| Date of Declaration | Defaulter Members | Reasons for declaring the member as defaulter | Directors/partners |
|---|---|---|---|
| 06-Sep-2021 | YUVRAJ SECURITIES (Proprietor: - Mr. Vijay Kumar Goel) |
1) Failure to recoup client funds & securities 2) Failure to resolve investor complaints |
- |
| 13-Jul-2021 | STAR SHARE & STOCK BROKERS LTD. | 1) Failure to honour arbitral award. 2) Failure to fulfill obligations and to abide by the arbitration proceedings |
MANOJ KUMAR HARLEEN KAUR BINDRA VINOD KUMAR GARG |
| 13-Jul-2021 | DESTINY SECURITIES LTD. | 1) Failure to honour IGRP orders and 2) Failure to resolve investor complaints |
ANIL KUMAR BAJORIA MANOJ KUMAR AGRAWAL BABITA AGRAWAL PRANAY AGRAWAL |
| 02-Jul-2021 | ARCADIA SHARE & STOCK BROKERS PRIVATE LIMITED | 1) Member engaged in borrowing securities from their clients outside the framework of lending and borrowing securities (SLB Platform) established by SEBI and the Exchanges 2) Shortfall of clients’ funds and securities, indicating misutilization of clients’ assets. 3) Failure to resolve investor complaints |
NITIN BRAHMBHATT ANTONY SEQUEIRA |
| 26-03-2021 | CONARD SECURITIES PRIVATE LIMITED | 1) Failure to resolve the investor complaints 2) Member not contactable or responded to any of the Exchange communication 3) Being incommunicado, Member failed to cooperate with the Exchange in the conduct of the inspection and furnish information for the same |
RAJDEEP MANOJ JAVERI SHIKHA HEMANG SHAH |
| 24-03-2021 | BEZEL STOCK BROKERS PRIVATE LIMITED | 1) Misuse of clients’ funds and securities 2) Non-settlement of client accounts 3) Shortfall in the net worth 4) Failure to resolve investor complaints |
ANGAD SINGH BHATIA GURBACHAN SINGH BHATIA |
| 12-Mar-2021 | REFLECTION INVESTMENTS | 1) Shortfall in client funds 2) Shortfall in net worth 3) Falsification of lnformation and misrepresentation of data submitted to the Exchange 4) Failure to resolve investor complaints and non-fufillment of Grievance Redressal Committee (GRC) order 5) Failure to comply with the directions of the Member & Core Settlement Guarantee Fund Committee (MCSGFC) |
VIJAY SAMBRANI CHANDRIKA SAMBRANI |
| 22-Jan-2021 | ACTION FINANCIAL SERVICES (INDIA) LIMITED | 1) Misuse of client securities 2) Shortage of client Funds 3) Non-settlement of client accounts 4) Shortfall in Net worth 5) Mis-statement and incorrect reporting of data submission to the Exchange 6) Failure to resolve investor complaints |
BAKUL R PAREKH PARUL DOSHI HARBHAJAN SINGH J DHILLON MILAN R PAREKH RAJA GUPTA |
| 14-Dec-2020 | SUMPOORNA PORTFOLIO LIMITED | 1) Non-availability of client funds and securities 2) Shortfall in net worth 3) Recording of fictitious entries in the Register of Securities 4) Non-settlement of client accounts 5) Non-resolution of investor complaints |
NITESH AGGARWALA RAHUL YADAV MANOJ KUMAR |
| 26-Nov-2020 | ANUGRAH STOCK & BROKING PVT. LTD. | 1) Shortfall and misuse of client funds and securities 2) Inter Client Adjustments in Client Ledgers 4) Monthly pay-outs made to clients 5) Derivatives Advisory Services provided by the Member to its clients offered through its own Company as well as through its client and Associated entity 6) Falsification of records 7) Failure to resolve investor complaints |
