NISM Continuing Professional Education (CPE) Program
TOTAL DURATION | CERTIFICATION VALIDITY | COURSE TYPE |
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National Institute of Securities Markets (NISM) performs two functions delegated to it under the Securities and Exchange Board of India (Certification of Associated Persons in Securities Markets) SEBI (CAPSM) Regulations, 2007. They are:
- Offering mandatory Certification Examinations for Associated Persons in the Securities Market Intermediaries
- Offering Continuing Professional Education (CPE) Programs for Associated Persons in the Securities Market Intermediaries.
Click on the links below to find out more about NISM CPE Programs:
- NISM Series-I : Currency Derivatives
- NISM Series-II-A : RTA- Corporate
- NISM Series-II-B : RTA - Mutual Funds
- NISM Series-III-A: Securities Intermediaries Compliance (Non-Fund)
- NISM Series-IV : Interest Rate Derivatives
- NISM Series-V-A : Mutual Fund Distributors
- NISM Series-V-B : Mutual Fund Foundation
- NISM Series-VI : Depository Operations
- NISM Series-VII : Securities Operations and Risk Management
- NISM Series-VIII : Equity Derivatives
- NISM Series-IX : Merchant Banking
- NISM Series-X-A: Investment Advisor (Level 1)
- NISM Series-X-B: Investment Advisor (Level 2)
- NISM Series XIII: Common Derivatives CPE
- NISM Series XV: Research Analyst CPE
- NISM Series XVII: Retirement AdviserCPE
To view the forthcoming CPE Programs scheduled at various locations click below:
Please note:
Registrations for CPE programs are now to be done ONLINE from NISM Certifications Registration Portal
https://archives.nseindia.com/education/content/CPE_Proc_180915.pdf
URL for CPE ONLINE registration is: https://certifications.nism.ac.in/nismaol/homeplatform.htm
Before expiry of the validity of the certificate possessed by an associated person, the certificate shall be revalidated by passing the relevant NISM Certification Examination before the expiry of the existing certificate or by successfully completing a program of relevant one day 'Continuing Professional Education (CPE)' as may be specified by NISM during 12 months preceding the date of expiry of the certificate.
The certificate will be revalidated for a period of three years from the date of expiry of the existing certificate.
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