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Report of Redressal of Complaints lodged by clients against Trading Members (TMs) during 2018-19

Last updated on 28-Feb-2019

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Total number of active clients for all the stock brokers of the exchange 8841100
Percentage of total number of complaints received as against total number of active clients for all the stock brokers of the exchange 0.06
Percentage of total number of complaints redressed as against total number of complaints received (Overall market redressal rate) 71.64
SN NAME OF THE TM DEFAULTER (YES/NO) UCC OF ACTIVE CLIENTS NO. OF COMPLAINTS RECEIVED AGAINST TM* RESOLVED THROUGH EXCHANGE/ IGRC NON ACTIONABLE** ADVISED / OPTED FOR ARBITRATION PENDING FOR REDRESSAL WITH EXCHANGE PERCENTAGE OF NUMBER OF COMPLAINTS RECEIVED AS AGAINST NUMBER OF ACTIVE CLIENTS PERCENTAGE OF NUMBER OF COMPLAINTS RESOLVED AS AGAINST NUMBER OF COMPLAINTS RECEIVED NO. OF ARBITRATION FILED BY CLIENTS DECIDED BY THE ARBITRATORS DECIDED BY ARBITRATORS IN FAVOUR OF CLIENTS PENDING FOR REDRESSAL WITH ARBITRATORS
1 GUINESS SECURITIES LIMITED No 6586 1327 17 0 0 1310 20.14 1.28 0 0 0 0
2 ZERODHA No 887267 265 256 0 0 9 0.02 96.6 0 0 0 0
3 KARVY STOCK BROKING LTD. No 268272 241 230 0 0 11 0.08 95.43 10 10 7 0
4 ANGEL BROKING LIMITED No 414831 226 212 0 0 14 0.05 93.8 6 6 0 0
5 MOTILAL OSWAL SECURITIES LTD. No 322121 187 169 0 0 18 0.05 90.37 5 3 1 2
6 KOTAK SECURITIES LTD. No 435201 178 171 0 0 7 0.04 96.06 5 1 0 4
7 ICICI SECURITIES LIMITED No 830661 161 155 0 0 6 0.01 96.27 2 1 0 1
8 IIFL SECURITIES LIMITED No 221753 133 130 0 0 3 0.05 97.74 5 3 2 2
9 F6 FINSERVE PRIVATE LIMITED Yes (Expelled) 24 114 3 111 0 0 475 100 - - - -
10 SHAREKHAN LTD. No 517252 125 117 0 0 8 0.02 93.6 6 4 0 2
11 WEALTH MANTRA LIMITED Yes (Expelled) - 84 7 77 0 0 - 100 - - - -
12 BMA WEALTH CREATORS LIMITED No 24448 88 86 0 0 2 0.35 97.72 12 9 3 3
13 TRADEBULLS SECURITIES (P) LTD. No 72679 106 97 0 0 9 0.14 91.5 10 7 2 3
14 HDFC SECURITIES LTD. No 668312 87 83 0 0 4 0.01 95.4 1 0 0 1
15 EDELWEISS BROKING LIMITED No 120378 95 90 0 0 5 0.07 94.73 4 3 0 1
16 RELIANCE SECURITIES LIMITED No 121749 91 85 0 1 5 0.07 94.5 9 6 1 3
17 5PAISA CAPITAL LIMITED No 101043 96 86 0 0 10 0.09 89.58 2 2 2 0
18 NIRMAL BANG SECURITIES PVT. LTD. No 96070 81 77 0 1 3 0.08 96.29 9 7 3 2
19 RELIGARE BROKING LIMITED No 162151 69 66 0 0 3 0.04 95.65 3 2 0 1
20 ADITYA BIRLA MONEY LIMITED No 41090 63 61 0 0 2 0.15 96.82 2 2 1 0
21 DEALMONEY SECURITIES PRIVATE LIMITED No 11376 62 55 0 1 6 0.54 90.32 1 1 0 0
22 RKSV SECURITIES INDIA PRIVATE LIMITED No 92781 58 56 0 0 2 0.06 96.55 0 0 0 0