PARESH KARIYA SADHANA KARIYA |
| 23-Nov-2020 | KARVY STOCK BROKING LTD. | 1) Misuse of client funds and securities 2) Non-settlement of client accounts 3) Unsatisfactory financial conditions 4) Non-submission of data to Exchange 5) Non-resolution of investor complaints |
M YUGANDHAR BHAGWANDAS NARANG JYOTHI PRASAD C PARATHASARATHY |
| 15-Sep-2020 | MODEX INTERNATIONAL SECURITIES LTD. | 1) Non-availability and Misuse of client funds 2) Shortfall in net worth 3) Non-settlement of client accounts 4) Non-availability and misuse of client securities 5) Falsification of books 6) Non-resolution of investor complaints |
AJAY JAIN SARIKA CHAWLA PAVAN KUMAR SACHDEVA PARMINDER SINGH KINDRA DHARMENDRA KUMAR ARORA |
| 30-Apr-2020 | VINEET SECURITIES (P) LTD. | 1) Non-availability of Client funds and securities 2) Misuse of client securities 3) Falsification of accounts 4) Non-settlement of client accounts 5) Failure to resolve investor complaints |
VINEET JINDAL SUSHIL KUMAR JINDAL VIBHOR JINDAL |
| 30-Apr-2020 | GROVALUE SECURITIES PVT LTD. | 1) Failure to co-operate with the Exchange in the conduct of the inspection 2) Unavailablity of funds to meet the client payables and non- availability of client securities 3) Non-settlement of client accounts 4) Shortfall in net worth 5) Failure to resolve investor complaints |
VINEET CHOPDA AMIT GALA |
| 29-Apr-2020 | QUANTUM GLOBAL SECURITIES LIMITED | 1) Misuse and Non-availability of client funds and securities 2) Non-settlement of client accounts 3) Shortfall in net worth 4) Falsification of books of accounts and Register of Securities of Clients 5) Failure to resolve investor complaints |
ATUL NARENDRA MALIK PANKAJ KUMAR SINGH BHAVESH KUMAR SINGH SHIPRA KASANA NITESH PRATAP MALIK |
| 29-Apr-2020 | WELLINDIA SECURITIES LIMITED | 1) Misuse of client’s funds and securities 2) Non-Settlement of client accounts 3) Failure to resolve investor complaints |
ALOK GUPTA ASHOK GUPTA RAJIV AGRAWAL |
| 28-Feb-2020 | KSBL SECURITIES LIMITED | 1) Misuse of Client Funds and Securities 2) Falsification of books 3) Shortfall in net worth 4) Failure to resolve investor complaints |
SUMAN ARORA RAMESH CHAND ARORA TIKA RAM KHARE |
| 13-Feb-2020 | VRISE SECURITIES PRIVATE LIMITED | 1) Non-availability of funds to meet client payables 2) Misuse of client funds and securities 3) Failure to co-operate with the Exchange in the conduct of the inspection 4) Failure to resolve investor complaints |
RAKESH KIRIT KADAKIA SONAL RAKESH KADAKIA ANKIT HASMUKH CHHEDA |
| 13-Feb-2020 | BMA WEALTH CREATORS LIMITED | 1) Non-availability and misuse of client securities 2) Non-availability of sufficient funds to pay-off creditors 3) Mis-representation of data submitted to the Exchange 4) Failure to resolve investor complaints |
MURGESH DEVASHRAYI ANUBHAV BHATTER SHIV KUMAR DAMANI |
| 13-Feb-2020 | KAYNET FINANCE LIMITED | 1) Failure to honour arbitral award. 2) Failure to fulfill obligations and to abide by the arbitration proceedings 3) Failure to resolve investor complaints |
