Complaint / Arbitration Status
As per SEBI circular MRD/DoP/SE/Cir- 10/2009 dated September 03,2009
| 2025-26 |
|---|
Trading Member
Report 1A - Complaints received from clients against trading members during the current financial year  (1568 KB) |
| Report 1C - Redressal of complaints lodged by clients against trading members during the current financial year (89 KB) |
| Report 3B - Disposal of arbitration proceedings (where client is a party) during the current financial year (26 KB) |
| Report 4B - Penal actions against trading members during the current financial year (116 KB) |
Company
| Report 2A - Complaints received from investors against listed companies during the current financial year (1172 KB) |
| Report 2C - Redressal of complaints lodged by investors against listed companies during the current financial year (132 KB) |
| 2024-25 |
|---|
Trading Member
| Report 1A - Complaints received from clients against trading members during the current financial year (3986 KB) |
| Report 1B - Redressal of complaints lodged by clients against trading members during the previous financial year (103 KB) |
| Report 3A - Disposal of arbitration proceedings (where client is a party) during the previous financial year (40 KB) |
| Report 4A - Penal actions against trading members during the previous financial year (275 KB) |
Company
| Report 2A - Complaints received from investors against listed companies during the current financial year (3434 KB) |
| Report 2B - Redressal of complaints lodged by investors against listed companies during the previous financial year (148 KB) |
| 2023-24 |
|---|
Trading Member
| Report 1A - Complaints received from clients against trading members during the current financial year (2150 KB) |
| Report 1C - Redressal of complaints lodged by clients against trading members during the current financial year (82 KB) |
| Report 3B - Disposal of arbitration proceedings (where client is a party) during the current financial year (81 KB) |
| Report 4B - Penal actions against trading members during the current financial year (337 KB) |
Company
| Report 2A - Complaints received from investors against listed companies during the current financial year (4065 KB) |
| Report 2C - Redressal of complaints lodged by investors against listed companies during the current financial year (188 KB) |
| 2022-23 |
|---|
Trading Member
| Report 1A - Complaints received from clients against trading members during the current financial year |
| Report 1C - Redressal of complaints lodged by clients against trading members during the current financial year |
| Report 3B - Disposal of arbitration proceedings (where client is a party) during the current financial year |
| Report 4B - Penal actions against trading members during the current financial year |
Company
| Report 2A - Complaints received from investors against listed companies during the current financial year |
| Report 2C - Redressal of complaints lodged by investors against listed companies during the current financial year |
| 2021-22 |
|---|
Trading Member
| Report 1A - Complaints received from clients against trading members during the current financial year |
| Report 1C - Redressal of complaints lodged by clients against trading members during the current financial year |
| Report 3B - Disposal of arbitration proceedings (where client is a party) during the current financial year |
| Report 4B - Penal actions against trading members during the current financial year |
Company
| Report 2A - Complaints received from investors against listed companies during the current financial year |
| Report 2C - Redressal of complaints lodged by investors against listed companies during the current financial year |
| 2020-21 |
|---|
Trading Member
| Report 1A - Complaints received from clients against trading members |
| Report 1C - Redressal of complaints lodged by clients against trading members |
| Report 3B1 - Disposal of Arbitration Proceedings (where client is a party) |
| Report 3B2 - Disposal of Arbitration Proceedings (where client is a appplicant) |
| Report 4B - Penal actions against trading members |
Company
| Report 2A - Complaints received from investors against listed companies |
| Report 2C - Redressal of complaints lodged by investors against listed companies |
| 2019-20 |
|---|
Trading Member
| Report 1A - Complaints received from clients against trading members |
| Report 1C - Redressal of complaints lodged by clients against trading members |
| Report 3B1 - Disposal of Arbitration Proceedings (where client is a party) |
| Report 3B2 - Disposal of Arbitration Proceedings (where client is a appplicant) |
| Report 4B - Penal actions against trading members |
Company
| Report 2A - Complaints received from investors against listed companies |
| Report 2C - Redressal of complaints lodged by investors against listed companies |
| 2018-19 |
|---|
Trading Member
| Report 1A - Complaints received from clients against trading members |
| Report 1C - Redressal of complaints lodged by clients against trading members |
| Report 3B1 - Disposal of Arbitration Proceedings (where client is a party) |
| Report 3B2 - Disposal of Arbitration Proceedings (where client is a appplicant) |
| Report 4B - Penal actions against trading members |
Company
| Report 2A - Complaints received from investors against listed companies |
| Report 2C - Redressal of complaints lodged by investors against listed companies |
| 2017-18 |
|---|
Trading Member
| Report 1A - Complaints received from clients against trading members |