23 INDIABULLS VENTURES LTD. No 45429 55 50 0 0 5 0.12 90.9 5 3 2 2
24 SBICAP SECURITIES LIMITED No 209567 50 49 0 0 1 0.02 98 3 2 0 1
25 PREM SOMANI SHARE BROKERS PVT. LTD. Yes (Expelled) 73 43 12 31 0 0 58.9 100 - - - -
26 SMC GLOBAL SECURITIES LTD. No 107689 43 42 0 0 1 0.03 97.67 3 2 0 1
27 ANAND RATHI SHARE AND STOCK BROKERS LIMITED No 75064 45 40 0 0 5 0.05 88.88 1 1 0 0
28 VRISE SECURITIES PRIVATE LIMITED No 8013 27 27 0 0 0 0.33 100 2 1 0 1
29 GEOJIT FINANCIAL SERVICES LIMITED No 163875 32 31 0 0 1 0.01 96.87 1 1 0 0
30 BASAN EQUITY BROKING LIMITED No 3915 31 29 0 0 2 0.79 93.54 1 0 0 1
31 LKP SECURITIES LTD. No 28639 24 23 0 0 1 0.08 95.83 4 3 0 1
32 ZERODHA SECURITIES PRIVATE LIMITED No 6 20 20 0 0 0 333.33 100 - - - -
33 SWASTIKA INVESTMART LIMITED No 26916 25 24 0 0 1 0.09 96 0 0 0 0
34 MONARCH NETWORTH CAPITAL LIMITED No 48784 21 20 0 0 1 0.04 95.23 - - - -
35 NAVIA MARKETS LTD. No 8997 22 21 0 0 1 0.24 95.45 2 2 0 0
36 NARAYAN SECURITIES LIMITED No 1153 21 21 0 0 0 1.82 100 - - - -
36 NINE STAR BROKING PRIVATE LIMITED No 9469 3 3 0 0 0 - 33.33 - - - -
37 AXIS SECURITIES LIMITED No 421771 24 24 0 0 0 0 100 - - - -
38 SAMCO SECURITIES LIMITED No 38901 21 21 0 0 0 0.05 100 2 1 0 1
39 CHOICE EQUITY BROKING PRIVATE LIMITED No 22350 19 19 0 0 0 0.08 100 1 1 0 0
40 GLOBE CAPITAL MARKET LIMITED No 26182 18 17 0 0 1 0.06 94.44 4 4 0 0
41 IDBI CAPITAL MARKETS & SECURITIES LTD. No 39926 19 17 0 0 2 0.04 89.47 1 1 0 0
42 KANTILAL CHHAGANLAL SECURITIES PRIVATE LIMITED No 2461 15 15 0 0 0 0.6 100 - - - -
43 ZEBU SHARE AND WEALTH MANAGEMENTS PRIVATE LIMITED No 6311 16 16 0 0 0 0.25 100 3 3 0 0
44 SAFAL CAPITAL (INDIA) LIMITED No 6793 14 14 0 0 0 0.2 100 - - - -
45 MASTER CAPITAL SERVICES LIMITED No 41710 17 17 0 0 0 0.04 100 1 1 0 0
46 COMFORT SECURITIES LIMITED No 2130 14 14 0 0 0 0.65 100 2 2 0 0
47 KIFS TRADE CAPITAL PRIVATE LIMITED No 22896 15 14 0 0 1 0.06 93.33 - - - -
48 BONANZA PORTFOLIO LTD. No 37193 14 13 0 0 1 0.03 92.85 5 4 3 1
48 MANSUKH SECURITIES & FINANCE LIMITED No 7711 2 0 0 0 2 - 0 - - - -
49 PROFITMART SECURITIES PRIVATE LIMITED No 12354 16 14 0 0 2 0.12 87.5 1 0 0 1
50 SHRIRAM INSIGHT SHARE BROKERS LIMITED No 27678 14 14 0 0 0 0.05 100 1 1 0 0
51 JM FINANCIAL SERVICES LIMITED No 37218 13 13 0 0 0 0.03 100 1 1 1 0
52 ASHLAR SECURITIES PRIVATE LIMITED No 5038 14 13 0 0 1 0.27 92.85 0 0 0 0
53 SOUTH ASIAN STOCKS LTD. No 12445 11 11 0 0 0 0.08 100 1 1 0 0
54 VENTURA SECURITIES LTD. No 77304 13 12 0 0 1 0.01 92.3 - - - -
55 VNS FINANCE & CAPITAL SERVICES LTD. No 21722 11 10 0 0 1 0.05 90.9 - - - -
56 KAYNET FINANCE LIMITED No 2969 11 9 0 1 1 0.37 90.9 5 4 2 1