RAJENDRA S DAGA SANJAY A SHAH PARESH ARVIND SHAH MUKESH VASANTLAL SHAH |
| 14-Jan-2020 | FAIRWEALTH SECURITIES LIMITED | 1) Non-availability and misappropriation of client securities 2) Non-availability of client funds 3) Shortfall in networth 4) Non-settlement of client accounts 5) Failure to resolve investor complaints |
SANDEEP JINDAL NAVEEN GABA DHIRENDER GABA |
| 23-Dec-2019 | WEALTH MANTRA LIMITED | Pursuant to the expulsion and declaration of default by BSE Ltd. | SANJEEV AGARWAL BEENA AGARWAL SUNITA AGARWAL |
| 23-Dec-2019 | CPR CAPITAL SERVICES LIMITED | 1) Non-availability and Misuse of client securities 2) Shortfall in net worth 3) Non-settlement of client accounts 4) Failure to resolve investor complaints |
DINESH GARG PAWAN KUMAR GARG ANUJ GARG |
| 04-Nov-2019 | ALLIED FINANCIAL SERVICES PVT.LTD | 1) Dealing with unregistered entities 2) Misuse of client funds 3) Shortfall in net worth 4) Non-availabilty of securities 5) Non-settlement of client accounts 6) Non-resolution of investor complaints |
R P BASIA AWANISH KUMAR MISHRA LALIT AGARWAL RAJIV ASOPA |
| 04-Nov-2019 | CREDENTIAL STOCK BROKERS LTD. | 1) Misuse of client funds for meeting proprietary obligations 2) Non-availability of client funds and securities 3) Failure to co-operate with the Exchange in the conduct of the inspection 4) Non-resolution of investor complaints |
D K AGRAWAL KARUNA AGRAWAL NIKITA AGRAWAL |
| 04-Nov-2019 | RAGHUKUL SHARES INDIA PVT. LTD | 1) Non-availability of client funds and securities 2) Non-settlement of client accounts 3) Mis-representation of data submifted to Exchange 4) Shortfall in net worth 5) Failure to co-operate with the Exchange in the conduct of the inspection 6) Failure to resolve investor complaints |
DHRUVESH PATEL GANGARAM KHANDELWAL SEEMA KHANDELWAL AMIT SHARMA SIYA RAM KHANDELWAL SANDESH KHANDELWAL |
| 06-May-2019 | GUINESS SECURITIES LIMITED | 1) Misuse of client funds and securities 2) Non-settlement of client accounts 3) Non-resolution of investor complaints |
SOUMEN CHATTERJEE TARUN KANTI SENGUPTA KAMAL KUMAR KOTHARI DHARMENDRA KOTHARI |
| 13-Aug-2018 | PREM SOMANI SHARE BROKERS PVT. LTD. | 1) Misuse of client funds and securities 3) Non-availability of funds to meet the client payables 4) Non-settlement of client accounts 5) Non-resolution of investor complaints |
PREM LATA SOMANI NAWNEET SOMANI |
| 13-Apr-2018 | F6 FINSERVE PRIVATE LIMITED | Pursuant to the expulsion and declaration of default by BSE Ltd. | MEENU GOEL PANKAJ GOEL SANJAY ANAND PRAVEEN SHARMA RUCHIKA GOEL DEEPAK GOEL KAVITA ANAND ASHA SHARMA |
| 05-Mar-2018 | FICUS SECURITIES PRIVATE LIMITED | VINOD KUMAR BANSAL NEENA BANSAL |
| Date of Declaration | Defaulter Members |
|---|---|
| 11-Oct-2017 | AMRAPALI AADYA TRADING & INVESTMENT PVT. LTD. |
| 08-Jun-2017 | MANOJ JAVERI STOCK BROKING PVT. LTD. |
| 06-Apr-2017 | ALKA SECURITIES LTD |
| 06-Apr-2017 | SAI SOFT SECURITIES LIMITED |
| 06-Apr-2017 | ROYAL INTERNATIONAL SHARES PRIVATE LIMITED |
| 02-Sep-2008 | KASS SECURITIES PVT. LTD. |
