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Date of Declaration Defaulter Members Reasons for declaring the member as defaulter Directors/partners
06-Sep-2021 YUVRAJ SECURITIES
(Proprietor: - Mr. Vijay Kumar Goel)
1) Failure to recoup client funds & securities
2) Failure to resolve investor complaints
-
13-Jul-2021 STAR SHARE & STOCK BROKERS LTD. 1) Failure to honour arbitral award.
2) Failure to fulfill obligations and to abide by the arbitration
     proceedings
MANOJ KUMAR
HARLEEN KAUR BINDRA
VINOD KUMAR GARG
13-Jul-2021 DESTINY SECURITIES LTD. 1) Failure to honour IGRP orders and 
2) Failure to resolve investor complaints
ANIL KUMAR BAJORIA
MANOJ KUMAR AGRAWAL
BABITA AGRAWAL
PRANAY AGRAWAL
02-Jul-2021 ARCADIA SHARE & STOCK BROKERS PRIVATE LIMITED 1) Member engaged in borrowing securities from their clients
     outside the framework of lending and borrowing securities
    (SLB Platform) established by SEBI and the Exchanges
2) Shortfall of clients’ funds and securities, indicating
     misutilization of clients’ assets.
3) Failure to resolve investor complaints
NITIN BRAHMBHATT
ANTONY SEQUEIRA
26-03-2021 CONARD SECURITIES PRIVATE LIMITED 1) Failure to resolve the investor complaints
2) Member not contactable or responded to any of the
     Exchange communication
3) Being incommunicado, Member failed to cooperate with the      Exchange in the conduct of the inspection and furnish
     information for the same
RAJDEEP MANOJ JAVERI
SHIKHA HEMANG SHAH
24-03-2021 BEZEL STOCK BROKERS PRIVATE LIMITED 1) Misuse of clients’ funds and securities
2) Non-settlement of client accounts
3) Shortfall in the net worth 
4) Failure to resolve investor complaints
ANGAD SINGH BHATIA
GURBACHAN SINGH BHATIA
12-Mar-2021 REFLECTION INVESTMENTS 1) Shortfall in client funds
2) Shortfall in net worth
3)  Falsification of lnformation and misrepresentation of data
     submitted to the Exchange 
4) Failure to resolve investor complaints and non-fufillment of
     Grievance Redressal Committee (GRC) order
5) Failure to comply with the directions of the Member & Core
     Settlement Guarantee Fund Committee (MCSGFC)
VIJAY SAMBRANI
CHANDRIKA SAMBRANI
22-Jan-2021 ACTION FINANCIAL SERVICES (INDIA) LIMITED 1) Misuse of client securities
2) Shortage of client Funds
3) Non-settlement of client accounts
4) Shortfall in Net worth
5) Mis-statement and incorrect reporting of data submission
     to the Exchange
6) Failure to resolve investor complaints
BAKUL R PAREKH
PARUL DOSHI
HARBHAJAN SINGH J DHILLON
MILAN R PAREKH
RAJA GUPTA
14-Dec-2020 SUMPOORNA PORTFOLIO LIMITED 1) Non-availability of client funds and securities
2) Shortfall in net worth
3) Recording of fictitious entries in the Register of Securities
4) Non-settlement of client accounts
5) Non-resolution of investor complaints
NITESH AGGARWALA
RAHUL YADAV
MANOJ KUMAR
26-Nov-2020 ANUGRAH STOCK & BROKING PVT. LTD. 1) Shortfall and misuse of client funds and securities
2) Inter Client Adjustments in Client Ledgers
4) Monthly pay-outs made to clients
