- Home
- Trade
- Resources for Members
- Change in Membership
- Change in Name
Change in Name
- Members Homepage
- Become a Member
- Resources for Members
-
Platforms & Services
- NSE Trading Technology
-
Non-NEAT Front End
- Introduction
- Computer to Computer link software (CTCL)
- Internet based Trading (IBT)
- Direct Market Access (DMA)
- Decision Support Tools / Algorithms trading
- Security Trading through Wireless Technology (STWT)
- Smart Order Routing (SOR)
- Empanelled Vendors of the Exchange
- Registration of Foreign Independent Software Vendors
- Test & Simulated Market Facility
- Connectivity & User Id
-
FAQs
- Overview
- NRI Trading Account
- Margin Collection and Reporting
- Actual Settlement of Funds & Securities
- Rights Entitlement Trading
- Extranet facility
- Unique Client Code (UCC)
- Membership
- Access to Markets
-
Continuous Markets
- Direct Connection
- Disaster Recovery (DR 45)
- Limit Price Protection
- NOTIS - Access
- Open Market BuyBack
- Password Policy, Password Reset and Unlocking
- Price Band/ Operating Range flex
- Proprietary Trading
- Self Trade Prevention Check Mechanisms
- Simulated Environment
- Special Pre-Open session
- Test Market Environment for Members
- Trade Drop copy Facility
- Trading Protocols
- Encryption of Interactive Messages
- UCC/PAN validation in Trading system
- Trading in T+0 Security
- Block Deal Window
- Non Continuous Markets
Change in Name
(Circular no. 620 download Reference No. NSE/MEMB/10363 dated February 28, 2008)
Download Reference no.NSE/MEMB/10363 (.zip)
This process involves the following 3 stages:
- Stage 1 - Intimation/Application, seeking prior approval, to the Exchange for change in name, prior to making an application to the Registrar of Companies (ROC)
- Stage 2 - Submission of documents to the Exchange for incorporating name change in the SEBI Registration Certificates after completing requisite formalities with the ROC
- Stage 3 - Submission of documents to the Exchange for enablement on the NEAT system in the new name after receipt of SEBI Registration Certificate(s) with the new name
In case of any change in name, the Trading Members need to inform the Exchange along with these set of documents.
Download Application for Change in Name of the Trading Member (.doc)
Further, Members are requested to note that change in the name of the Trading Member by addition/deletion of word ‘Private’ would tantamount to change in status or constitution as laid down under Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Second Amendment) Regulations, 2006. Accordingly, Members are required to seek prior approval of the Exchange submitting an application with documents listed under Stage 1. Exchange shall in turn seek prior approval of SEBI and communicate approval to the Members. On receipt of approval from the Exchange, Member may go ahead with requisite formalities with the Registrar of Companies and submit Stage 2 documents to the Exchange for incorporating name change in the SEBI Registration Certificate(s).