| 02-Sep-2008 | HIMGIRI FINCAP LTD. |
| 04-Jul-2007 | MADAN & CO. LTD. |
| 16-Dec-2004 | ALBA CAPITAL MARKETS P LTD. |
| 01-Nov-2003 | BLUE BLENDS STOCKS & SECURITIES LTD. |
| 03-May-2002 | TRIUMPH INTERNATIONAL FINANCE INDIA LTD. |
| 19-Dec-2001 | PRAMAN CAPITAL MarKET SERVICES LTD. |
| 01-Nov-2001 | INDRAPRASTHA HOLDINGS LTD. |
| 19-Oct-2001 | AKP SECURITIES (P) LTD. |
| 06-Aug-2001 | LTC FINANCES & SECURITIES PVT. LTD. |
| 06-Aug-2001 | E'L DORADO GUARANTEE LTD. |
| 19-Jun-2001 | SHETH SECURITIES PVT. LTD. |
| 19-Jun-2001 | RAJESH MEGHANI |
| 20-Apr-2001 | KAMAL SECURITIES PVT. LTD. |
| 20-Apr-2001 | SHALIBHADRA SECURITIES LTD. |
| 11-Apr-2001 | BIYANI SECURITIES PVT. LTD. |
| 10-Apr-2001 | BPS SECURITIES PVT LTD. |
| 14-Sep-2000 | POISE SECURITIES& EXCHANGE LTD. |
| 16-May-2000 | VALAMPURI& CO.LTD. |
| 29-Mar-2000 | SAVASTHI INVESTMENTS LTD. |
| 05-Jul-1999 | RAMAWATAR PODDAR |
| 28-Jun-1999 | PADMINI FINANCIAL SERVICES LTD. |
| 16-Jun-1999 | ALEMBIC SECURITIES PVT. LTD. |
| 21-May-1999 | VINITHA ASSOCIATES PVT. LTD. |
| 21-May-1999 | INDER MANOHAR FINANCIERS LTD. |
| 21-May-1999 | KMF SECURITIES LTD. |
| 21-May-1999 | TOPAZ SECURITIES LTD. |
| 16-Mar-1999 | NRI FINANCIAL SERVICES LTD. |
| 06-Nov-1998 | NEERAJ KUMar SINGHAL |
| 07-Sep-1998 | SHRENIK J. SHAH |
| 17-Aug-1998 | STENLY CREDIT CAPITAL LTD. |
| 17-Aug-1998 | EDEN FINANCIAL SERVICES |
| 17-Aug-1998 | ASIAN SECURITIES & STOCK LTD. |
| 17-Aug-1998 | FISCAL LTD. |
| 08-Sep-1997 | CMS SECURITIES LTD. |
| 08-Sep-1997 | GAZI SECURITIES LTD. |
| 08-Sep-1997 | MFL STOCK BROKING LTD. |
| 08-Sep-1997 | PITTIE SECURITIES LTD. |
| 08-Sep-1997 | MONTAGE SECURITIES LTD. |
| 01-Jul-1997 | MAXWELL SECURITIES PVT. LTD. |
| 01-Jul-1997 | R C GARG & SONS CAPITAL SERVICES LTD. |
| 01-Jul-1997 | RAHIL INVESTMENTS & FINANCE LTD. |
| 01-Jul-1997 | WESTFIN SECURITIES LTD. |
| 01-Jul-1997 | VIPUL SECURITIES LTD. |
| 09-Jan-1997 | ANAND STOCKS PVT. LTD. |
| 09-Jan-1997 | LIBRA MANAGEMENT SERVICES LTD. |
| 09-Dec-1996 | NEGO HOLDINGS LTD. |
| 09-Dec-1996 | BALSHIA SECURITIES LTD. |
| 09-Dec-1996 | AMIT FINANCIAL SERVICES LTD. |
| Date of Declaration | Expelled Members | Reasons for declaring the member as expelled | Directors/partners |
|---|---|---|---|
| 06-Sep-2021 | YUVRAJ SECURITIES (Proprietor: - Mr. Vijay Kumar Goel) |
1) Failure to recoup client funds & securities 2) Failure to resolve investor complaints |
- |
| 13-Jul-21 | STAR SHARE & STOCK BROKERS LTD. | 1) Failure to honour arbitral award. 2) Failure to fulfill obligations and to abide by the arbitration proceedings |
MANOJ KUMAR HARLEEN KAUR BINDRA VINOD KUMAR GARG |
| 13-Jul-21 | DESTINY SECURITIES LTD. | 1) Failure to honour IGRP orders and 2) Failure to resolve investor complaints |
ANIL KUMAR BAJORIA MANOJ KUMAR AGRAWAL BABITA AGRAWAL PRANAY AGRAWAL |
| 02-Jul-21 | ARCADIA SHARE & STOCK BROKERS PRIVATE LIMITED | 1) Member engaged in borrowing securities from their clients outside the framework of lending and borrowing securities (SLB Platform) established by SEBI and the Exchanges 2) Shortfall of clients’ funds and securities, indicating misutilization of clients’ assets. 3) Failure to resolve investor complaints |