57 QUANTUM GLOBAL SECURITIES LIMITED No 3209 20 14 0 0 6 0.62 70 1 0 0 1
58 TRUSTLINE SECURITIES LIMITED No 11461 11 10 0 0 1 0.09 90.9 - - - -
59 SHCIL SERVICES LIMITED No 23362 11 10 0 0 1 0.04 90.9 - - - -
60 PRUDENT BROKING SERVICES PRIVATE LIMITED No 19014 11 10 0 0 1 0.05 90.9 3 3 0 0
61 STOCK HOLDING CORPORATION OF INDIA LTD No - 9 9 0 0 0 - 100 - - - -
62 KSBL SECURITIES LIMITED No 604 12 11 0 1 0 1.98 100 2 2 0 0
63 ARIHANT CAPITAL MARKETS LIMITED No 31658 10 8 0 0 2 0.03 80 1 1 1 0
64 MARWADI SHARES AND FINANCE LIMITED No 89537 8 8 0 0 0 0 100 - - - -
65 AMRAPALI AADYA TRADING & INVESTMENT PRIVATE LIMITED Yes (Expelled) - 8 0 8 0 0 - 100 - - - -
66 BANSAL FINSTOCK PRIVATE LIMITED No 12325 8 7 0 0 1 0.06 87.5 2 2 2 0
67 YES SECURITIES (INDIA) LIMITED No 10928 9 8 0 0 1 0.08 88.88 1 1 0 0
68 STANDARD CHARTERED SECURITIES (INDIA) LIMITED No 6412 9 9 0 0 0 0.14 100 - - - -
69 INDITRADE CAPITAL LIMITED No 11575 8 7 0 0 1 0.06 87.5 0 0 0 0
70 MAX PLANWEALTH SECURITIES LIMITED No - 1 0 0 0 1 - 0 - - - -
70 EDELWEISS SECURITIES LIMITED No 724 7 7 0 0 0 0.96 100 - - - -
71 INTEGRATED ENTERPRISES (INDIA) PRIVATE LIMITED No 37429 8 8 0 0 0 0.02 100 - - - -
71 EAST INDIA SECURITIES LTD. No 1151 1 0 0 0 1 - 0 - - - -
72 ANGEL SECURITIES LTD No 8 6 6 0 0 0 75 100 - - - -
73 R K GLOBAL SHARES & SECURITIES LIMITED No 8697 6 6 0 0 0 0.06 100 1 1 1 0
73 BALJIT SECURITIES PVT. LTD. No 1171 1 0 0 0 1 - 0 - - - -
74 MANGAL KESHAV FINANCIAL SERVICES LLP No 8207 6 6 0 0 0 0.07 100 - - - -
74 JK SECURITIES PVT. LTD. No 7756 1 1 0 0 0 - 100 - - - -
75 BEZEL STOCK BROKERS PRIVATE LIMITED No 841 8 7 0 0 1 0.95 87.5 - - - -
76 FAIRWEALTH SECURITIES LIMITED No 11554 6 6 0 0 0 0.05 100 1 1 0 0
77 WAY2WEALTH BROKERS PRIVATE LIMITED No 26456 8 7 0 0 1 0.03 87.5 - - - -
78 ASIT C MEHTA INVESTMENT INTERRMEDIATES LTD. No 21682 5 5 0 0 0 0.02 100 0 0 0 0
79 MONEYLICIOUS SECURITIES PRIVATE LIMITED No 264 5 5 0 0 0 1.89 100 - - - -
79 ACTION FINANCIAL SERVICES (INDIA) LIMITED No 441 1 1 0 0 0 - 100 - - - -
80 ALICE BLUE FIN SVCS P LTD No 6513 7 5 0 0 2 0.1 71.42 - - - -
81 GOODWILL WEALTH MANAGEMENT PVT LTD No 9362 5 5 0 0 0 0.05 100 2 2 2 0
82 SUMPOORNA PORTFOLIO LIMITED No 2170 5 5 0 0 0 0.23 100 - - - -
83 BOB CAPITAL MARKETS LIMITED No 2414 1 0 0 0 1 - 0 - - - -
83 ARHAM SHARE CONSULTANTS PRIVATE LIMITED No 7462 6 6 0 0 0 0.08 100 0 0 0 0
84 BASANT SECURITIES PRIVATE LIMITED No 29 1 1 0 0 0 - 100 - - - -
84 NARNOLIA FINANCIAL ADVISORS LIMITED No 12787 7 5 0 0 2 0.05 71.42 - - - -
85 KUNVARJI FINSTOCK PVT. LTD. No 9831 5 5 0 0 0 0.05 100 1 1 0 0
86 GANPATI SECURITIES No 3198 1 1 0 0 0 - 100 - - - -
86 EXCLUSIVE SECURITIES LTD. No 3484 5 5 0 0 0 0.14 100 - - - -