5) Derivatives Advisory Services provided by the Member to its      clients offered through its own Company as well as through      its client and Associated entity
6) Falsification of records
7) Failure to resolve investor complaints
PARESH KARIYA
SADHANA KARIYA
23-Nov-2020 KARVY STOCK BROKING LTD. 1) Misuse of client funds and securities
2) Non-settlement of client accounts
3) Unsatisfactory financial conditions
4) Non-submission of data to Exchange
5) Non-resolution of investor complaints
M YUGANDHAR
BHAGWANDAS NARANG
JYOTHI PRASAD
C PARATHASARATHY
15-Sep-2020 MODEX INTERNATIONAL SECURITIES LTD. 1) Non-availability and Misuse of client funds
2) Shortfall in net worth
3) Non-settlement of client accounts
4) Non-availability and misuse of client securities
5) Falsification of books
6) Non-resolution of investor complaints
AJAY JAIN
SARIKA CHAWLA
PAVAN KUMAR SACHDEVA
PARMINDER SINGH KINDRA
DHARMENDRA KUMAR ARORA
30-Apr-2020 VINEET SECURITIES (P) LTD. 1) Non-availability of Client funds and securities
2) Misuse of client securities
3) Falsification of accounts
4) Non-settlement of client accounts
5) Failure to resolve investor complaints
VINEET JINDAL
SUSHIL KUMAR JINDAL
VIBHOR JINDAL
30-Apr-2020 GROVALUE SECURITIES PVT LTD. 1) Failure to co-operate with the Exchange in the conduct of
     the inspection
2) Unavailablity of funds to meet the client payables and non-
     availability of client securities
3) Non-settlement of client accounts
4) Shortfall in net worth
5) Failure to resolve investor complaints
VINEET CHOPDA
AMIT GALA
29-Apr-2020 QUANTUM GLOBAL SECURITIES LIMITED 1) Misuse and Non-availability of client funds and securities
2) Non-settlement of client accounts
3) Shortfall in net worth
4) Falsification of books of accounts and Register of
     Securities of Clients
5) Failure to resolve investor complaints
ATUL NARENDRA MALIK
PANKAJ KUMAR SINGH
BHAVESH KUMAR SINGH
SHIPRA KASANA
NITESH PRATAP MALIK
29-Apr-2020 WELLINDIA SECURITIES LIMITED 1) Misuse of client’s funds and securities
2) Non-Settlement of client accounts
3) Failure to resolve investor complaints
ALOK GUPTA
ASHOK GUPTA
RAJIV AGRAWAL
28-Feb-2020 KSBL SECURITIES LIMITED 1)  Misuse of Client Funds and Securities
2) Falsification of books
3) Shortfall in net worth
4) Failure to resolve investor complaints
SUMAN ARORA
RAMESH CHAND ARORA
TIKA RAM KHARE
13-Feb-2020 VRISE SECURITIES PRIVATE LIMITED 1) Non-availability of funds to meet client payables
2) Misuse of client funds and securities
3) Failure to co-operate with the Exchange in the conduct of
     the inspection
4) Failure to resolve investor complaints
RAKESH KIRIT KADAKIA
SONAL RAKESH KADAKIA
ANKIT HASMUKH CHHEDA
13-Feb-2020 BMA WEALTH CREATORS LIMITED 1) Non-availability and misuse of client securities
2) Non-availability of sufficient funds to pay-off creditors
3) Mis-representation of data submitted to the Exchange
4) Failure to resolve investor complaints
MURGESH DEVASHRAYI
ANUBHAV BHATTER
SHIV KUMAR DAMANI
13-Feb-2020 KAYNET FINANCE LIMITED 1) Failure to honour arbitral award.
