 0 0.04 100 1 1 0 0
157 JAINAM SHARE CONSULTANTS PRIVATE LIMITED No 49367 2 2 0 0 0 0 100 - - - -
158 SAS BROKING PRIVATE LIMITED No - 2 2 0 0 0 - 100 - - - -
159 ASTHA CREDIT & SECURITIES (P) LTD No 8394 4 4 0 0 0 0.04 100 - - - -
160 DESTINY SECURITIES LTD. No 30 4 2 0 0 2 13.33 50 1 1 1 0
161 ZUARI FINSERV PRIVATE LIMITED No 3714 3 3 0 0 0 0.08 100 - - - -
162 R.K. STOCKHOLDING (P) LTD. No 1099 2 2 0 0 0 0.18 100 - - - -
163 NG RATHI INVESTRADES PRIVATED LIMITED No 2175 5 5 0 0 0 0.22 100 - - - -
164 C. M. GOENKA STOCK BROKERS PVT. LTD. No 997 2 2 0 0 0 0.2 100 - - - -
165 RKG SHARE BROKERS PVT. LTD. No 6 2 2 0 0 0 33.33 100 - - - -
166 ADVENT STOCK BROKING PRIVATE LIMITED No 1 2 2 0 0 0 200 100 - - - -
167 AXIS SHARES & SECURITIES PRIVATE LIMITED No - 2 2 0 0 0 - 100 - - - -
168 CAPITAL WIZARD STOCK BROKING PVT. LTD. No 204 4 4 0 0 0 1.96 100 - - - -
169 FICUS SECURITIES PRIVATE LIMITED Yes (Expelled) - 2 0 2 0 0 - 100 - - - -
170 PCS SECURITIES LTD. No 10173 2 2 0 0 0 0.01 100 - - - -
171 CHOLAMANDALAM SECURITIES LIMITED No 6094 2 2 0 0 0 0.03 100 - - - -
172 BGSE FINANCIALS LIMITED No 11025 2 2 0 0 0 0.01 100 - - - -
173 SURESH RATHI SECURITIES PRIVATE LIMITED No 24021 2 2 0 0 0 0 100 - - - -
174 PHILLIPCAPITAL (INDIA) PVT. LTD No 12637 3 3 0 0 0 0.02 100 - - - -
175 NIRMAL BANG EQUITIES PRIVATE LIMITED No 76 2 2 0 0 0 2.63 100 - - - -
176 MARFATIA STOCK BROKING PRIVATE LIMITED No 4692 1 1 0 0 0 0.02 100 - - - -
177 RR EQUITY BROKERS PVT. LTD. No 386 1 1 0 0 0 0.25 100 - - - -
178 R WADIWALA SECURITIES PVT. LTD. No 5445 1 1 0 0 0 0.01 100 - - - -
179 J G SHAH FINANCIAL CONSULTANTS PVT. LTD. No 483 1 1 0 0 0 0.2 100 - - - -
180 UNION BANK OF INDIA No 1 1 1 0 0 0 100 100 - - - -
181 ALMONDZ GLOBAL SECURITIES LTD. No 2256 2 2 0 0 0 0.08 100 - - - -
182 PRATHAM SECURITIES PRIVATE LIMITED No - 1 1 0 0 0 - 100 - - - -
183 A. S. STOCK BROKING AND MANAGEMENT PVT LTD. No 57 1 1 0 0 0 1.75 100 - - - -
184 LAKSHMISHREE INVESTMENT & SECURITIES PVT. LTD. No 5468 1 1 0 0 0 0.01 100 - - - -
185 INDO JATALIA SECURITIES PRIVATE LIMITED No 208 1 1 0 0 0 0.48 100 - - - -
186 WELLINDIA SECURITIES LIMITED No 573 3 3 0 0 0 0.52 100 - - - -
187 CANARA BANK SECURITIES LIMITED No 9334 2 2 0 0 0 0.02 100 - - - -
188 INTERACTIVE BROKERS (INDIA) PRIVATE LIMITED No 596 2 2 0 0 0 0.33 100 - - - -