NITIN BRAHMBHATT ANTONY SEQUEIRA |
| 26-03-2021 | CONARD SECURITIES PRIVATE LIMITED | 1) Failure to resolve the investor complaints 2) Member not contactable or responded to any of the Exchange communication 3) Being incommunicado, Member failed to cooperate with the Exchange in the conduct of the inspection and furnish information for the same |
RAJDEEP MANOJ JAVERI SHIKHA HEMANG SHAH |
| 24-03-2021 | BEZEL STOCK BROKERS PRIVATE LIMITED | 1) Misuse of clients’ funds and securities 2) Non-settlement of client accounts 3) Shortfall in the net worth 4) Failure to resolve investor complaints |
ANGAD SINGH BHATIA GURBACHAN SINGH BHATIA |
| 12-Mar-2021 | REFLECTION INVESTMENTS | 1) Shortfall in client funds 2) Shortfall in net worth 3) Falsification of lnformation and misrepresentation of data submitted to the Exchange 4) Failure to resolve investor complaints and non-fufillment of Grievance Redressal Committee (GRC) order 5) Failure to comply with the directions of the Member & Core Settlement Guarantee Fund Committee (MCSGFC) |
VIJAY SAMBRANI CHANDRIKA SAMBRANI |
| 22-Jan-2021 | ACTION FINANCIAL SERVICES (INDIA) LIMITED | 1) Misuse of client securities 2) Shortage of client Funds 3) Non-settlement of client accounts 4) Shortfall in Net worth 5) Mis-statement and incorrect reporting of data submission to the Exchange 6) Failure to resolve investor complaints |
BAKUL R PAREKH PARUL DOSHI HARBHAJAN SINGH J DHILLON MILAN R PAREKH RAJA GUPTA |
| 14-Dec-2020 | SUMPOORNA PORTFOLIO LIMITED | 1) Non-availability of client funds and securities 2) Shortfall in net worth 3) Recording of fictitious entries in the Register of Securities 4) Non-settlement of client accounts 5) Non-resolution of investor complaints |
NITESH AGGARWALA RAHUL YADAV MANOJ KUMAR |
| 26-Nov-2020 | ANUGRAH STOCK & BROKING PVT. LTD. | 1) Shortfall and misuse of client funds and securities 2) Inter Client Adjustments in Client Ledgers 4) Monthly pay-outs made to clients 5) Derivatives Advisory Services provided by the Member to its clients offered through its own Company as well as through its client and Associated entity 6) Falsification of records 7) Failure to resolve investor complaints |
PARESH KARIYA SADHANA KARIYA |
| 23-Nov-2020 | KARVY STOCK BROKING LTD. | 1) Misuse of client funds and securities 2) Non-settlement of client accounts 3) Unsatisfactory financial conditions 4) Non-submission of data to Exchange 5) Non-resolution of investor complaints |
M YUGANDHAR BHAGWANDAS NARANG JYOTHI PRASAD C PARATHASARATHY |
| 15-Sep-2020 | ANEE SECURITIES PRIVATE LIMITED | 1) Member not contactable or responded to any of the Exchange communication 2) Being incommunicado, Member failed to cooperate with the Exchange in the conduct of the inspection and furnish information for the same |
ANJANEE KUMAR AJIT KUMAR GUPTA |
| 15-Sep-2020 | MODEX INTERNATIONAL SECURITIES LTD. | 1) Non-availability and Misuse of client funds 2) Shortfall in net worth 3) Non-settlement of client accounts 4) Non-availability and misuse of client securities 5) Falsification of books 6) Non-resolution of investor complaints |