2) Failure to fulfill obligations and to abide by the arbitration
     proceedings
3) Failure to resolve investor complaints
RAJENDRA S DAGA
SANJAY A SHAH
PARESH ARVIND SHAH
MUKESH VASANTLAL SHAH
14-Jan-2020 FAIRWEALTH SECURITIES LIMITED 1) Non-availability and misappropriation of client securities
2) Non-availability of client funds
3) Shortfall in networth
4) Non-settlement of client accounts
5) Failure to resolve investor complaints
SANDEEP JINDAL
NAVEEN GABA
DHIRENDER GABA
23-Dec-2019 WEALTH MANTRA LIMITED Pursuant to the expulsion and declaration of default by BSE Ltd. SANJEEV AGARWAL
BEENA AGARWAL
SUNITA AGARWAL
23-Dec-2019 CPR CAPITAL SERVICES LIMITED 1) Non-availability and Misuse of client securities
2) Shortfall in net worth
3) Non-settlement of client accounts
4) Failure to resolve investor complaints
DINESH GARG
PAWAN KUMAR GARG
ANUJ GARG
04-Nov-2019 ALLIED FINANCIAL SERVICES PVT.LTD 1) Dealing with unregistered entities
2) Misuse of client funds
3) Shortfall in net worth
4) Non-availabilty of securities
5) Non-settlement of client accounts
6) Non-resolution of investor complaints 
R P BASIA
AWANISH KUMAR MISHRA
LALIT AGARWAL
RAJIV ASOPA
04-Nov-2019 CREDENTIAL STOCK BROKERS LTD. 1) Misuse of client funds for meeting proprietary obligations
2) Non-availability of client funds and securities
3) Failure to co-operate with the Exchange in the conduct of
     the inspection
4) Non-resolution of investor complaints
D K AGRAWAL
KARUNA AGRAWAL
NIKITA AGRAWAL
04-Nov-2019 RAGHUKUL SHARES INDIA PVT. LTD 1) Non-availability of client funds and securities
2) Non-settlement of client accounts
3) Mis-representation of data submifted to Exchange
4) Shortfall in net worth
5) Failure to co-operate with the Exchange in the conduct of
     the inspection
6) Failure to resolve investor complaints
DHRUVESH PATEL
GANGARAM KHANDELWAL
SEEMA KHANDELWAL
AMIT SHARMA
SIYA RAM KHANDELWAL
SANDESH KHANDELWAL
06-May-2019 GUINESS SECURITIES LIMITED 1) Misuse of client funds and securities
2) Non-settlement of client accounts
3) Non-resolution of investor complaints
SOUMEN CHATTERJEE
TARUN KANTI SENGUPTA
KAMAL KUMAR KOTHARI
DHARMENDRA KOTHARI
13-Aug-2018 PREM SOMANI SHARE BROKERS PVT. LTD. 1) Misuse of client funds and securities
3) Non-availability of funds to meet the client payables
4) Non-settlement of client accounts
5) Non-resolution of investor complaints
PREM LATA SOMANI
NAWNEET SOMANI
13-Apr-2018 F6 FINSERVE PRIVATE LIMITED Pursuant to the expulsion and declaration of default by BSE Ltd. MEENU GOEL
PANKAJ GOEL
SANJAY ANAND
PRAVEEN SHARMA
RUCHIKA GOEL
DEEPAK GOEL
KAVITA ANAND
ASHA SHARMA
05-Mar-2018 FICUS SECURITIES PRIVATE LIMITED   VINOD KUMAR BANSAL
NEENA BANSAL
Date of Declaration Defaulter Members
11-Oct-2017 AMRAPALI AADYA TRADING & INVESTMENT PVT. LTD.
08-Jun-2017 MANOJ JAVERI STOCK BROKING PVT. LTD.
06-Apr-2017 ALKA SECURITIES LTD
06-Apr-2017 SAI SOFT SECURITIES LIMITED
06-Apr-2017 ROYAL INTERNATIONAL SHARES PRIVATE LIMITED
02-Sep-2008 KASS SECURITIES PVT. LTD.
02-Sep-2008 HIMGIRI FINCAP LTD.
04-Jul-2007 MADAN & CO. LTD.
16-Dec-2004 ALBA CAPITAL MARKETS P LTD.
01-Nov-2003 BLUE BLENDS STOCKS & SECURITIES LTD.
03-May-2002 TRIUMPH INTERNATIONAL FINANCE INDIA LTD.
19-Dec-2001 PRAMAN CAPITAL MarKET SERVICES LTD.
01-Nov-2001 INDRAPRASTHA HOLDINGS LTD.
19-Oct-2001 AKP SECURITIES (P) LTD.
