26-Jun-2024 | 83.5625

14-Jun-2024 17:00

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Compliance Chronicles: Regulatory Insights & Best Practices

Compliance Chronicles: Regulatory Insights & Best Practices

Total Duration Course Type
2 Days Offline / Classroom

For more information, please Contact:

Nandan:+91 8655647390

Jasmeet:+91 9821836326

Email id: nsingh@nse.co.in

"Compliance Chronicles: Regulatory Insights & Best Practices" is a training program designed to provide participants with insights into RBI guidelines and best practices for ensuring compliance in the banking sector. This program provides attendees with the knowledge and skills necessary to navigate RBI regulations effectively, manage compliance in day-to-day banking operations, risk management practices and address regulatory reporting requirements. Through interactive sessions, case studies, and simulations, participants will gain an understanding of key regulatory areas, such as KYC norms, asset classification, priority sector lending, and Anti Money Laundering ( AML) measures. Moreover, attendees will learn how to establish robust compliance frameworks, implement risk assessment strategies, and foster a culture of compliance within their organizations.

By the end of the program, participants will be able to:

  • Apply their understanding of RBI guidelines to ensure compliance in day-to-day banking operations, risk management practices, and regulatory reporting requirements.
  • Identify key regulatory requirements outlined by the RBI, such as those related to KYC norms, asset classification, provisioning norms, and AML measures.
  • Build robust compliance frameworks and processes within their organizations, including designing effective risk assessment strategies, implementing internal controls, and fostering a culture of compliance among team members.
  • Prioritize Sector Lending as per RBI Norms.
  • Comprehensive understanding of RBI guidelines and regulations.
  • Best practices for ensuring compliance in banking operations.
  • Risk assessment and mitigation strategies.
  • Awareness of emerging regulatory trends and changes.
  • Establishment of robust governance and internal controls.
  • Emphasis on ethical conduct and professionalism.
  • Practical application through case studies and simulations.
  • Encouragement of continuous learning and development.
  • Compliance Officers and Managers
  • Risk Management Professionals
  • Legal and Regulatory Affairs Professionals
  • Audit and Internal Control Teams
  • Finance and Accounting Professionals
  • Operations Managers
  • Senior Management and Executives
  • New Entrants and Trainees
  • Enhanced understanding of RBI regulations.
  • Improved compliance practices.
  • Effective risk management strategies.
  • Increased regulatory awareness.
  • Strengthened governance and internal controls.
  • Ethical conduct promotion.
  • Practical application skills.
  • Continuous learning and development opportunities.
  • Compliance with industry standards.
  • Reduced regulatory risk.


Updated on: 25/04/2024