87 SHRI PARASRAM HOLDINGS PVT. LTD. No 32365 5 5 0 0 0 0.01 100 - - - -
88 INTIME EQUITIES LIMITED No 6715 7 7 0 0 0 0.1 100 3 0 0 3
89 ABHIPRA CAPITAL LTD. No 2219 6 6 0 0 0 0.27 100 - - - -
90 SHREE BAHUBALI INTERNATIONAL LTD. No 8813 5 5 0 0 0 0.05 100 - - - -
91 ICICI SECURITIES PRIMARY DEALERSHIP LIMITED No 1 4 4 0 0 0 400 100 - - - -
92 FORTUNE CAPITAL SERVICES PRIVATE LIMITED No 4844 6 6 0 0 0 0.12 100 - - - -
93 BHANSALI VALUE CREATIONS PRIVATE LIMITED No 8001 4 4 0 0 0 0.04 100 - - - -
94 HDFC BANK LTD. No - 4 4 0 0 0 - 100 - - - -
95 DHWAJA SHARES & SECURITIES PRIVATE LIMITED No 496 4 3 0 1 0 0.8 100 - - - -
95 SHRENI SHARES PRIVATE LIMITED No 456 1 1 0 0 0 - 100 - - - -
96 INDIRA SECURITIES PRIVATE LIMITED No 6742 4 4 0 0 0 0.05 100 0 0 0 0
96 PEE AAR SECURITIES LIMITED No 1399 1 0 0 0 1 - 0 - - - -
97 SUSHIL FINANCIAL SERVICES PRIVATE LIMITED No 35727 4 4 0 0 0 0.01 100 - - - -
98 OMKAM CAPITAL MARKETS PRIVATE LIMITED No 296 1 1 0 0 0 - 100 - - - -
98 FIRST GLOBAL STOCKBROKING PVT.LTD. No 260 4 4 0 0 0 1.53 100 6 5 5 1
99 EMKAY GLOBAL FINANCIAL SERVICES LIMITED No 15787 4 4 0 0 0 0.02 100 2 2 2 0
100 ACUMEN CAPITAL MARKET (INDIA) LTD No 6059 4 3 0 0 1 0.06 75 - - - -
100 REFLECTION INVESTMENTS No 118 1 0 0 0 1 - 0 - - - -
101 SKUNG TRADELINK LIMITED No 1012 4 4 0 0 0 0.39 100 0 0 0 0
102 FYERS SECURITIES No 4805 4 4 0 0 0 0.08 100 - - - -
103 DFS SECURITIES PVT LTD No - 4 4 0 0 0 - 100 - - - -
103 INVENTURE GROWTH & SECURITIES LIMITED No 7366 1 0 0 0 1 - 0 - - - -
104 BRICS SECURITIES LTD. No - 3 3 0 0 0 - 100 - - - -
105 IFCI FINANCIAL SERVICES LIMITED No 5994 3 3 0 0 0 0.05 100 - - - -
106 JM FINANCIAL SECURITIES PVT.LTD. No - 3 3 0 0 0 - 100 - - - -
107 SRI BHEEMESWARA SECURITIES (P) LTD No - 1 0 0 0 1 - 0 - - - -
107 PRABHUDAS LILLADHER PVT. LTD. No 20179 3 3 0 0 0 0.01 100 - - - -
108 STEWART & MACKERTICH WEALTH MANAGEMENT LTD. No 3260 3 3 0 0 0 0.09 100 1 1 1 0
108 ALLIED FINANCIAL SERVICES PVT LTD No 245 1 1 0 0 0 - 100 - - - -
109 PEERLESS SECURITIES LIMITED No 3609 3 3 0 0 0 0.08 100 2 1 1 1
110 BEST BULL STOCK TRADING No - 4 4 0 0 0 - 100 - - - -
111 UNICON SECURITIES PVT. LTD. Yes (Expelled) - 3 2 1 0 0 - 100 - - - -
112 INDUS PORTFOLIO (P) LTD No 4687 3 3 0 0 0 0.06 100 - - - -
113 C.D. EQUISEARCH PVT. LTD No 2073 3 3 0 0 0 0.14 100 - - - -
114 JUST TRADE SECURITIES LIMITED No 1949 3 3 0 0 0 0.15 100 - - - -
115 INDIANIVESH SECURITIES LTD. No 14720 3 3 0 0 0 0.02 100 - - - -
116 DBFS SECURITIES LIMITED No 8050 3 3 0 0 0 0.03 100 1 1 0 0
117 ISE SECURITIES & SERVICES LIMITED No 13213 3 3 0 0 0 0.02 100 - - - -
118 ASHIKA STOCK BROKING LTD. No 15004 3 3 0 0 0 0.01 100 1 1 0 0
