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Members suspended from April 2007

Sr. No. Member Name Member Code Reason of Suspended / Expelled Date of Declaration Of Suspended / Expelled Date of revocation Circular No. Current Status Current Status Date
1 CLARIDGES INVESTMENTS & FINANCE PRIVATE LIMITED 10605 Failure of the trading member in meeting the capital adequacy requirements for continued admittance to the trading membership of the Exchange 2-Apr-07 till date Vide Press release dated 4/2/2007 Suspended 2-Apr-07
2 GROWTH AVENUES LTD 07781 Failure of the trading member in meeting the capital adequacy requirements for continued admittance to the trading membership of the Exchange 2-Apr-07 till date Vide Press release dated 4/2/2007 Suspended 2-Apr-07
3 JAICO SECURITIES P. LTD 06007 Pursuant to SEBI order no.-CO/IVD-6/292/2009 dated October 23, 2009 27-Oct-09 25-Dec-09 NSE/COMP/13347 Enabled 29-Dec-09
4 BANHEM SECURITIES PVT LTD 06536 Pursuant to SEBI order no.-WTM/MSS / MIRSD /25/2009 dated October 29, 2009 19-Nov-09 19-Nov-09 NSE/COMP/13492 Enabled 19-Nov-09
5 MONEYCARE SECURITIES & FINANCIAL SERVICES LTD. 06471 Pursuant to SEBI Order dated February 20, 2008 13-Mar-08 13-Mar-08 Not applicable since member was suspended for only one day. Enabled 14-Mar-08
6 DGP SECURITIES LIMITED 06541 Pursuant to SEBI Order dated September 25, 2008 17-Oct-08 16-Nov-08 NSE/COMP/11504 Enabled CM, Disabled FnO 17-Nov-08
7 ANUGRAH STOCK & BROKING PVT. LTD. 11856 Pursuant to SEBI order dated May 22, 2009 25-May-09 4-Jun-09 NSE/COMP/12437 Enabled 5-Jun-09
8 NARAYAN SECURITIES LTD. 09354 Pursuant to SEBI order dated Jan 13, 2009 24-Jun-09 7-Jul-09 NSE/COMP/12627 Enabled 8-Jul-09
9 CREDENTIAL STOCK BROKERS LTD. 09033 Pursuant to SEBI order dated Jan 13, 2009 24-Jun-09 7-Jul-09 NSE/COMP/12627 Enabled 8-Jul-09
10 ANIL KUMAR SEHGAL 07792 Pursuant to SEBI order no.-WTM/MSS / MIRSD /25/2009 dated October 29, 2009 19-Nov-09 Till payment of SEBI Registration Fees NSE/COMP/13492 Suspended 19-Nov-09
11 RAJKUMAR CHAINRAI BASANTANI 06494 Pursuant to SEBI order dated December 12, 2008 2-Jan-09 2-Jan-11 NSE/COMP/11839 Suspended 2-Jan-09
Pursuant to SEBI order dated October 16, 2009 16-Oct-09 15-Oct-11 No Circular Downloaded, as the member was already suspended on Jan 2, 2009 Suspended 2-Jan-09
Pursuant to SEBI order no.WTM/MSS/MIRSD/35/2010 dated February 3, 2010 24-Feb-10 Till payment of SEBI Registration Fees No Circular Downloaded, as the member was already suspended on Jan 2, 2009 Suspended 2-Jan-09
12 PARNI SECURITIES LTD 06444 Pursuant to SEBI order no.-WTM/MSS/MIRSD/11/2009 dated August 10, 2009 31-Aug-09 Till payment of SEBI Registration Fees NSE/COMP/12976 Suspended 31-Aug-09
13 MAHESH INVESTMENTS 06601 Pursuant to SEBI order no.-WTM/MSS/MIRSD/11/2009 dated August 10, 2009 31-Aug-09 Till payment of SEBI Registration Fees NSE/COMP/12976 Suspended 31-Aug-09
14 PRACHI FINANCIAL SERVICES (P) LTD 08817 Pursuant to SEBI order no.-WTM/MSS/MIRSD/11/2009 dated August 10, 2009 31-Aug-09 Till payment of SEBI Registration Fees NSE/COMP/12976 Suspended 31-Aug-09
