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Member Compliance Overview


Trading members of the Exchange are required to comply with requirements as laid down in Rules, Regulations and Byelaws of the Exchange and the Clearing Corporation (NSE Clearing).

Each Trading Member shall establish, maintain, and enforce procedures to supervise its business and to supervise the activities of its employees that are reasonably designed to achieve compliance with the NSE Bye-laws, Rules and Regulations and any notifications, directions etc. issued thereunder as well as the relevant statutory Acts.

Given below are the various compliances:

Updated on: 05/02/2020 12:00
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