119 NJ INDIA INVEST PRIVATE LIMITED No 15116 3 3 0 0 0 0.01 100 - - - -
120 CELEBRUS CAPITAL LIMITED No 5230 3 3 0 0 0 0.05 100 - - - -
121 FINVASIA SECURITIES PRIVATE LIMITED No 3335 4 4 0 0 0 0.11 100 - - - -
122 SATCO CAPITAL MARKETS LIMITED No 3084 3 2 0 0 1 0.09 66.66 - - - -
123 ISHTA SECURITIES No 94 2 2 0 0 0 2.12 100 1 1 0 0
124 GOLDMINE STOCKS PRIVATE LIMITED No 15510 2 2 0 0 0 0.01 100 - - - -
125 JHAVERI SECURITIES LIMITED No 35925 2 2 0 0 0 0 100 - - - -
126 JOINDRE CAPITAL SERVICES LTD No 7054 2 2 0 0 0 0.02 100 - - - -
127 KRISHA INCAP SERVICES PVT.LTD. No 70 2 2 0 0 0 2.85 100 - - - -
128 VERTEX SECURITIES LTD. No 3716 2 2 0 0 0 0.05 100 - - - -
129 COIMBATORE CAPITAL LIMITED No 5814 2 2 0 0 0 0.03 100 - - - -
130 ALANKIT ASSIGNMENTS LTD. No 16719 3 2 0 0 1 0.01 66.66 0 0 0 0
131 CONSORTIUM SECURITIES PRIVATE LTD. No 4458 2 2 0 0 0 0.04 100 1 1 0 0
132 INDIAN FINANCE GUARANTY LTD. No 387 3 3 0 0 0 0.77 100 - - - -
133 INTEGRATED MASTER SECURITIES PVT. LTD. No 2579 2 2 0 0 0 0.07 100 - - - -
134 CIL SECURITIES LTD. No 1783 2 2 0 0 0 0.11 100 1 1 0 0
135 ARTHA VRDDHI SECURITIES LIMITED No 1493 2 2 0 0 0 0.13 100 8 6 3 2
136 ZUARI FINSERV PRIVATE LIMITED No 3771 2 2 0 0 0 0.05 100 - - - -
137 R.K. STOCKHOLDING (P) LTD. No 1096 2 2 0 0 0 0.18 100 - - - -
138 NG RATHI INVESTRADES PRIVATED LIMITED No 2314 4 4 0 0 0 0.17 100 - - - -
139 C. M. GOENKA STOCK BROKERS PVT. LTD. No 1062 2 2 0 0 0 0.18 100 - - - -
140 RKG SHARE BROKERS PVT. LTD. No 6 2 2 0 0 0 33.33 100 - - - -
141 ADVENT STOCK BROKING PRIVATE LIMITED No 1 2 2 0 0 0 200 100 - - - -
142 AXIS SHARES & SECURITIES PRIVATE LIMITED No - 2 2 0 0 0 - 100 - - - -
143 CAPITAL WIZARD STOCK BROKING PVT. LTD. No 210 4 3 0 0 1 1.9 75 - - - -
144 MODEX INTERNATIONAL SECURITIES LTD. No 1885 2 2 0 0 0 0.1 100 - - - -
145 MULTIPLEX CAPITAL LTD. No 2156 2 2 0 0 0 0.09 100 - - - -
146 GOLDSTREET SECURITIES LIMITED No 20 2 2 0 0 0 10 100 - - - -
147 PACE STOCK BROKING SERVICES PRIVATE LIMITED No 5137 4 4 0 0 0 0.07 100 1 1 1 0
148 PCS SECURITIES LTD. No 10365 2 2 0 0 0 0.01 100 - - - -
149 CHOLAMANDALAM SECURITIES LIMITED No 6150 2 2 0 0 0 0.03 100 - - - -
150 BGSE FINANCIALS LIMITED No 11154 2 2 0 0 0 0.01 100 - - - -
151 SURESH RATHI SECURITIES PRIVATE LIMITED No 25790 2 2 0 0 0 0 100 - - - -
152 PHILLIPCAPITAL (INDIA) PVT. LTD No 12699 3 2 0 0 1 0.02 66.66 - - - -
153 BP EQUITIES PRIVATE LIMITED No 9239 2 2 0 0 0 0.02 100 - - - -
154 PUG SECURITIES PRIVATE LIMITED No 52 2 2 0 0 0 3.84 100 - - - -
155 SYSTEMATIX SHARES & STOCKS (INDIA) LTD. No 4890 2 2 0 0 0 0.04 100 1 1 0 0
156 JAINAM SHARE CONSULTANTS PRIVATE LIMITED No 54058 2 2 0 0 0 0 100 - - - -
