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Compliance Calendar



SEBI LODR REGULATIONS, 2015 AND SEBI CIRCULAR
CONTENT OF THE CIRCULAR/REGULATION  TIMELINE FREQUENCY
6 (1)  Appointment of  Qualified Company Secretary  as Compliance Officer  within 30 days of end of each quarter Quarterly
7 (3) Compliance Certificate in relation to  maintain share transfer facility.   Within  30 days from  end of the Financial Year  Yearly
13(3)  Statement of Investor Complaints Within 21 days from end of the Quarter  Quarterly
23 (9) Disclosures of Related Party Transactions (Only Applicable on High value debt listed entity) Along with its Standalone Financial Results  Half Yearly
27 (2) Compliance report on corporate governance (Only Applicable on High value debt listed entity) Within 21 days from end of the Quarter  Quarterly
50 (1) Prior Intimation to the Stock Exchange about the Meeting of the Board of Directors prior intimation to the stock exchange of at least two working days in advance, excluding the date of the intimation and the date of the meeting of the board of directors Event Based 
50 (2) Prior Intimation to the Stock Exchange about the General Meeting/meeting of the holders of non-convertible securities not later than the date of commencement of dispatch of notices Event based 
52 (1)  Financial Result  within 45 days from the end of quarter year, other than last quarter Quarterly 
52 (2)  Financial Result  within 60 days from the end of the  financial year Yearly
52(4) / 52 (6) Disclosure with respect to financial results   Along with the Financial Results Quarterly/ Yearly
52(7) / (7A) Statement indicating the utilization of issue proceeds/ material deviation in the use of proceeds within forty-five days from the end of every quarter  Quarterly
53 (2) Annual Report  Along with the notice of the Annual General Meeting, not later than the date of commencement of dispatch to its shareholders Yearly 
54 (2) / (3) Asset Cover Along with the Financial Results  Quarterly/ Yearly
57 (1)  Disclosure of information related to payment obligations Within one working days of becoming due  Event based 
57 (4) Submission of details of payable obligations during the quarter within five working days prior to the beginning of the quarter Quarterly
57 (5) Confirmation of payment obligations within seven working days from the end of the quarter Quarterly
60 (2) Record Date Advance  notice of at least seven working days  (excluding the date of intimation and the record date) Event based 
62 Website  The listed entity shall maintain a functional website containing details as per the SEBI Regulations Continuance  Compliance 

SEBI LODR REGULATIONS, 2015 AND SEBI CIRCULAR
CONTENT OF THE CIRCULAR/REGULATION  TIMELINE FREQUENCY
As per circular no. SEBI/HO/DDHS/P/CIR/2021/613 dated August 10, 2021 Submit certificate confirming fulfilment of payment obligations Within 2 days of payment  becoming due Event Based 
Regulation 33 / 52 of SEBI LODR Regulations, 2015 Financial Result  within 45 days from the end of quarter year, other than last quarter Quarterly 
Regulation 33 / 52 of SEBI LODR Regulations, 2015 Financial Result  within 60 days from the end of the  financial year Yearly
Regulation 52(4) of SEBI LODR Regulations, 2015 Disclosure of line items along with the financial results Along with the Financial Results Quarterly/ Yearly
IMPORTANT

1. THE COMPLIANCE REQUIREMENTS SHOWN ABOVE ARE INDICATIVE ONLY.

2. COMPANIES ARE REQUESTED TO REFER TO SEBI REGULATIONS AND SEBI CIRCULARS/NOTIFICATIONS AS AMENDED FROM TIME TO TIME FOR DETAILED COMPLIANCES.

3. THE  PROVISIONS  OF   REGULATION 15  AND  REGULATION  16  TO  REGULATION  27  OF  SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 SHALL APPLY TO A LISTED ENTITY WHICH HAS LISTED ITS NON-CONVERTIBLE DEBT SECURITIES AND  HAS  AN  OUTSTANDING  VALUE  OF  LISTED  NON-CONVERTIBLE  DEBT  SECURITIES  OF RUPEES FIVE HUNDRED CRORE AND ABOVE (HIGH VALUE DEBT LISTED ENTITY). FURTHER, KINDLY NOTE THAT THESE PROVISIONS SHALL BE APPLICABLE TO A ‘HIGH VALUE DEBT LISTED ENTITY’ ON A ‘COMPLY OR EXPLAIN’ BASIS UNTIL MARCH 31, 2023 AND ON A MANDATORY BASIS THEREAFTER.

 

Disclaimer:

The compliance requirements shown above are indicative only. Companies are requested to refer to SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (Listing Regulations) and SEBI Circulars for detailed compliances.


SEBI LODR REGULATIONS, 2015 AND SEBI CIRCULAR
CONTENT OF THE CIRCULAR/REGULATION  TIMELINE FREQUENCY
21(4) Notice to holders of municipal debt securities Prior to sending Notice to holders  Event based
23 (1) Periodic Disclosures to be made by Issuers As per Schedule V Event based
23(3) Change in rating Any change in rating shall be promptly disseminated by the issuer  Event based
SEBI Circular CIR/IMD/DF1/60/2017 dated June 19, 2017 Approval from the stock exchange(s) for any material modification The issuer shall not make material modification such as the structure of the debt security in terms of coupon, redemption, or otherwise, without prior approval of the stock exchange Event based
SEBI Circular CIR/IMD/DF1/60/2017 dated June 19, 2017 Record Date The issuer shall give notice of the record date at least seven working days (excluding the date of intimation and the record date)
SEBI Circular CIR/IMD/DF1/60/2017 dated June 19, 2017 Grievance Redressal Mechanism An issuer of debt securities shall file with the recognized stock exchange(s) a statement giving details of investor complaints.  Within thirty working days from the end of each half year
SEBI Circular SEBI/HO/DDHS /CIR/P/134/2019 dated November 13, 2019 Half Yearly Unaudited Financial results Submit half yearly un-audited financial results within forty five days of the end of the first half year
SEBI Circular SEBI/HO/DDHS /CIR/P/134/2019 dated November 13, 2019 Annual Audited Financial Results Submit annual audited financial results for the financial year along with the audit report  within sixty days from the end of the financial year
SEBI Circular SEBI/HO/DDHS /CIR/P/134/2019 dated November 13, 2019 Timely payment of interests or principal obligations or both Submit a certificate intimating the status of payment of interest or principal or both within five working days of the same becoming due
SEBI Circular SEBI/HO/DDHS /CIR/P/134/2019 dated November 13, 2019 Escrow Payment Mechanism The listed entities shall disclose the balances in the “No lien escrow account”, “Interest payment account”, “Sinking Fund account” and “General account” along with notes pertaining to transfers made to/from these accounts to stock exchange(s) for dissemination. Within 45 days from the end of the quarter.
SEBI Circular SEBI/HO/DDHS /CIR/P/134/2019 dated November 13, 2019 Utilization of funds for projects and status of implementation of projects Submit a report containing status of implementation of project(s) and the amount of utilizations of issue proceeds Half yearly basis along with financial results
Updated on: 21/06/2022
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