Market Surveillance Overview
Surveillance Actions
- Additional Surveillance Measure (ASM)
- Additional Surveillance Margin - Equity Derivatives Segment
- Calendar for Trade for Trade
- Daily review of Price Bands
- Deep Out-of-The Money (OTM) contracts
- Graded Surveillance Measure (GSM)
- Periodic Call Auction session for illiquid securities
- Periodic review of movement of securities to / from Trade for Trade
- Persistent Noise Creators
- Rumour Verification and Clarification in case of Spurt in Price / Volume
- Enhanced Surveillance Measure (ESM)
Guidelines for Trading Members
FAQ for Consolidated Penalty Structure.pdf (228 KB)
FAQ for Reversal Trade Cancellation Mechanism(RTCM).pdf (153 KB)
Consolidated list of Surveillance indicators (.xlsx) (23.1 KB)
REG_INDDDMMYY.csv (495 KB)
REG1_INDDDMMYY File Structure (236 KB)
Surveillance Dashboard
In order to facilitate effective surveillance mechanism at the Member level, the Exchange has introduced the Surveillance Dashboard. It aims to provide information about alerts on orders and trades which are abnormal in nature. Information on Dashboard Surveillance dashboard is mainly divided into 4 parts:
- Information Dashboard
- Alert / Monitoring Dashboard
- Exchange communication
- Transactional escalation from TM to the Exchange
Download Member Surveillance Dashboard FAQs (.pdf) (179 KB)
Member Surveillance Dashboard FAQs:
