Back Office Operations Module

1. NCFM exam are online and self-study basis and conduct in across India (TestCenter-200+) in English language.
2. Open Office Spreadsheet will be provided
3. There is 0.25% negative marking for incorrect answer.
4. We allow all types of calculator during test
5. No. of questions: 60 /Maximum marks: 100/ Passing marks: 60 (60%).
6. The question paper consists of objective type questions only.
7. For every question, you will find four / five alternative answers. To select your answer, click on the radio button next to the alternative.
8. Course Outline Topic:
   • Know Your Client, Anti-Money Laundering & Combating Financing of Terrorism
   • Primary Market
   • Secondary Market (Trading in Shares)
   • Depository Operations
   • Registrar & Transfer Agent
   • Mutual Fund: AMC Operations
   • Mutual Fund Transactions through NSE
   • Qualified Foreign Investors – Equity Shares
   • Qualified Foreign Investors – Mutual Funds

• To have a comprehensive and broad based knowledge about back office operations.
• To know the various types of primary issues and the activities that drive the primary market
• To get an overview of various operational activities and gain insights on post-trade activities in the markets

Course Fees- Total Fees Rs.2006/- (Rupees Two Thousand and Six Only). inclusive of GST.

There is no eligibility criteria

Who will be BENEFIT from this course?

• Students
• Teachers
• Employees of brokers and sub-brokers
• Employees of Mutual Funds
• Finance Professionals
• Anybody having interest in this subject