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GiftNiftyFutures 28-Oct-2025
25,159.50 13.00 (0.05%)

07-Oct-2025 06:51

10-Oct-2025 | 86.8200

06-Oct-2025 17:00

Lac Crs 457.27 | Tn $ 5.15

06-Oct-2025

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Complaint / Arbitration Status


As per SEBI circular MRD/DoP/SE/Cir- 10/2009 dated September 03,2009

2025-26

Trading Member

Report 1A - Complaints received from clients against trading members during the current financial year (1568 KB)
Report 1C - Redressal of complaints lodged by clients against trading members during the current financial year (89 KB)
Report 3B - Disposal of arbitration proceedings (where client is a party) during the current financial year (26 KB)
Report 4B - Penal actions against trading members during the current financial year (116 KB)

Company

Report 2A - Complaints received from investors against listed companies during the current financial year (1172 KB)
Report 2C - Redressal of complaints lodged by investors against listed companies during the current financial year (132 KB)
2024-25

Trading Member

Report 1A - Complaints received from clients against trading members during the current financial year (3986 KB)
Report 1B - Redressal of complaints lodged by clients against trading members during the previous financial year (103 KB)
Report 3A - Disposal of arbitration proceedings (where client is a party) during the previous financial year (40 KB)
Report 4A - Penal actions against trading members during the previous financial year (275 KB)

Company

Report 2A - Complaints received from investors against listed companies during the current financial year (3434 KB)
Report 2B - Redressal of complaints lodged by investors against listed companies during the previous financial year (148 KB)
2023-24

Trading Member

Report 1A - Complaints received from clients against trading members during the current financial year (2150 KB)
Report 1C - Redressal of complaints lodged by clients against trading members during the current financial year (82 KB)
Report 3B - Disposal of arbitration proceedings (where client is a party) during the current financial year (81 KB)
Report 4B - Penal actions against trading members during the current financial year (337 KB)

Company

Report 2A - Complaints received from investors against listed companies during the current financial year (4065 KB)
Report 2C - Redressal of complaints lodged by investors against listed companies during the current financial year (188 KB)
2022-23

Trading Member

Report 1A - Complaints received from clients against trading members during the current financial year
Report 1C - Redressal of complaints lodged by clients against trading members during the current financial year
Report 3B - Disposal of arbitration proceedings (where client is a party) during the current financial year
Report 4B - Penal actions against trading members during the current financial year

Company

Report 2A - Complaints received from investors against listed companies during the current financial year
Report 2C - Redressal of complaints lodged by investors against listed companies during the current financial year
2021-22

Trading Member

Report 1A - Complaints received from clients against trading members during the current financial year
Report 1C - Redressal of complaints lodged by clients against trading members during the current financial year
Report 3B - Disposal of arbitration proceedings (where client is a party) during the current financial year
Report 4B - Penal actions against trading members during the current financial year

Company

Report 2A - Complaints received from investors against listed companies during the current financial year
Report 2C - Redressal of complaints lodged by investors against listed companies during the current financial year
2020-21

Trading Member

Report 1A - Complaints received from clients against trading members
Report 1C - Redressal of complaints lodged by clients against trading members
Report 3B1 - Disposal of Arbitration Proceedings (where client is a party)
Report 3B2 - Disposal of Arbitration Proceedings (where client is a appplicant)
Report 4B - Penal actions against trading members

Company

Report 2A - Complaints received from investors against listed companies
Report 2C - Redressal of complaints lodged by investors against listed companies

 

2019-20

Trading Member

Report 1A - Complaints received from clients against trading members
Report 1C - Redressal of complaints lodged by clients against trading members
Report 3B1 - Disposal of Arbitration Proceedings (where client is a party)
Report 3B2 - Disposal of Arbitration Proceedings (where client is a appplicant)
Report 4B - Penal actions against trading members

Company

Report 2A - Complaints received from investors against listed companies
Report 2C - Redressal of complaints lodged by investors against listed companies
2018-19

Trading Member

Report 1A - Complaints received from clients against trading members
Report 1C - Redressal of complaints lodged by clients against trading members
Report 3B1 - Disposal of Arbitration Proceedings (where client is a party)
Report 3B2 - Disposal of Arbitration Proceedings (where client is a appplicant)
Report 4B - Penal actions against trading members

Company

Report 2A - Complaints received from investors against listed companies
Report 2C - Redressal of complaints lodged by investors against listed companies
2017-18

