Forms & Formats

Download Downgrade of membership (.doc)

Download Documents for SEBI registration in CM Segment (.zip)

Download Documents for SEBI registration in F&O Segment (.zip)

Download Documents for enablement on CM Segment (.zip)

Download Checklist for CM Segment (.xls)

Download Documents for enablement on F&O Segment (.zip)

Download Checklist for F&O Segment (.xls)

Download Documents for change in clearing member affiliation (.zip)

Download Documents for conversion from Normal to Alpha membership (.zip)

Download Documents for conversion from Alpha to Normal membership (.zip)

Download Application for new scenario (.doc)

Download Application for Colocation Rack (.doc)

Download Documents for Taking a Connectivity At Third Party Data Center (.zip)

Download Change in member affiliation of Sub-broker (.zip)

Download Withdrawal of sub-broker registration application (.doc)

Download Cancellation of sub-broker registration (.doc)

• Appointment of Authorised Person:

  Download Corporate (.doc)

  Download Partnership Firm/LLP (.doc)

  Download Individual (.doc)

• Checklist for appointment of Authorised Person:

  Download Corporate (.doc)

  Download Partnership Firm/LLP (.doc)

  Download Individual (.doc)

  Download Checklist for Cancellation of Authorised Person Application (.doc)

  Download Application for cancellation of Authorised Person (.doc)

  Download Change in Status and constitution of Authorised Person (.doc)

  Download Agreement format between the Trading Member and Authorised Person (.doc)

• CM Segment:

  Download Corporate (.zip)

  Download Firm (.zip)

• F&O Segment:

  Download Individual (.zip)

  Download Corporate (.zip)

  Download Firm (.zip)

• Currency Derivatives Segment:

  Download Individual (.zip)

  Download Corporate (.zip)

  Download Firm (.zip)

  Download CM and F&O : Corporate (.zip)

  Download Regional Stock Exchange (.zip)

• F&O Segment:

  Download Individual (.zip)

  Download Corporate (.zip)

  Download Firm (.zip)

• Currency Derivatives Segment:

  Download Individual (.zip)

  Download Corporate (.zip)

  Download Firm (.zip)

  Download Draft Clearing Member - Trading Member agreement (.zip)

  Download Draft Clearing Member - Trading Member agreement for Currency Derivatives (.zip)

  Download Draft Clearing Member - Trading Member Agreement for Interest Rate Futures on Currency Derivatives Segment (.zip)

  Download Formats for submitting collaterals - NSE - Currency Derivatives Segment (.zip)

• SEBI Broker Database:

  Download Soft Copy - TM.exe (zip)

  Download Hard Copy (.zip)

  Download Application for approval as user (.zip)

  Download Method of computation of networth (.zip)

  Download Networth certificate - Annexure C-1 (.zip)

  Download Details of Directors - Annexure C-3 (.zip)

  Download Details of shareholding - Annexure C-6 (.zip)

  Download Details of dominant promoter group - Annexure C-7 (.zip)

  Download Request for turnover certificate (.doc)

  Download Surrender of membership (Total & segmental surrender) (.doc)

Download Application for change in directors (.doc)

Download Application for change in shareholding pattern (.doc)

Download Change in Control (.zip)

Download Change in Constitution (.zip)

Download Change in name of the Trading Member (.doc)

Download Trading Member Registered Office Change (.doc)

Download Merger/Amalgamation of Trading Member (.doc)

Download upgradation/conversion of constitution into LLP (.zip)

Download Format for Single SEBI Registartion (.doc)