189 KALPATARU MULTIPLIER LTD. No 2223 1 1 0 0 0 0.04 100 - - - -
190 STAR SHARE & STOCK BROKERS LTD. No - 1 1 0 0 0 - 100 1 1 1 0
191 SUNGLOW CAPITAL SERVICES LTD. No 87 4 3 0 1 0 4.59 100 - - - -
192 SAAKETA CONSULTANTS LTD. No 891 1 1 0 0 0 0.11 100 - - - -
193 ZEN SECURITIES LTD. No 13769 1 1 0 0 0 0 100 - - - -
194 NKB SECURITIES No 46 1 1 0 0 0 2.17 100 - - - -
195 ARCH FINANCE LTD. No 1245 1 1 0 0 0 0.08 100 1 0 0 1
196 RENAISSANCE SECURITIES LIMITED No - 1 1 0 0 0 - 100 - - - -
197 MANUBHAI MANGALDAS SECURITIES PVT. LTD. No 3678 1 1 0 0 0 0.02 100 - - - -
198 HSB SECURITIES & EQUITIES LIMITED No 2401 1 1 0 0 0 0.04 100 - - - -
199 ICICI BANK LTD. No 4 1 1 0 0 0 25 100 - - - -
200 GEPL CAPITAL PRIVATE LIMITED No 7369 1 1 0 0 0 0.01 100 - - - -
201 COMPETENT FINMAN PVT. LTD. No 2128 1 1 0 0 0 0.04 100 1 1 1 0
202 ICICI BANK LTD No - 1 1 0 0 0 - 100 - - - -
203 SRI SHIRDI CAPITAL SERVICES PRIVATE LIMITED No 765 1 1 0 0 0 0.13 100 - - - -
204 RTG SHARE BROKING LIMITED No 52 1 1 0 0 0 1.92 100 - - - -
205 GOOD FORTUNE CAPITALS PRIVATE LIMITED No 17 1 1 0 0 0 5.88 100 - - - -
206 A C AGARWAL SHARE BROKERS PVT LTD No 3558 1 1 0 0 0 0.02 100 - - - -
207 ACHINTYA SECURITIES PRIVATE LIMITED No 607 1 1 0 0 0 0.16 100 - - - -
208 BERKELEY SECURITIES LIMITED No 849 2 2 0 0 0 0.23 100 1 1 1 0
209 UNLOCK WEALTH SECURITIES LIMITED No 1005 1 1 0 0 0 0.09 100 - - - -
210 J M GLOBAL EQUITIES PRIVATE LIMITED No 825 1 1 0 0 0 0.12 100 - - - -
211 BHUMIKA CONSULTANCY (P) LTD No 2191 1 1 0 0 0 0.04 100 - - - -
212 MAXGROWTH CAPITAL PRIVATE LIMITED No 679 2 2 0 0 0 0.29 100 - - - -
213 GREENBUCKS SECURITIES PRIVATE LIMITED No 695 1 1 0 0 0 0.14 100 - - - -
214 BURGEON SECURITIES No 86 4 2 0 0 2 4.65 50 - - - -
215 WEALTH DISCOVERY SECURITIES PVT. LTD. No 1077 2 2 0 0 0 0.18 100 - - - -
216 RELIGARE SHARE BROKERS LIMITED No - 1 1 0 0 0 - 100 - - - -
217 ORION CAPITAL AND DEBT MARKET Yes (Expelled) - 1 0 1 0 0 - 100 - - - -
218 TRADEJINI FINANCIAL SERVICES PVT LTD No 4905 2 2 0 0 0 0.04 100 - - - -
219 FINDOC INVESTMART PVT. LTD. No 1772 2 2 0 0 0 0.11 100 - - - -
220 VERACITY FINANCIAL SERVICES PVT LTD No 632 1 1 0 0 0 0.15 100 - - - -
221 VACHANA INVESTMENTS PRIVATE LIMITED No 817 1 1 0 0 0 0.12 100 - - - -
222 GROVALUE SECURITIES PVT LTD No 1229 1 1 0 0 0 0.08 100 - - - -
223 GCL SECURITIES PVT LTD No 3617 3 2 0 0 1 0.08 66.66 - - - -