Trading Member

Report 1A - Complaints received from clients against trading members
Report 1C - Redressal of complaints lodged by clients against trading members
Report 3B1 - Disposal of Arbitration Proceedings (where client is a party)
Report 3B2 - Disposal of Arbitration Proceedings (where client is a appplicant)
Report 4B - Penal actions against trading members

Company

Report 2A - Complaints received from investors against listed companies
Report 2C - Redressal of complaints lodged by investors against listed companies
2016-17

Trading Member

Report 1A - Complaints received from clients against trading members
Report 1C - Redressal of complaints lodged by clients against trading members
Report 3B1 - Disposal of Arbitration Proceedings (where client is a party)
Report 3B2 - Disposal of Arbitration Proceedings (where client is a appplicant)
Report 4B - Penal actions against trading members

Company

Report 2A - Complaints received from investors against listed companies
Report 2C - Redressal of complaints lodged by investors against listed companies
2015-16

Trading Member

Report 1A - Complaints received from clients against trading members
Report 1C - Redressal of complaints lodged by clients against trading members
Report 3B1 - Disposal of Arbitration Proceedings (where client is a party)
Report 3B2 - Disposal of Arbitration Proceedings (where client is a appplicant)
Report 4B - Penal actions against trading members

Company

Report 2A - Complaints received from investors against listed companies
Report 2C - Redressal of complaints lodged by investors against listed companies

 

2014-15

Trading Member

Report 1A - Complaints received from clients against trading members
Report 1C - Redressal of complaints lodged by clients against trading members
Report 3B1 - Disposal of Arbitration Proceedings (where client is a party)
Report 3B2 - Disposal of Arbitration Proceedings (where client is a appplicant)
Report 4B - Penal actions against trading members

Company

Report 2A - Complaints received from investors against listed companies
Report 2C - Redressal of complaints lodged by investors against listed companies
2013-14

Trading Member

Report 1A - Complaints received from clients against trading members
Report 1C - Redressal of complaints lodged by clients against trading members
Report 3B1 - Disposal of Arbitration Proceedings (where client is a party)
Report 3B2 - Disposal of Arbitration Proceedings (where client is a appplicant)
Report 4B - Penal actions against trading members

Company

Report 2A - Complaints received from investors against listed companies
Report 2C - Redressal of complaints lodged by investors against listed companies
2012-13

Trading Member

Report 1A - Complaints received from clients against trading members
Report 1C - Redressal of complaints lodged by clients against trading members
Report 3B1 - Disposal of Arbitration Proceedings (where client is a party)
Report 3B2 - Disposal of Arbitration Proceedings (where client is a appplicant)
Report 4B - Penal actions against trading members

Company

Report 2A - Complaints received from investors against listed companies
Report 2C - Redressal of complaints lodged by investors against listed companies
2011-12

Trading Member

Report 1A - Complaints received from clients against trading members
Report 1C - Redressal of complaints lodged by clients against trading members
Report 3B1 - Disposal of Arbitration Proceedings (where client is a party)
Report 3B2 - Disposal of Arbitration Proceedings (where client is a appplicant)
Report 4B - Penal actions against trading members

Company

Report 2A - Complaints received from investors against listed companies
Report 2C - Redressal of complaints lodged by investors against listed companies
2010-11

Trading Member

Report 1A - Complaints received from clients against trading members
Report 1C - Redressal of complaints lodged by clients against trading members
Report 3B1 - Disposal of Arbitration Proceedings (where client is a party)
Report 3B2 - Disposal of Arbitration Proceedings (where client is a appplicant)
Report 4B - Penal actions against trading members

Company

Report 2A - Complaints received from investors against listed companies
Report 2C - Redressal of complaints lodged by investors against listed companies

 

2009-10

Trading Member

Report 1A - Complaints received from clients against trading members
Report 1C - Redressal of complaints lodged by clients against trading members
Report 3B1 - Disposal of Arbitration Proceedings (where client is a party)
Report 3B2 - Disposal of Arbitration Proceedings (where client is a appplicant)
Report 4B - Penal actions against trading members

Company

Report 2A - Complaints received from investors against listed companies
Report 2C - Redressal of complaints lodged by investors against listed companies

 

2008-2009

Trading Member

Report 1B -Redressal of complaints lodged by clients against trading member
Report 3A1 - Disposal of Arbitration Proceedings (where client is a party)
Report 3A2 - Disposal of Arbitration Proceedings (where client is a appplicant)
Report 4A - Penal actions against trading members

Company

Report 2B - Redressal of complaints loadged by investors against listed companies

 

Updated on: 24/09/2025