157 SAS BROKING PRIVATE LIMITED No - 2 2 0 0 0 - 100 - - - -
158 ASTHA CREDIT & SECURITIES (P) LTD No 7877 3 3 0 0 0 0.03 100 - - - -
159 DESTINY SECURITIES LTD. No 38 2 2 0 0 0 5.26 100 1 1 1 0
160 FICUS SECURITIES PRIVATE LIMITED Yes (Expelled) - 2 0 2 0 0 - 100 - - - -
161 HEDGE EQUITIES LIMITED No 5406 2 2 0 0 0 0.03 100 - - - -
162 MOTILAL OSWAL CAPITAL MARKETS PRIVATE LIMITED No - 2 2 0 0 0 - 100 - - - -
163 INDIABULLS BROKERAGE LIMITED No - 3 2 0 0 1 - 66.66 - - - -
164 NIRMAL BANG EQUITIES PRIVATE LIMITED No 77 2 2 0 0 0 2.59 100 - - - -
165 ATS SHARE BROKERS PRIVATE LIMITED No 1892 2 2 0 0 0 0.1 100 - - - -
166 FRR SHARES AND SECURITIES LIMITED No 2962 2 2 0 0 0 0.06 100 - - - -
167 A.N. SECURITIES No 23 2 2 0 0 0 8.69 100 - - - -
168 ACHIIEVERS EQUITIES LIMITED No 1195 2 2 0 0 0 0.16 100 - - - -
169 AMBALAL SHARES & STOCKS PRIVATE LIMITED No 2057 2 2 0 0 0 0.09 100 - - - -
170 4A SECURITIES LIMITED No 126 2 2 0 0 0 1.58 100 - - - -
171 AASMAA SECURITIES PRIVATE LIMITED No 2147 2 2 0 0 0 0.09 100 - - - -
172 LFS BROKING PRIVATE LIMITED No 989 4 2 0 0 2 0.4 50 - - - -
173 SPACE ANG INDIA CORPORATION No - 3 3 0 0 0 - 100 - - - -
174 IIFL WEALTH MANAGEMENT LTD No 1584 2 2 0 0 0 0.12 100 - - - -
175 ICICI WEB TRADE LTD No - 2 2 0 0 0 - 100 - - - -
176 SMVD SECURITIES No 43 1 1 0 0 0 2.32 100 - - - -
177 RAGHUNANDAN CAPITAL PRIVATE LIMITED No 1981 1 1 0 0 0 0.05 100 - - - -
178 FORTUNE CAPITAL SERVICES No 2 2 2 0 0 0 100 100 - - - -
179 RTG SHARE BROKING LIMITED No 58 1 1 0 0 0 1.72 100 - - - -
180 GOOD FORTUNE CAPITALS PRIVATE LIMITED No 16 1 1 0 0 0 6.25 100 - - - -
181 A C AGARWAL SHARE BROKERS PVT LTD No 3587 1 1 0 0 0 0.02 100 - - - -
182 ACHINTYA SECURITIES PRIVATE LIMITED No 603 1 1 0 0 0 0.16 100 - - - -
183 BERKELEY SECURITIES LIMITED No 887 1 1 0 0 0 0.11 100 1 1 1 0
184 UNLOCK WEALTH SECURITIES LIMITED No 1007 1 1 0 0 0 0.09 100 - - - -
185 J M GLOBAL EQUITIES PRIVATE LIMITED No 914 1 1 0 0 0 0.1 100 - - - -
186 BHUMIKA CONSULTANCY (P) LTD No 2289 1 1 0 0 0 0.04 100 - - - -
187 MAXGROWTH CAPITAL PRIVATE LIMITED No 688 2 2 0 0 0 0.29 100 - - - -
188 GREENBUCKS SECURITIES PRIVATE LIMITED No 737 1 1 0 0 0 0.13 100 - - - -
189 BURGEON SECURITIES No 90 1 0 0 0 1 1.11 0 - - - -
190 WEALTH DISCOVERY SECURITIES PVT. LTD. No 1078 2 1 0 0 1 0.18 50 - - - -
191 RELIGARE SHARE BROKERS LIMITED No - 1 1 0 0 0 - 100 - - - -
192 ORION CAPITAL AND DEBT MARKET Yes (Expelled) - 1 0 1 0 0 - 100 - - - -
193 TRADEJINI FINANCIAL SERVICES PVT LTD No 4923 1 1 0 0 0 0.02 100 - - - -
194 FINDOC INVESTMART PVT. LTD. No 1841 2 1 0 0 1 0.1 50 - - - -
195 VERACITY FINANCIAL SERVICES PVT LTD No 732 1 1 0 0 0 0.13 100 - - - -