224 MANDOT SECURITIES PRIVATE LIMITED No 793 1 1 0 0 0 0.12 100 - - - -
225 PATEL WEALTH ADVISORS PVT LTD No 5684 1 1 0 0 0 0.01 100 - - - -
226 SUNNESS CAPITAL INDIA PVT LTD No 944 1 1 0 0 0 0.1 100 - - - -
227 SUNLIGHT BROKING LLP No 2677 1 1 0 0 0 0.03 100 - - - -
228 PANTOMATH STOCK BROKERS PRIVATE LIMITED No 284 1 1 0 0 0 0.35 100 - - - -
229 SMVD SECURITIES No 45 1 1 0 0 0 2.22 100 - - - -
230 RAGHUNANDAN CAPITAL PRIVATE LIMITED No 1960 1 1 0 0 0 0.05 100 - - - -
231 FORTUNE CAPITAL SERVICES No 2 2 2 0 0 0 100 100 - - - -
232 AMRAPALI CAPITAL AND FINANCE SERVICES LTD. No 184 1 1 0 0 0 0.54 100 - - - -
233 ANVIL SHARE & STOCK BROKING PVT. LTD No 1171 1 1 0 0 0 0.08 100 - - - -
234 PRAVIN RATILAL SHARE AND STOCK BROKERS LTD No 11279 1 1 0 0 0 0 100 - - - -
235 RATNAKAR SECURITIES PVT LTD No 11257 1 1 0 0 0 0 100 - - - -
236 ARCADIA SHARE & STOCK BROKERS PRIVATE LIMITED No 14661 2 2 0 0 0 0.01 100 - - - -
237 COMPOSITE INVESTMENTS PRIVATE LIMITED No 1415 1 1 0 0 0 0.07 100 - - - -
238 FAST CAPITAL MARKETS LTD. No 1191 1 1 0 0 0 0.08 100 - - - -
239 EUREKA STOCK & SHARE BROKING SERVICES LIMITED No 21597 3 3 0 0 0 0.01 100 - - - -
240 UNITED CREDIT SECURITIES LTD. No 215 1 1 0 0 0 0.46 100 - - - -
241 A . G. SHARES & SECURITIES LTD. No 2587 1 1 0 0 0 0.03 100 - - - -
242 ADROIT FINANCIAL SERVICES PRIVATE LIMITED No 9657 1 1 0 0 0 0.01 100 - - - -
243 ASTITVA CAPITAL MARKET PRIVATE LIMITED No 175 1 1 0 0 0 0.57 100 - - - -
244 FARSIGHT SECURITIES LTD. No 1439 1 1 0 0 0 0.06 100 - - - -
245 GOGIA CAPITAL SERVICES LIMITED No 1385 1 1 0 0 0 0.07 100 - - - -
246 MAHESHWARI TECHNICAL & FINANCIAL SERVICES LTD. No 1198 1 1 0 0 0 0.08 100 - - - -
247 PRABHAT FINANCIAL SERVICES LTD. No 3241 1 1 0 0 0 0.03 100 - - - -
248 QUANTUM SECURITIES PVT. LTD. No 502 1 1 0 0 0 0.19 100 - - - -
249 SS CORPORATE SECURITIES LIMITED No 11864 1 1 0 0 0 0 100 - - - -
250 SANCHIT FINANCIAL & MANAGEMENT SERVICES LTD. No 343 1 1 0 0 0 0.29 100 - - - -
251 SKI CAPITAL SERVICES LTD. No 1042 1 1 0 0 0 0.09 100 - - - -
252 AMU SHARES & SECURITIES LTD. No 1 1 1 0 0 0 100 100 - - - -
253 B N RATHI SECURITIES LIMITED No 7295 1 1 0 0 0 0.01 100 - - - -
254 ESCORTS SECURITIES LTD. No 1681 2 2 0 0 0 0.11 100 1 1 1 0
255 KISAN RATILAL CHOKSEY SHARES AND SECURITIES PRIVATE LIMTIED No 7312 2 2 0 0 0 0.02 100 - - - -
256 INDIA ADVANTAGE SECURITIES PRIVATE LIMITED No 4594 2 2 0 0 0 0.04 100 - - - -