06-Aug-2001 LTC FINANCES & SECURITIES PVT. LTD.
06-Aug-2001 E'L DORADO GUARANTEE LTD.
19-Jun-2001 SHETH SECURITIES PVT. LTD.
19-Jun-2001 RAJESH MEGHANI
20-Apr-2001 KAMAL SECURITIES PVT. LTD.
20-Apr-2001 SHALIBHADRA SECURITIES LTD.
11-Apr-2001 BIYANI SECURITIES PVT. LTD.
10-Apr-2001 BPS SECURITIES PVT LTD.
14-Sep-2000 POISE SECURITIES& EXCHANGE LTD.
16-May-2000 VALAMPURI& CO.LTD.
29-Mar-2000 SAVASTHI INVESTMENTS LTD.
05-Jul-1999 RAMAWATAR PODDAR
28-Jun-1999 PADMINI FINANCIAL SERVICES LTD.
16-Jun-1999 ALEMBIC SECURITIES PVT. LTD.
21-May-1999 VINITHA ASSOCIATES PVT. LTD.
21-May-1999 INDER MANOHAR FINANCIERS LTD.
21-May-1999 KMF SECURITIES LTD.
21-May-1999 TOPAZ SECURITIES LTD.
16-Mar-1999 NRI FINANCIAL SERVICES LTD.
06-Nov-1998 NEERAJ KUMar SINGHAL
07-Sep-1998 SHRENIK J. SHAH
17-Aug-1998 STENLY CREDIT CAPITAL LTD.
17-Aug-1998 EDEN FINANCIAL SERVICES
17-Aug-1998 ASIAN SECURITIES & STOCK LTD.
17-Aug-1998 FISCAL LTD.
08-Sep-1997 CMS SECURITIES LTD.
08-Sep-1997 GAZI SECURITIES LTD.
08-Sep-1997 MFL STOCK BROKING LTD.
08-Sep-1997 PITTIE SECURITIES LTD.
08-Sep-1997 MONTAGE SECURITIES LTD.
01-Jul-1997 MAXWELL SECURITIES PVT. LTD.
01-Jul-1997 R C GARG & SONS CAPITAL SERVICES LTD.
01-Jul-1997 RAHIL INVESTMENTS & FINANCE LTD.
01-Jul-1997 WESTFIN SECURITIES LTD.
01-Jul-1997 VIPUL SECURITIES LTD.
09-Jan-1997 ANAND STOCKS PVT. LTD.
09-Jan-1997 LIBRA MANAGEMENT SERVICES LTD.
09-Dec-1996 NEGO HOLDINGS LTD.
09-Dec-1996 BALSHIA SECURITIES LTD.
09-Dec-1996 AMIT FINANCIAL SERVICES LTD.
Date of Declaration Expelled Members Reasons for declaring the member as expelled Directors/partners
06-Sep-2021 YUVRAJ SECURITIES
(Proprietor: - Mr. Vijay Kumar Goel)
1) Failure to recoup client funds & securities
2) Failure to resolve investor complaints
-
13-Jul-21 STAR SHARE & STOCK BROKERS LTD. 1) Failure to honour arbitral award.
2) Failure to fulfill obligations and to abide by the arbitration
     proceedings
MANOJ KUMAR
HARLEEN KAUR BINDRA
VINOD KUMAR GARG
13-Jul-21 DESTINY SECURITIES LTD. 1) Failure to honour IGRP orders and 
2) Failure to resolve investor complaints
ANIL KUMAR BAJORIA
MANOJ KUMAR AGRAWAL
BABITA AGRAWAL
PRANAY AGRAWAL
02-Jul-21 ARCADIA SHARE & STOCK BROKERS PRIVATE LIMITED 1) Member engaged in borrowing securities from their clients
     outside the framework of lending and borrowing securities
     (SLB Platform) established by SEBI and the Exchanges
2) Shortfall of clients’ funds and securities, indicating
     misutilization of clients’ assets.