196 VACHANA INVESTMENTS PRIVATE LIMITED No 844 1 1 0 0 0 0.11 100 - - - -
197 GROVALUE SECURITIES PVT LTD No 1233 1 1 0 0 0 0.08 100 - - - -
198 GCL SECURITIES PVT LTD No 4047 2 2 0 0 0 0.04 100 - - - -
199 MANDOT SECURITIES PRIVATE LIMITED No 835 1 1 0 0 0 0.11 100 - - - -
200 PATEL WEALTH ADVISORS PVT LTD No 5882 1 1 0 0 0 0.01 100 - - - -
201 SUNNESS CAPITAL INDIA PVT LTD No 914 1 1 0 0 0 0.1 100 - - - -
202 SUNLIGHT BROKING LLP No 2718 1 1 0 0 0 0.03 100 - - - -
203 PANTOMATH STOCK BROKERS PRIVATE LIMITED No 305 1 1 0 0 0 0.32 100 - - - -
204 VCK SHARE & STOCK BROKING SERVICES LTD. No 2204 1 1 0 0 0 0.04 100 - - - -
205 BAJAJ SHARE & STOCK BROKERS PVT. LTD No 29 2 2 0 0 0 6.89 100 - - - -
206 KHANDWALA SECURITIES LTD. No 913 1 1 0 0 0 0.1 100 - - - -
207 SUNIDHI SECURITIES & FINANCE LIMITED No 6535 1 1 0 0 0 0.01 100 - - - -
208 AMRAPALI CAPITAL AND FINANCE SERVICES LTD. No 192 1 1 0 0 0 0.52 100 - - - -
209 ANVIL SHARE & STOCK BROKING PVT. LTD No 1196 1 1 0 0 0 0.08 100 - - - -
210 PRAVIN RATILAL SHARE AND STOCK BROKERS LTD No 11852 1 1 0 0 0 0 100 - - - -
211 RATNAKAR SECURITIES PVT LTD No 11883 1 1 0 0 0 0 100 - - - -
212 ARCADIA SHARE & STOCK BROKERS PRIVATE LIMITED No 15429 1 1 0 0 0 0 100 - - - -
213 COMPOSITE INVESTMENTS PRIVATE LIMITED No 1452 1 1 0 0 0 0.06 100 - - - -
214 FAST CAPITAL MARKETS LTD. No 1211 1 1 0 0 0 0.08 100 - - - -
215 EUREKA STOCK & SHARE BROKING SERVICES LIMITED No 21844 2 2 0 0 0 0 100 - - - -
216 UNITED CREDIT SECURITIES LTD. No 219 1 1 0 0 0 0.45 100 - - - -
217 A . G. SHARES & SECURITIES LTD. No 2551 1 1 0 0 0 0.03 100 - - - -
218 ADROIT FINANCIAL SERVICES PRIVATE LIMITED No 10052 1 1 0 0 0 0 100 - - - -
219 ASTITVA CAPITAL MARKET PRIVATE LIMITED No 178 1 1 0 0 0 0.56 100 - - - -
220 FARSIGHT SECURITIES LTD. No 1493 1 1 0 0 0 0.06 100 - - - -
221 GOGIA CAPITAL SERVICES LIMITED No 1431 1 1 0 0 0 0.06 100 - - - -
222 MAHESHWARI TECHNICAL & FINANCIAL SERVICES LTD. No 1239 1 1 0 0 0 0.08 100 - - - -
223 AMU SHARES & SECURITIES LTD. No 1 1 1 0 0 0 100 100 - - - -
224 B N RATHI SECURITIES LIMITED No 7444 1 1 0 0 0 0.01 100 - - - -
225 ESCORTS SECURITIES LTD. No 1664 1 1 0 0 0 0.06 100 1 1 1 0
226 KISAN RATILAL CHOKSEY SHARES AND SECURITIES PRIVATE LIMTIED No 7761 1 1 0 0 0 0.01 100 - - - -
227 INDIA ADVANTAGE SECURITIES PRIVATE LIMITED No 4803 2 1 0 0 1 0.04 50 - - - -
228 ARJ SECURITIES PVT. LTD. No 111 1 1 0 0 0 0.9 100 - - - -
229 LAKSHMISHREE INVESTMENT & SECURITIES PVT. LTD. No 6003 1 1 0 0 0 0.01 100 - - - -
230 INDO JATALIA SECURITIES PRIVATE LIMITED No 296 1 1 0 0 0 0.33 100 - - - -
231 WELLINDIA SECURITIES LIMITED No 636 2 1 0 0 1 0.31 50 - - - -