AJAY JAIN SARIKA CHAWLA PAVAN KUMAR SACHDEVA PARMINDER SINGH KINDRA DHARMENDRA KUMAR ARORA |
| 30-Apr-2020 | VINEET SECURITIES (P) LTD. | 1) Non-availability of Client funds and securities 2) Misuse of client securities 3) Falsification of accounts 4) Non-settlement of client accounts 5) Failure to resolve investor complaints |
VINEET JINDAL SUSHIL KUMAR JINDAL VIBHOR JINDAL |
| 30-Apr-2020 | GROVALUE SECURITIES PVT LTD. | 1) Failure to co-operate with the Exchange in the conduct of the inspection 2) Unavailablity of funds to meet the client payables and non- availability of client securities 3) Non-settlement of client accounts 4) Shortfall in net worth 5) Failure to resolve investor complaints |
VINEET CHOPDA AMIT GALA |
| 29-Apr-2020 | QUANTUM GLOBAL SECURITIES LIMITED | 1) Misuse and Non-availability of client funds and securities 2) Non-settlement of client accounts 3) Shortfall in net worth 4) Falsification of books of accounts and Register of Securities of Clients 5) Failure to resolve investor complaints |
ATUL NARENDRA MALIK PANKAJ KUMAR SINGH BHAVESH KUMAR SINGH SHIPRA KASANA NITESH PRATAP MALIK |
| 29-Apr-2020 | WELLINDIA SECURITIES LIMITED | 1) Misuse of client’s funds and securities 2) Non-Settlement of client accounts 3) Failure to resolve investor complaints |
ALOK GUPTA ASHOK GUPTA RAJIV AGRAWAL |
| 28-Feb-2020 | KSBL SECURITIES LIMITED | 1) Misuse of Client Funds and Securities 2) Falsification of books 3) Shortfall in net worth 4) Failure to resolve investor complaints |
SUMAN ARORA RAMESH CHAND ARORA TIKA RAM KHARE |
| 13-Feb-2020 | VRISE SECURITIES PRIVATE LIMITED | 1) Non-availability of funds to meet client payables 2) Misuse of client funds and securities 3) Failure to co-operate with the Exchange in the conduct of the inspection 4) Failure to resolve investor complaints |
RAKESH KIRIT KADAKIA SONAL RAKESH KADAKIA ANKIT HASMUKH CHHEDA |
| 13-Feb-2020 | BMA WEALTH CREATORS LIMITED | 1) Non-availability and misuse of client securities 2) Non-availability of sufficient funds to pay-off creditors 3) Mis-representation of data submitted to the Exchange 4) Failure to resolve investor complaints |
MURGESH DEVASHRAYI ANUBHAV BHATTER SHIV KUMAR DAMANI |
| 13-Feb-2020 | KAYNET FINANCE LIMITED | 1) Failure to honour arbitral award. 2) Failure to fulfill obligations and to abide by the arbitration proceedings 3) Failure to resolve investor complaints |
RAJENDRA S DAGA SANJAY A SHAH PARESH ARVIND SHAH MUKESH VASANTLAL SHAH |
| 14-Jan-2020 | FAIRWEALTH SECURITIES LIMITED | 1) Non-availability and misappropriation of client securities 2) Non-availability of client funds 3) Shortfall in networth 4) Non-settlement of client accounts 5) Failure to resolve investor complaints |
SANDEEP JINDAL NAVEEN GABA DHIRENDER GABA |
| 04-Nov-2019 | ALLIED FINANCIAL SERVICES PVT.LTD | 1) Dealing with unregistered entities 2) Misuse of client funds 3) Shortfall in net worth 4) Non-availabilty of securities 5) Non-settlement of client accounts 6) Non-resolution of investor complaints |
