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Back Office Operations Module

Back Office Operations Module

EXAMINATION DURATION CERTIFICATION VALIDITY COURSE TYPE
120 minutes 5 Years Self - Learning

This module has been prepared with a view to provide a comprehensive and in depth knowledge about the back office operations in the securities markets.

  1. NCFM exam are online and self-study basis and conduct in across India (TestCenter-200+) in English language.
  2. Open Office Spreadsheet will be provided
  3. There is 0.25% negative marking for incorrect answer.
  4. We allow all types of calculator during test
  5. No. of questions: 60 /Maximum marks: 100/ Passing marks: 60 (60%).
  6. The question paper consists of objective type questions only.
  7. For every question, you will find four / five alternative answers. To select your answer, click on the radio button next to the alternative.
  8. Course Outline Topic:
    • Know Your Client, Anti-Money Laundering & Combating Financing of Terrorism
    • Primary Market
    • Secondary Market (Trading in Shares)
    • Depository Operations
    • Registrar & Transfer Agent
    • Mutual Fund: AMC Operations
    • Mutual Fund Transactions through NSE
    • Qualified Foreign Investors – Equity Shares
    • Qualified Foreign Investors – Mutual Funds
  • To have a comprehensive and broad based knowledge about back office operations.
  • To know the various types of primary issues and the activities that drive the primary market
  • To get an overview of various operational activities and gain insights on post-trade activities in the markets

Course Fees- Total Fees Rs.2006/- (Rupees Two Thousand and Six Only). inclusive of GST.

There is no eligibility criteria

Who will be BENEFIT from this course?

  • Students
  • Teachers
  • Employees of brokers and sub-brokers
  • Employees of Mutual Funds
  • Finance Professionals
  • Anybody having interest in this subject
Updated on: 17/02/2020
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