Surveillance in Stock Exchanges Module

1. NCFM exam are online and self-study basis and conduct in across India (TestCenter-200+) in English language.
2. Open Office Spreadsheet will be provided
3. There is 0.25% negative marking for incorrect answer.
4. We allow all types of calculator during test
5. No. of questions: 50 /Maximum marks: 100/ Passing marks: 60 (60%).
6. The question paper consists of objective type questions only.
7. For every question, you will find four / five alternative answers. To select your answer, click on the radio button next to the alternative.
8. Course Outline Topic:
   • Introduction
   • Basic Investment Mathematics
   • Rules and Regulations
   • Investigation, Surveillance and Risk Management

• To understand the importance of market surveillance mechanism.
• To learn the role of surveillance in risk management.
• To learn the rules and regulations like Anti Money Laundering Act, SEBI (Prohibition of Insider Trading) Regulations etc."
• To understand the concept of corporate governance.

Course Fees- Total Fees Rs.2006/- (Rupees Two Thousand and Six Only). inclusive of GST.

There is no eligibility criteria

Who will be BENEFIT from this course?

• Surveillance staff of the Exchanges and Regulators
• Compliance officers
• Students & Teachers
• Anyone interested in the securities market