R P BASIA AWANISH KUMAR MISHRA LALIT AGARWAL RAJIV ASOPA |
| 04-Nov-2019 | CREDENTIAL STOCK BROKERS LTD. | 1) Misuse of client funds for meeting proprietary obligations 2) Non-availability of client funds and securities 3) Failure to co-operate with the Exchange in the conduct of the inspection 4) Non-resolution of investor complaints |
D K AGRAWAL KARUNA AGRAWAL NIKITA AGRAWAL |
| 04-Nov-2019 | RAGHUKUL SHARES INDIA PVT. LTD | 1) Non-availability of client funds and securities 2) Non-settlement of client accounts 3) Mis-representation of data submifted to Exchange 4) Shortfall in net worth 5) Failure to co-operate with the Exchange in the conduct of the inspection 6) Failure to resolve investor complaints |
DHRUVESH PATEL GANGARAM KHANDELWAL SEEMA KHANDELWAL AMIT SHARMA SIYA RAM KHANDELWAL SANDESH KHANDELWAL |
| 06-May-2019 | GUINESS SECURITIES LIMITED | 1) Misuse of client funds and securities 2) Non-settlement of client accounts 3) Non-resolution of investor complaints |
SOUMEN CHATTERJEE TARUN KANTI SENGUPTA KAMAL KUMAR KOTHARI DHARMENDRA KOTHARI |
| 24-Aug-2018 | MONEYFLO SECURITIES PVT. LTD. | 1) Member not contactable or responded to any of the Exchange communication. 2) Being incommunicado, Member failed to cooperate with the Exchange in the conduct of the inspection and furnish information for the same. 3) Failure to submit audited financial statements, net worth and insurance |
RAMAMURTHY GOPALAN JAGADEESAN VENKATRAMAN CHANDRAMOULI SHOBANA CHANDRAMOULI |
| 13-Aug-2018 | PREM SOMANI SHARE BROKERS PVT. LTD. | 1) Misuse of client funds and securities 3) Non-availability of funds to meet the client payables 4) Non-settlement of client accounts 5) Non-resolution of investor complaints |
PREM LATA SOMANI NAWNEET SOMANI |
| 13-Apr-2018 | WEALTH MANTRA LIMITED | Pursuant to the expulsion and declaration of default by BSE Ltd. | SANJEEV AGARWAL BEENA AGARWAL SUNITA AGARWAL |
| 13-Apr-2018 | F6 FINSERVE PRIVATE LIMITED | Pursuant to the expulsion and declaration of default by BSE Ltd. | MEENU GOEL PANKAJ GOEL SANJAY ANAND PRAVEEN SHARMA RUCHIKA GOEL DEEPAK GOEL KAVITA ANAND ASHA SHARMA |
| 05-Mar-2018 | FICUS SECURITIES PRIVATE LIMITED | 1) Non-availability and misuse of client securities 2) Non-availability of client funds 3) Non-settlement of client accounts 4) Failure to resolve investor complaints |
VINOD KUMAR BANSAL NEENA BANSAL |
| 05-Mar-2018 | CPR CAPITAL SERVICES LIMITED | 1) Non-availability and Misuse of client securities 2) Shortfall in net worth 3) Non-settlement of client accounts 4) Failure to resolve investor complaints |
DINESH GARG PAWAN KUMAR GARG ANUJ GARG |
| 12-Jan-2018 | ENRICH FIN & SECURITIES LTD. | 1) Non submission of data/records sought by Exchange 2) Misuse of client funds and securities 3) Non-settlement of client accounts |
SESHADRI BHARATHAN TRINADH KIRAN VEMURI USHA GUPTA K. C. BANSAL BIMLA BASAL |
| Date of Declaration | Expelled Members |
|---|---|
| 11-Oct-2017 | AMRAPALI AADYA TRADING & INVESTMENT PVT. LTD. |
| 09-Nov-2015 | ORION CAPITAL AND DEBT MARKET |
| 09-Nov-2015 | MOONGIPA INVESTMENTS LIMITED |