| Report 1C - Redressal of complaints lodged by clients against trading members |
| Report 3B1 - Disposal of Arbitration Proceedings (where client is a party) |
| Report 3B2 - Disposal of Arbitration Proceedings (where client is a appplicant) |
| Report 4B - Penal actions against trading members |
Company
| Report 2A - Complaints received from investors against listed companies |
| Report 2C - Redressal of complaints lodged by investors against listed companies |
| 2016-17 |
|---|
Trading Member
| Report 1A - Complaints received from clients against trading members |
| Report 1C - Redressal of complaints lodged by clients against trading members |
| Report 3B1 - Disposal of Arbitration Proceedings (where client is a party) |
| Report 3B2 - Disposal of Arbitration Proceedings (where client is a appplicant) |
| Report 4B - Penal actions against trading members |
Company
| Report 2A - Complaints received from investors against listed companies |
| Report 2C - Redressal of complaints lodged by investors against listed companies |
| 2015-16 |
|---|
Trading Member
| Report 1A - Complaints received from clients against trading members |
| Report 1C - Redressal of complaints lodged by clients against trading members |
| Report 3B1 - Disposal of Arbitration Proceedings (where client is a party) |
| Report 3B2 - Disposal of Arbitration Proceedings (where client is a appplicant) |
| Report 4B - Penal actions against trading members |
Company
| Report 2A - Complaints received from investors against listed companies |
| Report 2C - Redressal of complaints lodged by investors against listed companies |
| 2014-15 |
|---|
Trading Member
| Report 1A - Complaints received from clients against trading members |
| Report 1C - Redressal of complaints lodged by clients against trading members |
| Report 3B1 - Disposal of Arbitration Proceedings (where client is a party) |
| Report 3B2 - Disposal of Arbitration Proceedings (where client is a appplicant) |
| Report 4B - Penal actions against trading members |
Company
| Report 2A - Complaints received from investors against listed companies |
| Report 2C - Redressal of complaints lodged by investors against listed companies |
| 2013-14 |
|---|
Trading Member
| Report 1A - Complaints received from clients against trading members |
| Report 1C - Redressal of complaints lodged by clients against trading members |
| Report 3B1 - Disposal of Arbitration Proceedings (where client is a party) |
| Report 3B2 - Disposal of Arbitration Proceedings (where client is a appplicant) |
| Report 4B - Penal actions against trading members |
Company
| Report 2A - Complaints received from investors against listed companies |
| Report 2C - Redressal of complaints lodged by investors against listed companies |
| 2012-13 |
|---|
Trading Member
| Report 1A - Complaints received from clients against trading members |
| Report 1C - Redressal of complaints lodged by clients against trading members |
| Report 3B1 - Disposal of Arbitration Proceedings (where client is a party) |
| Report 3B2 - Disposal of Arbitration Proceedings (where client is a appplicant) |
| Report 4B - Penal actions against trading members |
Company
| Report 2A - Complaints received from investors against listed companies |
| Report 2C - Redressal of complaints lodged by investors against listed companies |
| 2011-12 |
|---|
Trading Member
| Report 1A - Complaints received from clients against trading members |
| Report 1C - Redressal of complaints lodged by clients against trading members |
| Report 3B1 - Disposal of Arbitration Proceedings (where client is a party) |
| Report 3B2 - Disposal of Arbitration Proceedings (where client is a appplicant) |
| Report 4B - Penal actions against trading members |
Company
| Report 2A - Complaints received from investors against listed companies |
| Report 2C - Redressal of complaints lodged by investors against listed companies |
| 2010-11 |
|---|
Trading Member
| Report 1A - Complaints received from clients against trading members |
| Report 1C - Redressal of complaints lodged by clients against trading members |
| Report 3B1 - Disposal of Arbitration Proceedings (where client is a party) |
| Report 3B2 - Disposal of Arbitration Proceedings (where client is a appplicant) |
| Report 4B - Penal actions against trading members |
Company
| Report 2A - Complaints received from investors against listed companies |
| Report 2C - Redressal of complaints lodged by investors against listed companies |
| 2009-10 |
|---|
Trading Member
| Report 1A - Complaints received from clients against trading members |
| Report 1C - Redressal of complaints lodged by clients against trading members |
| Report 3B1 - Disposal of Arbitration Proceedings (where client is a party) |
| Report 3B2 - Disposal of Arbitration Proceedings (where client is a appplicant) |
| Report 4B - Penal actions against trading members |
Company
| Report 2A - Complaints received from investors against listed companies |
| Report 2C - Redressal of complaints lodged by investors against listed companies |
| 2008-2009 |
|---|
Trading Member
| Report 1B -Redressal of complaints lodged by clients against trading member |
| Report 3A1 - Disposal of Arbitration Proceedings (where client is a party) |
| Report 3A2 - Disposal of Arbitration Proceedings (where client is a appplicant) |
| Report 4A - Penal actions against trading members |
Company
| Report 2B - Redressal of complaints loadged by investors against listed companies |
Updated on: 24/09/2025