257 ARJ SECURITIES PVT. LTD. No 106 1 1 0 0 0 0.94 100 - - - -
258 VCK SHARE & STOCK BROKING SERVICES LTD. No 2145 1 1 0 0 0 0.04 100 - - - -
259 BAJAJ SHARE & STOCK BROKERS PVT. LTD No 29 2 2 0 0 0 6.89 100 - - - -
260 KHANDWALA SECURITIES LTD. No 897 1 1 0 0 0 0.11 100 - - - -
261 SUNIDHI SECURITIES & FINANCE LIMITED No 6432 1 1 0 0 0 0.01 100 - - - -
262 MAVERICK SHARE BROKERS PRIVATE LIMITED No 7602 1 1 0 0 0 0.01 100 - - - -
263 ASE CAPITAL MARKETS LTD. No 17590 1 1 0 0 0 0 100 - - - -
264 ANUGRAH STOCK & BROKING PVT. LTD. No 8068 2 2 0 0 0 0.02 100 - - - -
265 KOTAK MAHINDRA BANK LTD. No - 1 1 0 0 0 - 100 - - - -
266 KARUNA FINANCIAL SERVICES PVT. LTD No 1038 1 1 0 0 0 0.09 100 - - - -
267 FAIR INTERMEDIATE INVESTMENTS PVT. LTD. No 1761 1 1 0 0 0 0.05 100 - - - -
268 VIKSON SECURITIES PRIVATE LIMITED No 3506 10 0 0 0 10 - 0 - - - -
269 RAGHUKUL SHARES INDIA PRIVATE LIMITED No 199 5 3 0 0 2 - 20 - - - -
270 NINE STAR BROKING PRIVATE LIMITED No 8689 3 3 0 0 0 - 33.33 - - - -
271 ALLIED FINANCIAL SERVICES PVT LTD No 241 3 3 0 0 0 - 33.33 - - - -
272 MANSUKH SECURITIES & FINANCE LIMITED No 7540 2 2 0 0 0 - 50 - - - -
273 PEE AAR SECURITIES LIMITED No 1353 2 2 0 0 0 - 50 - - - -
274 INVENTURE GROWTH & SECURITIES LIMITED No 7023 2 2 0 0 0 - 50 - - - -
275 ADWEALTH STOCK BROKING PRIVATE LIMITED No 1010 1 1 0 0 0 - 0 - - - -
276 REFLECTION INVESTMENTS No 117 1 1 0 0 0 - 100 - - - -
277 OMKAM CAPITAL MARKETS PRIVATE LIMITED No 280 1 1 0 0 0 - 100 - - - -
278 MAX PLANWEALTH SECURITIES LIMITED No - 1 1 0 0 0 - 100 - - - -
279 SHRENI SHARES PRIVATE LIMITED No 462 1 1 0 0 0 - 100 - - - -
280 SRI BHEEMESWARA SECURITIES (P) LTD No - 1 1 0 0 0 - 100 - - - -
281 GANPATI SECURITIES No 2892 1 1 0 0 0 - 100 - - - -
282 BOB CAPITAL MARKETS LIMITED No 2482 1 1 0 0 0 - 100 - - - -
283 ACTION FINANCIAL SERVICES (INDIA) LIMITED No 431 1 1 0 0 0 - 100 - - - -
284 JK SECURITIES PVT. LTD. No 7772 1 1 0 0 0 - 100 - - - -
285 BALJIT SECURITIES PVT. LTD. No 1107 1 1 0 0 0 - 100 - - - -
286 EAST INDIA SECURITIES LTD. No 1178 1 1 0 0 0 - 100 - - - -
287 BASANT SECURITIES PRIVATE LIMITED No 28 1 1 0 0 0 - 100 - - - -

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**Non actionable means the complaint that are incomplete/outside the scope of stock exchange/against defaulter, expelled member