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GiftNiftyFutures 28-Aug-2025
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15-Aug-2025 02:47

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About Arbitration


Introduction

Arbitration is a quasi-judicial process of settlement of disputes between Trading Member, Investor, Clearing Member, Authorised Person, Listed Company etc. Arbitration aims at quicker legal resolution for the disputes. When one of the parties feels that the complaint has not been resolved satisfactorily either by the other party or through the complaint resolution process of the Exchange, the parties may choose the route of arbitration.

Arbitration against market participants as per SEBI master circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/145 updated on August 11, 2023, can be filed through ODR Portal.

Download "Standard Operating Procedure for Arbitration Mechanism for disputes between a Listed Company and/or Registrars to an Issue and Share Transfer Agents (RTAs) and its Shareholder(s)/Investor(s)” (.pdf) (172 KB)

 

Download Arbitrator Panel.pdf (256 KB)

Download Arbitration Panel Members for Commodity Derivatives Segment (.pdf) (258 KB)

Download forms :

Sr.No Form No. Description Download

File Size

1 Form I Filing of new arbitration application   113 KB
2 Form II Statement of defence to be filed by respondent   156 KB
3 Form III Filing of Appeal against the arbitration award   98.3 KB
4 Form IV Statement of reply to appeal filed by respondent   119 KB
5 Form IA Filing of new arbitration application against listed company   107 KB
6 Form IIA Statement of defence for cases relating to listed company   102 KB
7 Form IIIA Filing of Appeal against the arbitration award for cases relating to listed company   101 KB
8 Form IVA Statement of reply to appeal for cases relating to listed company filed by respondent   89.1 KB

Exchange provides for Arbitration Mechanism for settlement of disputes between Trading Members, Investor, Clearing Member, Authorised Person etc. The said mechanism is as per the broad framework prescribed by SEBI. Exchange maintains the panel of arbitrators for adjudicating the matters across 24 Regional Arbitration Centres. The list of Regional Arbitration Centres is available at https://www.nseindia.com/invest/about-arbitration

Applicants who are interested to be empanelled as an Arbitrator with the Exchange, may send their resume along with the below application form duly filled at arbitration@nse.co.in or at the Regional Arbitration Centre's Email ID. 

Download Application Form for Empanelment as an arbitrator (.docx) (16.5 KB)

Updated on: 07/08/2025