YOU ARE ON THE NEW NSE WEBSITE, ACCESS THE OLD WEBSITE ON THE URL www1.nseindia.com OR CLICK HERE
Call for Papers – Third SEBI-NISM Research Conference - Investing in Recovery: Challenges and Opportunities for Indian Securities Markets - February 24-25, 2022
Accessibility
Feedback

Compliance Calendar - SME


QUARTERLY COMPLIANCE
REGULATION REFERENCE TIMELINE
Regulation 13 (3) - Statement of Grievance Redressal Mechanism Within 21 days from the end of the quarter.
Reconciliation of share capital audit report Within 30 days from the end of the quarter.
HALF-YEARLY COMPLIANCE
REGULATION REFERENCE TIMELINE
Regulation 31 (1) (b)- Shareholding Pattern:
Download Regulation (.zip)
Within 21 days from the end of the quarter.
32(8) – Statement of deviation or variation Within 45 days from the end of the quarter
33(5) – Financial Results. Within 45 days from the end of the quarter
ANNUAL COMPLIANCE
REGULATION REFERENCE TIMELINE
Regulation 7 (3) - Share Transfer Agent Within 30 days from the end of the financial year
34(1) – Annual Report Not later than the day of commencement of dispatch to its shareholders.
Regulation 40 (10) - Transfer or transmission or transposition of securities Within 30 days from the end of the financial year
Initial Disclosure requirements for large entities Within 30 days from the beginning of the FY
Annual Disclosure requirements for large entities Within 45 days of the end of the FY
SR. NO REGULATION REFERENCE FREQUENCY PERIOD COVERED DATE BY WHICH TO BE FILED
1. 7(5) – Intimation of appointment of Share Transfer Agent. Event based - Within 7 days of Agreement with RTA.
2. 28(1) – In- Principle approval. Event based - Prior to Issuance of Security.
3. 29(1) (a) –Prior Intimations of Board Meeting for financial Result. Event based - At least 5 clear days in advance (excluding the date of the intimation and date of the meeting).
4. 29(1)(b), 29(1) (c), 29(1)(d),  29(1) (e)    and    29(1)    (f)    –    Prior Intimations of Board Meeting  for Buyback, Dividend, Raising of Funds,    Voluntary    Delisting, Bonus, etc Event based - At least 2 clear working days in advance (excluding the date of the intimation and date of the meeting).
5. 29(3) –Prior Intimations of Board Meeting for alteration in nature of securities. Event based - At least 11 clear working days in Advance.
6. 30(6) – Disclosure of events specified in Part A of Schedule III (Material events) Event based - Not l a t e r than twenty four hours from occurrence of event.
7. 30(6) – Disclosure of events specified in sub-para 4 of Para A of Part A of Schedule III. Event based - Within 30 minutes of conclusion of board meeting.
8. 31(1)(a) – Shareholding Pattern prior to listing of securities. Event based - One day prior to listing of securities.
9. 31(1)(c) – Shareholding Pattern in case of capital restructuring. Event based - Within 10 days of any change in capital structure exceeding 2%.
10. 31(A)(2) – Disclosure of class of shareholders and conditions for reclassification. Event based - Prior approval.
11. 37(2) – Draft Scheme of arrangement & Scheme of arrangement. Event based - Prior approval before filing with Court.
12. 42(2) – Record date or Date of closure of transfer books. Event based - At least 7 clear working days in advance (excluding the date of intimation and the record date).
13. 42(3) – Record date for declaring dividend and / or cash bonus. Event based - At least 5 clear working days in advance (excluding the date of intimation and the record date).
14. 44(3)-Voting results by shareholders. Event based - Within two working days of conclusion of Meeting
15. 45(3) – Change in name of listed entity. Event based - Prior approval (before filing request for name change with ROC)


Disclaimer:

Compliance Calendar is applicable to companies whose equity shares are listed on the Exchange. The compliance requirements shown above are indicative only. Companies are requested to refer to SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (Listing Regulations) for detailed compliances.

Updated on: 09/06/2021
Quick Links