| 28-Aug-2015 | FIN BRAINS SECURITIES (INDIA) LTD. |
| 10-Jul-2015 | CLICK2TRADE CAPITAL LTD. |
| 10-Apr-2015 | KASSA FINVEST PVT. LTD. |
| 05-Sep-2014 | UNICON SECURITIES PVT. LTD. |
| 07-Mar-2014 | PRIME BROKING COMPANY (INDIA) LTD. |
| 19-Sep-2013 | PARSOLI CORPORATION LTD. |
| 25-Sep-2009 | MERFIN (INDIA) LTD. |
| 25-Sep-2009 | GEMS EQUITIES & SECURITIES PVT. LTD. |
| 27-Jul-2009 | GANGA YAMUNA FINVEST PVT. LTD. |
| 18-May-2009 | SUNCHAN SECURITIES LTD. |
| 15-Jan-2009 | ORIENT CAPITAL MARKETS P.LTD. |
| 05-Jan-2006 | RUSODAY SECURITIES LTD. |
| 30-Aug-2005 | PARIKH & SHAH FINVEST PVT LTD. |
| 01-Apr-2005 | ADI K MOTAFRAM |
| 24-Nov-2004 | SINGHMAN FINANCIAL SERVICES LTD. |
| 24-Nov-2004 | KEN FINANCIAL SERVICES LTD. |
| 24-Nov-2004 | GFC SECURITIES & FINANCE LTD. |
| 24-Nov-2004 | PRIDE SHARES & CAPITALS PVT LTD. |
| 28-Apr-2004 | CLASSIC SHARE & STOCK BROKING SERVICES LTD. |
| 28-Apr-2004 | PRASAD & CO. (P) LTD. |
| 28-Apr-2004 | NAGARJUNA SECURITIES LTD. |
| 28-Apr-2004 | NH SECURITIES LTD. |
| 01-Jan-2004 | ATLANTIS STOCKS LTD. |
| 01-Jul-2003 | ACUMEN SECURITIES LTD. |
| 01-Jul-2003 | ESSKYENNR SECURITIES LTD. |
| 01-May-2003 | SMART INVESTMENT CONSULTANTS |
| 01-May-2003 | SHREEJI FINVEST LTD. |
| 01-Apr-2003 | SHREE KRISHNA & CO |
| 08-Nov-2002 | INVESTNET SECURITIES INDIA LTD. |
| 08-Nov-2002 | GURU HOLDING PVT LTD. |
| 01-Oct-2002 | HOME TRADE LTD. |
| 01-Aug-2002 | MCCLIFF SECURITIES LTD. |
| 01-Apr-2002 | DISHA CAPITAL SERVICES LTD. |
| 22-Mar-2002 | PLATINUM STOCK BROKING SERVICES LTD. |
| 15-Jan-2002 | FIRST NATIONAL SECURITIES (INDIA) LTD. |
| 01-Jan-2002 | POPULAR STOCK & SHARE SERVICES LTD. |
| 01-Nov-2001 | SANMAC FINANCIAL SERVICES LTD |
| 01-Aug-2001 | CENTURY CONSULTANTS LTD. |
| 01-Aug-2001 | BHAVESH DHIRAJLAL STOCK BROKING CO. LTD. |
| 02-Jul-2001 | JALPRADEEP SECURITIES LTD. |
| 01-Mar-2001 | PREMIER SECURITIES LTD. |
| 01-Mar-2001 | NEMANI STOCK BROKING PVT. LTD. |
| 01-Mar-2001 | POL SECURITIES LTD. |
| 24-Jan-2001 | MAHADEV STOCK BROKING COMPANY LTD. |
| 11-Jan-2001 | MONEY MINT |
| 01-Jan-2001 | LIONNAIRE HOLDINGS & INVESTMENTS PVT LTD. |
| 14-Sep-2000 | ESQUIRE MONEY GUARENTEES LTD. |
| 14-Sep-2000 | AVONSKI SECURITIES LTD. |
| 14-Sep-2000 | ALMEIDA & COMPANY STOCK BROKERS LTD. |
| 16-May-2000 | R KESAWAN |
| 16-May-2000 | INVESTMENT POINT (INDIA) LTD. |
| 16-May-2000 | DIGITAL LEASING AND FINANCE LTD. |
| 16-May-2000 | DIAMOND SECURITIES PVT. LTD. |
| 16-May-2000 | ARIHANT EQUITY FUND LTD. |
| 16-May-2000 | SUSHANT CAPITAL LTD. |
| 16-May-2000 | AMI SECURITIES LTD. |
| 29-Mar-2000 | LEAPROFIN SECURITIES LTD. |
| 28-Feb-2000 | OPTION PRATIBHUTI AND VINIMAY CO. LTD. |
| 02-Nov-1999 | NCM NEHA SECURITIES LTD. |
| 02-Nov-1999 | ASHOK GUPTA |
| 01-Sep-1999 | H.M.DESAI SECURITIES LTD. |
| 05-Jul-1999 | BROADLINE CAPFIN SERVICES (P) LTD. |
| 10-May-1999 | OPART SECURITIES PVT LTD. |
| 29-Apr-1999 | RAMAKRISHNA EQUITY FUND LTD. |
| 08-Apr-1999 | MASCOT SECURITIES LTD. |
| 08-Apr-1999 | SWARAJ FINANCIAL AND INVESTMENT PRIVATE LTD. |
| 08-Apr-1999 | DALEEP KHOSLA |
| 08-Apr-1999 | LUNAR HOLDINGS LTD. |
Updated on: 08/09/2021