3) Failure to resolve investor complaints
NITIN BRAHMBHATT
ANTONY SEQUEIRA
26-03-2021 CONARD SECURITIES PRIVATE LIMITED 1) Failure to resolve the investor complaints
2) Member not contactable or responded to any of the
     Exchange communication
3) Being incommunicado, Member failed to cooperate with the      Exchange in the conduct of the inspection and furnish
     information for the same
RAJDEEP MANOJ JAVERI
SHIKHA HEMANG SHAH
24-03-2021 BEZEL STOCK BROKERS PRIVATE LIMITED 1) Misuse of clients’ funds and securities
2) Non-settlement of client accounts
3) Shortfall in the net worth 
4) Failure to resolve investor complaints
ANGAD SINGH BHATIA
GURBACHAN SINGH BHATIA
12-Mar-2021 REFLECTION INVESTMENTS 1) Shortfall in client funds
2) Shortfall in net worth
3) Falsification of lnformation and misrepresentation of data
     submitted to the Exchange
4) Failure to resolve investor complaints and non-fufillment of
     Grievance Redressal Committee (GRC) order
5) Failure to comply with the directions of the Member & Core
     Settlement Guarantee Fund Committee (MCSGFC)
VIJAY SAMBRANI
CHANDRIKA SAMBRANI
22-Jan-2021 ACTION FINANCIAL SERVICES (INDIA) LIMITED 1) Misuse of client securities
2) Shortage of client Funds
3) Non-settlement of client accounts
4) Shortfall in Net worth
5) Mis-statement and incorrect reporting of data submission
     to the Exchange
6) Failure to resolve investor complaints
BAKUL R PAREKH
PARUL DOSHI
HARBHAJAN SINGH J DHILLON
MILAN R PAREKH
RAJA GUPTA
14-Dec-2020 SUMPOORNA PORTFOLIO LIMITED 1) Non-availability of client funds and securities
2) Shortfall in net worth
3) Recording of fictitious entries in the Register of Securities
4) Non-settlement of client accounts
5) Non-resolution of investor complaints
NITESH AGGARWALA
RAHUL YADAV
MANOJ KUMAR
26-Nov-2020 ANUGRAH STOCK & BROKING PVT. LTD. 1) Shortfall and misuse of client funds and securities
2) Inter Client Adjustments in Client Ledgers
4) Monthly pay-outs made to clients
5) Derivatives Advisory Services provided by the Member to its      clients offered through its own Company as well as through      its client and Associated entity
6) Falsification of records
7) Failure to resolve investor complaints
PARESH KARIYA
SADHANA KARIYA
23-Nov-2020 KARVY STOCK BROKING LTD. 1) Misuse of client funds and securities
2) Non-settlement of client accounts
3) Unsatisfactory financial conditions
4) Non-submission of data to Exchange
5) Non-resolution of investor complaints
M YUGANDHAR
BHAGWANDAS NARANG
JYOTHI PRASAD
C PARATHASARATHY
15-Sep-2020 ANEE SECURITIES PRIVATE LIMITED 1) Member not contactable or responded to any of the
     Exchange communication
2) Being incommunicado, Member failed to cooperate with the      Exchange in the conduct of the inspection and furnish
     information for the same
ANJANEE KUMAR
AJIT KUMAR GUPTA
15-Sep-2020 MODEX INTERNATIONAL SECURITIES LTD. 1) Non-availability and Misuse of client funds
2) Shortfall in net worth
3) Non-settlement of client accounts
4) Non-availability and misuse of client securities
5) Falsification of books
6) Non-resolution of investor complaints
AJAY JAIN
SARIKA CHAWLA
PAVAN KUMAR SACHDEVA
PARMINDER SINGH KINDRA
DHARMENDRA KUMAR ARORA
30-Apr-2020 VINEET SECURITIES (P) LTD. 1) Non-availability of Client funds and securities
2) Misuse of client securities
3) Falsification of accounts
4) Non-settlement of client accounts
5) Failure to resolve investor complaints
VINEET JINDAL
SUSHIL KUMAR JINDAL
VIBHOR JINDAL
30-Apr-2020 GROVALUE SECURITIES PVT LTD. 1) Failure to co-operate with the Exchange in the conduct of
     the inspection
