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Surveillance in Stock Exchanges Module

Surveillance in Stock Exchanges Module

EXAMINATION DURATION CERTIFICATION VALIDITY COURSE TYPE
120 minutes 5 Years Self - Learning

Effective surveillance is the sine qua non for a well-functioning capital market. This module has been developed pursuant to the desire of the Inter-Exchange Market Surveillance Group of SEBI to have a certified training programme. The module provides insights into the surveillance issues in the stock market. Transactions.

  1. NCFM exam are online and self-study basis and conduct in across India (TestCenter-200+) in English language.
  2. Open Office Spreadsheet will be provided
  3. There is 0.25% negative marking for incorrect answer.
  4. We allow all types of calculator during test
  5. No. of questions: 50 /Maximum marks: 100/ Passing marks: 60 (60%).
  6. The question paper consists of objective type questions only.
  7. For every question, you will find four / five alternative answers. To select your answer, click on the radio button next to the alternative.
  8. Course Outline Topic:
    • Introduction
    • Basic Investment Mathematics
    • Rules and Regulations
    • Investigation, Surveillance and Risk Management
  • To understand the importance of market surveillance mechanism.
  • To learn the role of surveillance in risk management.
  • To learn the rules and regulations like Anti Money Laundering Act, SEBI (Prohibition of Insider Trading) Regulations etc."
  • To understand the concept of corporate governance.

Course Fees- Total Fees Rs.2006/- (Rupees Two Thousand and Six Only). inclusive of GST.

There is no eligibility criteria

Who will be BENEFIT from this course?

  • Surveillance staff of the Exchanges and Regulators
  • Compliance officers
  • Students & Teachers
  • Anyone interested in the securities market
Updated on: 17/02/2020
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