15 BHARAT RASAYAN FINANCE LTD 08142 Pursuant to SEBI order no.-WTM/MSS / MIRSD /25/2009 dated October 29, 2009 19-Nov-09 Till payment of SEBI Registration Fees NSE/COMP/13492 Suspended CM, Enabled FnO 19-Nov-09
16 MEKASTER SECURITIES PVT. LTD. 08262 Pursuant to SEBI order dated December 12, 2008 2-Jan-09 1-Feb-09 NSE/COMP/11839 Surrendered Membership 8-Sep-09
17 C. MACKERTICH LTD. 07694 Pursuant to SEBI order dated December 12, 2008 2-Jan-09 1-Feb-09 NSE/COMP/11839 Applied for Surrender 5-Jun-09
18 M ASHOK MOOTHA 01389 Pursuant to SEBI order no.- WTM/MSS/MIRSD/38/2010>dated March 08, 2010 29-Mar-10 30-Mar-10 NSE/COMP/14425 Disabled 12-Mar-07
19 AKI FINANCE & SECURITIES (P) LTD 08554 Pursuant to SEBI order no.-WTM/MSS / MIRSD /25/2009 dated October 29, 2009 19-Nov-09 Till payment of SEBI Registration Fees NSE/COMP/13492 Suspended CM, Disabled FnO 15-Mar-04
20 H K FINANCE & CAPITALS LTD 06812 Pursuant to SEBI order no.-WTM/MSS / MIRSD /25/2009 dated October 29, 2009 19-Nov-09 Till payment of SEBI Registration Fees NSE/COMP/13492 Suspended 30-Aug-05
21 DUGAR CAPITAL MANAGEMENT SERVICES LTD. 08551 Pursuant to SEBI order no.-WTM/MSS / MIRSD /25/2009 dated October 29, 2009 19-Nov-09 Till payment of SEBI Registration Fees NSE/COMP/13492 Surrender Approved 1-Dec-99
22 GILTEDGE CREDIT CAPITAL LTD. 08864 Pursuant to SEBI order no.-WTM/MSS / MIRSD /25/2009 dated October 29, 2009 19-Nov-09 Till payment of SEBI Registration Fees NSE/COMP/13492 Suspended 30-Aug-05
23 NIKKO CAPITAL MARKET PVT. LTD. 07531 Pursuant to SEBI order no.-WTM/MSS / MIRSD /25/2009 dated October 29, 2009 19-Nov-09 Till payment of SEBI Registration Fees NSE/COMP/13492 Suspended CM, Disabled FnO 26-Oct-01
24 ALKA SECURITIES LTD 06292 Pursuant to SEBI order dated October 30, 2009 23-Jan-10 22-Mar-10 NSE/COMP/13974 Enabled 11-May-10
Pursuant to SEBI order no. WTM/KMA/IVD/260/04/2010 dated April 29, 2010 30-Apr-10 10-May-10 NSE/INVG/14685 Enabled 11-May-10
25 RAJANARAYAN CAPITAL MARKETS SERVICES LTD. 07532 Pursuant to SEBI order no.-WTM/MSS/MIRSD/35/2010 dated February 03, 2010 24-Feb-10 Till payment of SEBI Registration Fees No Circular Downloaded, as the member was already suspended Suspended 4-Aug-06

List of trading members who have been issued show cause for dealing on behalf of entities debarred by SEBI.

Sr.No. Name of Trading Members Details
1 India Infoline Ltd. SEBI order no WTM/KMA/60/04/2009 dated April 23, 2009 in the matter of Pyramid Saimira Theatre Limited.
2 Monarch Project And Finmarkets Ltd SEBI order no WTM/KMA/60/04/2009 dated April 23, 2009 in the matter of Pyramid Saimira Theatre Limited.
3 Sankalp Share Brokers (P) Ltd. SEBI order no WTM/KMA/60/04/2009 dated April 23, 2009 in the matter of Pyramid Saimira Theatre Limited.
4 Transparent Shares & Securities Pvt Ltd SEBI order no WTM/KMA/60/04/2009 dated April 23, 2009 in the matter of Pyramid Saimira Theatre Limited.
5 Action Financial Services (India) Ltd SEBI order no WTM/KMA/60/04/2009 dated April 23, 2009 in the matter of Pyramid Saimira Theatre Limited.
Updated on: 30/01/2020
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