2) Unavailablity of funds to meet the client payables and non-
     availability of client securities
3) Non-settlement of client accounts
4) Shortfall in net worth
5) Failure to resolve investor complaints
VINEET CHOPDA
AMIT GALA
29-Apr-2020 QUANTUM GLOBAL SECURITIES LIMITED 1) Misuse and Non-availability of client funds and securities
2) Non-settlement of client accounts
3) Shortfall in net worth
4) Falsification of books of accounts and Register of
     Securities of Clients
5) Failure to resolve investor complaints
ATUL NARENDRA MALIK
PANKAJ KUMAR SINGH
BHAVESH KUMAR SINGH
SHIPRA KASANA
NITESH PRATAP MALIK
29-Apr-2020 WELLINDIA SECURITIES LIMITED 1) Misuse of client’s funds and securities
2) Non-Settlement of client accounts
3) Failure to resolve investor complaints
ALOK GUPTA
ASHOK GUPTA
RAJIV AGRAWAL
28-Feb-2020 KSBL SECURITIES LIMITED 1) Misuse of Client Funds and Securities
2) Falsification of books
3) Shortfall in net worth
4) Failure to resolve investor complaints
SUMAN ARORA
RAMESH CHAND ARORA
TIKA RAM KHARE
13-Feb-2020 VRISE SECURITIES PRIVATE LIMITED 1) Non-availability of funds to meet client payables
2) Misuse of client funds and securities
3) Failure to co-operate with the Exchange in the conduct of
     the inspection
4) Failure to resolve investor complaints
RAKESH KIRIT KADAKIA
SONAL RAKESH KADAKIA
ANKIT HASMUKH CHHEDA
13-Feb-2020 BMA WEALTH CREATORS LIMITED 1) Non-availability and misuse of client securities
2) Non-availability of sufficient funds to pay-off creditors
3) Mis-representation of data submitted to the Exchange
4) Failure to resolve investor complaints
MURGESH DEVASHRAYI
ANUBHAV BHATTER
SHIV KUMAR DAMANI
13-Feb-2020 KAYNET FINANCE LIMITED 1) Failure to honour arbitral award.
2) Failure to fulfill obligations and to abide by the arbitration
     proceedings
3) Failure to resolve investor complaints
RAJENDRA S DAGA
SANJAY A SHAH
PARESH ARVIND SHAH
MUKESH VASANTLAL SHAH
14-Jan-2020 FAIRWEALTH SECURITIES LIMITED 1) Non-availability and misappropriation of client securities
2) Non-availability of client funds
3) Shortfall in networth
4) Non-settlement of client accounts
5) Failure to resolve investor complaints
SANDEEP JINDAL
NAVEEN GABA
DHIRENDER GABA
04-Nov-2019 ALLIED FINANCIAL SERVICES PVT.LTD 1) Dealing with unregistered entities
2) Misuse of client funds
3) Shortfall in net worth
4) Non-availabilty of securities
5) Non-settlement of client accounts
6) Non-resolution of investor complaints 
R P BASIA
AWANISH KUMAR MISHRA
LALIT AGARWAL
RAJIV ASOPA
04-Nov-2019 CREDENTIAL STOCK BROKERS LTD. 1) Misuse of client funds for meeting proprietary obligations
2) Non-availability of client funds and securities
3) Failure to co-operate with the Exchange in the conduct of
     the inspection
4) Non-resolution of investor complaints
D K AGRAWAL
KARUNA AGRAWAL
NIKITA AGRAWAL
04-Nov-2019 RAGHUKUL SHARES INDIA PVT. LTD 1) Non-availability of client funds and securities
2) Non-settlement of client accounts
3) Mis-representation of data submifted to Exchange
4) Shortfall in net worth
5) Failure to co-operate with the Exchange in the conduct of
     the inspection
6) Failure to resolve investor complaints
DHRUVESH PATEL
GANGARAM KHANDELWAL
SEEMA KHANDELWAL
AMIT SHARMA
SIYA RAM KHANDELWAL
SANDESH KHANDELWAL
06-May-2019 GUINESS SECURITIES LIMITED 1) Misuse of client funds and securities
2) Non-settlement of client accounts
3) Non-resolution of investor complaints
SOUMEN CHATTERJEE
TARUN KANTI SENGUPTA
KAMAL KUMAR KOTHARI
DHARMENDRA KOTHARI
24-Aug-2018 MONEYFLO SECURITIES PVT. LTD. 1) Member not contactable or responded to any of the
     Exchange communication.