232 CANARA BANK SECURITIES LIMITED No 9426 1 1 0 0 0 0.01 100 - - - -
233 INTERACTIVE BROKERS (INDIA) PRIVATE LIMITED No 603 1 1 0 0 0 0.16 100 - - - -
234 KALPATARU MULTIPLIER LTD. No 2240 1 1 0 0 0 0.04 100 - - - -
235 PRABHAT FINANCIAL SERVICES LTD. No 3497 1 1 0 0 0 0.02 100 - - - -
236 QUANTUM SECURITIES PVT. LTD. No 497 1 1 0 0 0 0.2 100 - - - -
237 SS CORPORATE SECURITIES LIMITED No 12525 1 1 0 0 0 0 100 - - - -
238 SANCHIT FINANCIAL & MANAGEMENT SERVICES LTD. No 369 1 1 0 0 0 0.27 100 - - - -
239 SKI CAPITAL SERVICES LTD. No 1064 1 1 0 0 0 0.09 100 - - - -
240 STAR SHARE & STOCK BROKERS LTD. No - 1 1 0 0 0 - 100 1 1 1 0
241 SUNGLOW CAPITAL SERVICES LTD. No 101 4 3 0 1 0 3.96 100 - - - -
242 SAAKETA CONSULTANTS LTD. No 906 1 1 0 0 0 0.11 100 - - - -
243 ZEN SECURITIES LTD. No 14003 1 1 0 0 0 0 100 - - - -
244 NKB SECURITIES No 49 1 1 0 0 0 2.04 100 - - - -
245 ARCH FINANCE LTD. No 1237 1 1 0 0 0 0.08 100 1 0 0 1
246 RENAISSANCE SECURITIES LIMITED No - 1 1 0 0 0 - 100 - - - -
247 MANUBHAI MANGALDAS SECURITIES PVT. LTD. No 3776 1 1 0 0 0 0.02 100 - - - -
248 HSB SECURITIES & EQUITIES LIMITED No 2441 1 1 0 0 0 0.04 100 - - - -
249 ICICI BANK LTD. No 4 1 1 0 0 0 25 100 - - - -
250 GEPL CAPITAL PRIVATE LIMITED No 7582 1 1 0 0 0 0.01 100 - - - -
251 COMPETENT FINMAN PVT. LTD. No 2163 1 1 0 0 0 0.04 100 1 0 0 1
252 ICICI BANK LTD No - 1 1 0 0 0 - 100 - - - -
253 SRI SHIRDI CAPITAL SERVICES PRIVATE LIMITED No 800 1 1 0 0 0 0.12 100 - - - -
254 MAVERICK SHARE BROKERS PRIVATE LIMITED No 8472 1 1 0 0 0 0.01 100 - - - -
255 ASE CAPITAL MARKETS LTD. No 19205 1 1 0 0 0 0 100 - - - -
256 ANUGRAH STOCK & BROKING PVT. LTD. No 8377 1 1 0 0 0 0.01 100 - - - -
257 KOTAK MAHINDRA BANK LTD. No - 1 1 0 0 0 - 100 - - - -
258 KARUNA FINANCIAL SERVICES PVT. LTD No 1065 1 1 0 0 0 0.09 100 - - - -
259 FAIR INTERMEDIATE INVESTMENTS PVT. LTD. No 1802 1 1 0 0 0 0.05 100 - - - -
260 MARFATIA STOCK BROKING PRIVATE LIMITED No 4841 1 1 0 0 0 0.02 100 - - - -
261 RR EQUITY BROKERS PVT. LTD. No 409 1 1 0 0 0 0.24 100 - - - -
262 R WADIWALA SECURITIES PVT. LTD. No 5572 1 1 0 0 0 0.01 100 - - - -
263 J G SHAH FINANCIAL CONSULTANTS PVT. LTD. No 473 1 1 0 0 0 0.21 100 - - - -
264 UNION BANK OF INDIA No 1 1 1 0 0 0 100 100 - - - -
265 ALMONDZ GLOBAL SECURITIES LTD. No 2321 2 2 0 0 0 0.08 100 - - - -
266 PRATHAM SECURITIES PRIVATE LIMITED No - 1 1 0 0 0 - 100 - - - -
267 A. S. STOCK BROKING AND MANAGEMENT PVT LTD. No 61 1 1 0 0 0 1.63 100 - - - -

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Note:
**Non actionable means the complaint that are incomplete/outside the scope of stock exchange/against defaulter, expelled member