2) Being incommunicado, Member failed to cooperate with the      Exchange in the conduct of the inspection and furnish
     information for the same.
3) Failure to submit audited financial statements, net worth
     and insurance
RAMAMURTHY GOPALAN
JAGADEESAN VENKATRAMAN CHANDRAMOULI
SHOBANA CHANDRAMOULI
13-Aug-2018 PREM SOMANI SHARE BROKERS PVT. LTD. 1) Misuse of client funds and securities
3) Non-availability of funds to meet the client payables
4) Non-settlement of client accounts
5) Non-resolution of investor complaints
PREM LATA SOMANI
NAWNEET SOMANI
13-Apr-2018 WEALTH MANTRA LIMITED Pursuant to the expulsion and declaration of default by BSE Ltd. SANJEEV AGARWAL
BEENA AGARWAL
SUNITA AGARWAL
13-Apr-2018 F6 FINSERVE PRIVATE LIMITED Pursuant to the expulsion and declaration of default by BSE Ltd. MEENU GOEL
PANKAJ GOEL
SANJAY ANAND
PRAVEEN SHARMA
RUCHIKA GOEL
DEEPAK GOEL
KAVITA ANAND
ASHA SHARMA
05-Mar-2018 FICUS SECURITIES PRIVATE LIMITED 1) Non-availability and misuse of client securities 
2) Non-availability of client funds
3) Non-settlement of client accounts
4) Failure to resolve investor complaints
VINOD KUMAR BANSAL
NEENA BANSAL
05-Mar-2018 CPR CAPITAL SERVICES LIMITED 1) Non-availability and Misuse of client securities
2) Shortfall in net worth
3) Non-settlement of client accounts
4) Failure to resolve investor complaints
DINESH GARG
PAWAN KUMAR GARG
ANUJ GARG
12-Jan-2018 ENRICH FIN & SECURITIES LTD. 1) Non submission of data/records sought by Exchange
2) Misuse of client funds and securities
3) Non-settlement of client accounts
SESHADRI BHARATHAN
TRINADH KIRAN VEMURI
USHA GUPTA
K. C. BANSAL
BIMLA BASAL
Date of Declaration Expelled Members
11-Oct-2017 AMRAPALI AADYA TRADING & INVESTMENT PVT. LTD.
09-Nov-2015 ORION CAPITAL AND DEBT MARKET
09-Nov-2015 MOONGIPA INVESTMENTS LIMITED
28-Aug-2015 FIN BRAINS SECURITIES (INDIA) LTD.
10-Jul-2015 CLICK2TRADE CAPITAL LTD.
10-Apr-2015 KASSA FINVEST PVT. LTD.
05-Sep-2014 UNICON SECURITIES PVT. LTD.
07-Mar-2014 PRIME BROKING COMPANY (INDIA) LTD.
19-Sep-2013 PARSOLI CORPORATION LTD.
25-Sep-2009 MERFIN (INDIA) LTD.
25-Sep-2009 GEMS EQUITIES & SECURITIES PVT. LTD.
27-Jul-2009 GANGA YAMUNA FINVEST PVT. LTD.
18-May-2009 SUNCHAN SECURITIES LTD.
15-Jan-2009 ORIENT CAPITAL MARKETS P.LTD.
05-Jan-2006 RUSODAY SECURITIES LTD.
30-Aug-2005 PARIKH & SHAH FINVEST PVT LTD.
01-Apr-2005 ADI K MOTAFRAM
24-Nov-2004 SINGHMAN FINANCIAL SERVICES LTD.
24-Nov-2004 KEN FINANCIAL SERVICES LTD.
24-Nov-2004 GFC SECURITIES & FINANCE LTD.
24-Nov-2004 PRIDE SHARES & CAPITALS PVT LTD.
28-Apr-2004 CLASSIC SHARE & STOCK BROKING SERVICES LTD.
28-Apr-2004 PRASAD & CO. (P) LTD.
28-Apr-2004 NAGARJUNA SECURITIES LTD.
28-Apr-2004 NH SECURITIES LTD.
01-Jan-2004 ATLANTIS STOCKS LTD.
01-Jul-2003 ACUMEN SECURITIES LTD.
01-Jul-2003 ESSKYENNR SECURITIES LTD.
01-May-2003 SMART INVESTMENT CONSULTANTS
01-May-2003 SHREEJI FINVEST LTD.
01-Apr-2003 SHREE KRISHNA & CO
08-Nov-2002 INVESTNET SECURITIES INDIA LTD.
08-Nov-2002 GURU HOLDING PVT LTD.
01-Oct-2002 HOME TRADE LTD.
01-Aug-2002 MCCLIFF SECURITIES LTD.
01-Apr-2002 DISHA CAPITAL SERVICES LTD.
22-Mar-2002 PLATINUM STOCK BROKING SERVICES LTD.
15-Jan-2002 FIRST NATIONAL SECURITIES (INDIA) LTD.
01-Jan-2002 POPULAR STOCK & SHARE SERVICES LTD.
01-Nov-2001 SANMAC FINANCIAL SERVICES LTD
01-Aug-2001 CENTURY CONSULTANTS LTD.
01-Aug-2001 BHAVESH DHIRAJLAL STOCK BROKING CO. LTD.
02-Jul-2001 JALPRADEEP SECURITIES LTD.
01-Mar-2001 PREMIER SECURITIES LTD.
01-Mar-2001 NEMANI STOCK BROKING PVT. LTD.
01-Mar-2001 POL SECURITIES LTD.
24-Jan-2001 MAHADEV STOCK BROKING COMPANY LTD.
11-Jan-2001 MONEY MINT
01-Jan-2001 LIONNAIRE HOLDINGS & INVESTMENTS PVT LTD.
14-Sep-2000 ESQUIRE MONEY GUARENTEES LTD.
14-Sep-2000 AVONSKI SECURITIES LTD.
14-Sep-2000 ALMEIDA & COMPANY STOCK BROKERS LTD.
16-May-2000 R KESAWAN
16-May-2000 INVESTMENT POINT (INDIA) LTD.
16-May-2000 DIGITAL LEASING AND FINANCE LTD.
16-May-2000 DIAMOND SECURITIES PVT. LTD.
16-May-2000 ARIHANT EQUITY FUND LTD.
16-May-2000 SUSHANT CAPITAL LTD.
16-May-2000 AMI SECURITIES LTD.
29-Mar-2000 LEAPROFIN SECURITIES LTD.
28-Feb-2000 OPTION PRATIBHUTI AND VINIMAY CO. LTD.
02-Nov-1999 NCM NEHA SECURITIES LTD.
02-Nov-1999 ASHOK GUPTA
01-Sep-1999 H.M.DESAI SECURITIES LTD.
05-Jul-1999 BROADLINE CAPFIN SERVICES (P) LTD.
10-May-1999 OPART SECURITIES PVT LTD.
29-Apr-1999 RAMAKRISHNA EQUITY FUND LTD.
08-Apr-1999 MASCOT SECURITIES LTD.
08-Apr-1999 SWARAJ FINANCIAL AND INVESTMENT PRIVATE LTD.
08-Apr-1999 DALEEP KHOSLA
08-Apr-1999 LUNAR HOLDINGS LTD.
Updated on: 08/09/2021
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